SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Henry Shawn

(Last) (First) (Middle)
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300

(Street)
SUNNYVALE, CA 94086

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/09/2020
3. Issuer Name and Ticker or Trading Symbol
CrowdStrike Holdings, Inc. [ CRWD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Please see remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A common stock 178,075(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) (2) 08/20/2024 Class B common stock 50,000 $0.48 D
Stock Options (Right to Buy) (3) 06/30/2026 Class B common stock 100,000 $1.665 D
Stock Options (Right to Buy) (4) 12/12/2027 Class B common stock 14,500 $2.63 D
Stock Options (Right to Buy) (5) 04/09/2028 Class B common stock 25,000 $3.33 D
Stock Options (Right to Buy) (6) 09/25/2028 Class B common stock 50,000 $11.13 D
Restricted Stock Units (7) (7) Class B common stock 34,375 $0 D
Explanation of Responses:
1. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
2. The stock options were granted on August 20, 2014 and 25% vested on August 20, 2015, with 1/48 of the remaining stock options vesting monthly thereafter.
3. The stock options were granted on June 30, 2016 and vest in 48 equal monthly installments beginning on July 31, 2016.
4. The stock options were granted on December 12, 2017 and vest in 48 equal monthly installments beginning on March 1, 2017.
5. The stock options were granted on April 9, 2018 and vest in 48 equal monthly installments beginning on March 1, 2018.
6. The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018.
7. The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter.
Remarks:
Exhibit 24 - Power of Attorney - The reporting person's title as an officer of the issuer is President, Crowdstrike Services and Chief Security Officer.
/s/ Remie Solano, as Attorney-in-Fact for Shawn Henry 04/13/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.