0001415889-23-011228.txt : 20230718 0001415889-23-011228.hdr.sgml : 20230718 20230718161351 ACCESSION NUMBER: 0001415889-23-011228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230714 FILED AS OF DATE: 20230718 DATE AS OF CHANGE: 20230718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Butler Lisa CENTRAL INDEX KEY: 0001819414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39413 FILM NUMBER: 231094401 MAIL ADDRESS: STREET 1: C/O VERTEX, INC. STREET 2: 2301 RENAISSANCE BLVD. CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex, Inc. CENTRAL INDEX KEY: 0001806837 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 232081753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2301 RENAISSANCE BOULEVARD CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: (800) 355-3500 MAIL ADDRESS: STREET 1: 2301 RENAISSANCE BOULEVARD CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 4 1 form4-07182023_080744.xml X0508 4 2023-07-14 0001806837 Vertex, Inc. VERX 0001819414 Butler Lisa C/O VERTEX, INC. 2301 RENAISSANCE BLVD KING OF PRUSSIA PA 19406 false true false false CHIEF ACCOUNTING OFFICER 1 Class A Common Stock 2023-07-14 4 M 0 10000 2.50 A 10250 D Class A Common Stock 2023-07-14 4 S 0 10000 18.7059 D 250 D Stock Option 2.50 2023-07-14 4 M 0 10000 0 D 2026-02-02 Class A Common Stock 10000 30946 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on December 16, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.55 to $19.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. This option is fully vested and exercisable. /s/ Lisa Coleman, Attorney-in-Fact 2023-07-18