Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Fred Alger & Company, LLC |
b. Street 1 | 100 Pearl Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10004-6030 |
g. Telephone number (including country code if foreign) | 212-806-8800 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as distributor |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | BROWN BROTHERS HARRIMAN & CO. |
b. Street 1 | 50 Post Office Square |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02110-1548 |
g. Telephone number (including country code if foreign) | 617-772-1818 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as custodian, accounting agent and transfer agent |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Fred Alger Management, LLC |
b. Street 1 | 100 Pearl Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10004-6030 |
g. Telephone number (including country code if foreign) | 212-806-8800 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as advisor, administrator, and shareholder servicing agent |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Weatherbie Capital, LLC |
b. Street 1 | 265 Franklin Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02110-3158 |
g. Telephone number (including country code if foreign) | 617-951-2550 |
h. Briefly describe the books and records kept at this location:
| Records related to its functions as sub-advisor |
Director Record:
1 |
a. Full Name | Charles F. Baird |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-05550 |
File Number Record:
2 |
File Number Record: | 811-01743 |
File Number Record:
3 |
File Number Record: | 811-07986 |
File Number Record:
4 |
File Number Record: | 811-21308 |
File Number Record:
5 |
File Number Record: | 811-01355 |
Director Record:
2 |
a. Full Name | Nathan E. Saint-Amand M.D. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-01743 |
File Number Record:
2 |
File Number Record: | 811-07986 |
File Number Record:
3 |
File Number Record: | 811-05550 |
File Number Record:
4 |
File Number Record: | 811-01355 |
File Number Record:
5 |
File Number Record: | 811-21308 |
Director Record:
3 |
a. Full Name | Hilary M. Alger |
b. CRD number, if any | 001164468 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-01743 |
File Number Record:
2 |
File Number Record: | 811-05550 |
File Number Record:
3 |
File Number Record: | 811-21308 |
File Number Record:
4 |
File Number Record: | 811-01355 |
File Number Record:
5 |
File Number Record: | 811-07986 |
Director Record:
4 |
a. Full Name | David Rosenberg |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21308 |
File Number Record:
2 |
File Number Record: | 811-01355 |
File Number Record:
3 |
File Number Record: | 811-05550 |
File Number Record:
4 |
File Number Record: | 811-07986 |
File Number Record:
5 |
File Number Record: | 811-01743 |
a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act?
|
Yes
No
|
Release number Record:
1 |
i. If yes, provide below the release number for each order
| IC-28844 |
Release number Record:
2 |
i. If yes, provide below the release number for each order
| 34-90528 |
Release number Record:
3 |
i. If yes, provide below the release number for each order
| IC-33869 |
Release number Record:
4 |
i. If yes, provide below the release number for each order
| 34-91210 |