EX-99.(D-3) 5 d792915dex99d3.htm AMENDMENT TO IMA, DATED FEBRUARY 20, 2024 Amendment to IMA, dated February 20, 2024

AMENDMENT TO SCHEDULE I

OF THE AMENDED & RESTATED

INVESTMENT MANAGEMENT AGREEMENT

FOR

THE ALGER ETF TRUST

Pursuant to the Amended & Restated Investment Management Agreement, dated February 11, 2021, by and between The Alger ETF Trust, and Fred Alger Management, LLC (as amended to date, the “Agreement”), the parties agree to amend the Agreement effective February 20, 2024 as follows:

 

 

1.

Schedule I of the Agreement is hereby deleted in its entirety and replaced with Schedule I as attached and incorporated by reference to this Amendment.

 

 

2.

Except as provided herein, the terms and conditions contained in the Agreement shall remain in full force and effect. Capitalized terms herein that are not defined shall have the meanings ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties by their duly authorized officers, have caused this Amendment to be executed as of the date first written above.

 

THE ALGER ETF TRUST

   

FRED ALGER MANAGEMENT, LLC

By:

 

/s/ Tina Payne    

   

By:

 

/s/ Tina Payne     

Name:

 

Tina Payne

   

Name:

 

Tina Payne

Title:

 

CCO, CLO, Secretary

   

Title:

 

SVP, General Counsel, CCO,

Assistant Secretary


SCHEDULE I

 

     
Name of Fund    Annual Fee as Percentage of
Average Daily Net Assets
   Reapproval Date

Alger Mid Cap 40 ETF

   0.50%   

 October 31, 2022

Alger 35 ETF

   0.45%   

 October 31, 2022

Alger Weatherbie Enduring

Growth ETF

   0.55%   

 October 31, 2024

Alger Concentrated Equity ETF

   0.45%   

 October 31, 2025

Alger AI Enablers & Adopters

ETF

   0.45%   

 October 31, 2025