X0306 4 2020-12-21 0001783180 Carrier Global Corp CARR 0001808520 Nelson Christopher John 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 true President, HVAC Common Stock 2020-12-21 4 M 0 1829 0 A 1829 D Common Stock 2020-12-21 4 F 0 1829 38.52 D 0 D Common Stock 2020-12-21 4 M 0 2143 0 A 2143 D Common Stock 2020-12-21 4 F 0 2143 38.52 D 0 D Common Stock 2020-12-21 4 M 0 645 0 A 645 D Common Stock 2020-12-21 4 F 0 645 38.52 D 0 D Common Stock 1639 I By UTC Savings Plan Trustee Restricted Stock Unit RSU 0 2020-12-21 4 M 0 1829 0 D Common 1829 43018 D Restricted Stock Unit RSU 2020-12-21 4 M 0 2143 0 D Common 2143 50403 D Restricted Stock Unit RSU 2020-12-21 4 M 0 645 0 D Common 645 15160 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. The reporting person was originally granted PSUs on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. The reporting person was originally granted RSUs on January 2, 2018, by UTC. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. /s/ Ariel R. David as Attorney-in-Fact 2020-12-23