X0306 4 2021-02-10 0001783180 Carrier Global Corp CARR 0001808151 Agrawal Ajay 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 Senior VP, Strategy & Services Common Stock 2021-02-10 4 M 0 23.0000 0.0000 A 17120.0000 D Common Stock 2021-02-10 4 F 0 6.0000 37.1900 D 17114.0000 D Restricted Stock Unit RSU 2021-02-10 4 A 0 23.0000 0.0000 A Common Stock 23.0000 23.0000 D Restricted Stock Unit RSU 2021-02-10 4 M 0 23.0000 0.0000 D Common Stock 23.0000 0.0000 D Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. /s/ Ariel R. David as Attorney-in-Fact 2021-02-11