0001104659-23-125085.txt : 20231211
0001104659-23-125085.hdr.sgml : 20231211
20231211193905
ACCESSION NUMBER: 0001104659-23-125085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231206
FILED AS OF DATE: 20231211
DATE AS OF CHANGE: 20231211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westphal Jeffery
CENTRAL INDEX KEY: 0001818851
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39413
FILM NUMBER: 231479698
MAIL ADDRESS:
STREET 1: C/O VERTEX, INC.
STREET 2: 2301 RENAISSANCE BLVD.
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex, Inc.
CENTRAL INDEX KEY: 0001806837
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 232081753
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2301 RENAISSANCE BOULEVARD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
BUSINESS PHONE: (800) 355-3500
MAIL ADDRESS:
STREET 1: 2301 RENAISSANCE BOULEVARD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
4
1
tm2331951-8_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-12-06
0
0001806837
Vertex, Inc.
VERX
0001818851
Westphal Jeffery
C/O VERTEX, INC.
2301 RENAISSANCE BLVD
KING OF PRUSSIA
PA
19406
0
0
1
0
0
Class A Common Stock
4762081
I
By The 2009 Jeffrey R. Westphal Generation Skipping Trust
Class A Common Stock
7895
D
Class B Common Stock
2023-12-06
5
W
0
E
789000
0
A
Class A Common Stock
789000
838000
D
Class B Common Stock
Class A Common Stock
9249286.237
9249286.237
I
By The 2009 Jeffrey R. Westphal Generation Skipping Trust
Class B Common Stock
Class A Common Stock
1153756
1153756
I
By Rainer J. Westphal 2007 Separate Exempt Trust FBO Jeffrey Westphal
Class B Common Stock
Class A Common Stock
332244
332244
I
By Rainer J. Westphal 2007 Separate Non-Exempt Trust FBO Jeffrey Westphal
The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.
/s/ Joshua Levine, Attorney-in-Fact
2023-12-11