0001104659-24-068356.txt : 20240604 0001104659-24-068356.hdr.sgml : 20240604 20240604180140 ACCESSION NUMBER: 0001104659-24-068356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240531 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Grady Brendan P. CENTRAL INDEX KEY: 0001726533 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 241019842 MAIL ADDRESS: STREET 1: 5 BASEL STREET, PO BOX 3190 CITY: PETACH TIKVA STATE: L3 ZIP: 4951033 FORMER NAME: FORMER CONFORMED NAME: O'Grady Brendan DATE OF NAME CHANGE: 20171227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Assertio Holdings, Inc. CENTRAL INDEX KEY: 0001808665 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 850598378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: (224) 419-7106 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 tm2416400-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-31 0 0001808665 Assertio Holdings, Inc. ASRT 0001726533 O'Grady Brendan P. ASSERTIO HOLDINGS, INC. 100 SOUTH SAUNDERS ROAD, SUITE 300 LAKE FOREST IL 60045 1 1 0 0 CEO 0 Restricted Stock Units 0 2024-05-31 4 A 0 500000 0 A 2027-05-31 Common Stock 500000 500000 D Stock Option (Right to Buy) 0.99 2024-05-31 4 A 0 1800000 0 A 2034-05-31 Common Stock 1800000 1800000 D Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. One-third of these restricted stock units and stock options are scheduled to vest on each of the first three anniversaries of the grant date, assuming continued employment through the applicable vesting date. The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities. /s/ Sam Schlessinger, attorney-in-fact for Brendan P. O'Grady 2024-06-04