0001849586-21-000001.txt : 20210803
0001849586-21-000001.hdr.sgml : 20210803
20210803170356
ACCESSION NUMBER: 0001849586-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210731
FILED AS OF DATE: 20210803
DATE AS OF CHANGE: 20210803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patel Ajay
CENTRAL INDEX KEY: 0001849586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 211140806
MAIL ADDRESS:
STREET 1: 100 SOUTH SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Assertio Holdings, Inc.
CENTRAL INDEX KEY: 0001808665
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 850598378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: (224) 419-7106
MAIL ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
wf-form4_162802459744090.xml
FORM 4
X0306
4
2021-07-31
0
0001808665
Assertio Holdings, Inc.
ASRT
0001849586
Patel Ajay
C/O ASSERTIO HOLDINGS, INC.
100 SOUTH SAUNDERS ROAD, SUITE 300
LAKE FOREST
IL
60045
0
1
0
0
SVP and CAO
Common Stock
2021-07-31
4
M
0
8060
0
A
26259.934
D
Common Stock
2021-07-31
4
F
0
2271
1.26
D
23988.934
D
Restricted Stock Units
0.0
2021-07-31
4
M
0
8060
0
D
2022-07-31
Common Stock
8060.0
8060
D
Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
One-third of these restricted stock units are scheduled to vest on each of July 31, 2020, 2021 and 2022, assuming continued employment through the applicable vesting date.
The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
/s/ Sam Schlessinger, attorney in fact for Ajay Patel
2021-08-02