0001104659-23-124726.txt : 20231208
0001104659-23-124726.hdr.sgml : 20231208
20231208163039
ACCESSION NUMBER: 0001104659-23-124726
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231206
FILED AS OF DATE: 20231208
DATE AS OF CHANGE: 20231208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thompson Stefanie Westphal
CENTRAL INDEX KEY: 0001818515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39413
FILM NUMBER: 231475817
MAIL ADDRESS:
STREET 1: C/O VERTEX, INC.
STREET 2: 2301 RENAISSANCE BLVD.
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex, Inc.
CENTRAL INDEX KEY: 0001806837
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 232081753
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2301 RENAISSANCE BOULEVARD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
BUSINESS PHONE: (800) 355-3500
MAIL ADDRESS:
STREET 1: 2301 RENAISSANCE BOULEVARD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
4
1
tm2331951d5_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-12-06
0
0001806837
Vertex, Inc.
VERX
0001818515
Thompson Stefanie Westphal
C/O VERTEX, INC.
2301 RENAISSANCE BLVD.
KING OF PRUSSIA
PA
19406
1
0
1
0
0
Class B Common Stock
2023-12-06
4
W
0
2367000
0
D
Class A Common Stock
2367000
0
I
By Irr. Trust of Antoinette M. Westphal, 3/31/87, Stefanie W. Thompson and Sterling Trustees, LLC
Class B Common Stock
2023-12-06
5
W
0
E
789000
0
A
Class A Common Stock
789000
838000
D
Class B Common Stock
Class A Common Stock
30310904.588
30310904.588
I
By The 2009 Stefanie W. Lucas Generation Skipping Trust
Class B Common Stock
Class A Common Stock
1786000
1786000
I
By Irr. Trust of RJW, Settlor, 7/19/07 - Separate Trust for Benefit of Stefanie W. Lucas
The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.
The Form 3 originally filed by the reporting person understated the reporting person's indirect ownership of Class B Common Stock by approximately 36,589 shares. This Form 4 reflects the correct number of shares.
/s/ Bryan Rowland, Attorney-in-fact
2023-12-08