0000899243-21-035690.txt : 20210913
0000899243-21-035690.hdr.sgml : 20210913
20210913165754
ACCESSION NUMBER: 0000899243-21-035690
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210819
FILED AS OF DATE: 20210913
DATE AS OF CHANGE: 20210913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bregal Investments, Inc.
CENTRAL INDEX KEY: 0001814533
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39326
FILM NUMBER: 211250297
BUSINESS ADDRESS:
STREET 1: C/O BREGAL INVESTMENTS, INC.
STREET 2: 277 PARK AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10172
BUSINESS PHONE: 212-704-3000
MAIL ADDRESS:
STREET 1: C/O BREGAL INVESTMENTS, INC.
STREET 2: 277 PARK AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10172
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bregal Sagemount I, L.P.
CENTRAL INDEX KEY: 0001814733
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39326
FILM NUMBER: 211250299
BUSINESS ADDRESS:
STREET 1: SECOND FLOOR, WINDWARD HOUSE
STREET 2: LA ROUTE DE LA LIBERATION
CITY: ST. HELIER
STATE: Y9
ZIP: JE2 3BQ
BUSINESS PHONE: 212-704-3000
MAIL ADDRESS:
STREET 1: SECOND FLOOR, WINDWARD HOUSE
STREET 2: LA ROUTE DE LA LIBERATION
CITY: ST. HELIER
STATE: Y9
ZIP: JE2 3BQ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bregal North America General Partner Jersey Ltd
CENTRAL INDEX KEY: 0001814601
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39326
FILM NUMBER: 211250298
BUSINESS ADDRESS:
STREET 1: SECOND FLOOR, WINWARD HOUSE
STREET 2: LA ROUTE DE LA LIBERATION
CITY: ST. HELIER
STATE: Y9
ZIP: JE2 3BQ
BUSINESS PHONE: 212-704-3000
MAIL ADDRESS:
STREET 1: SECOND FLOOR, WINWARD HOUSE
STREET 2: LA ROUTE DE LA LIBERATION
CITY: ST. HELIER
STATE: Y9
ZIP: JE2 3BQ
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Open Lending Corp
CENTRAL INDEX KEY: 0001806201
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 823008583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1501 S. MOPAC EXPRESSWAY
STREET 2: SUITE #450
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-892-0400
MAIL ADDRESS:
STREET 1: 1501 S. MOPAC EXPRESSWAY
STREET 2: SUITE #450
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: Nebula Parent Corp.
DATE OF NAME CHANGE: 20200310
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-08-19
2021-08-23
0
0001806201
Open Lending Corp
LPRO
0001814733
Bregal Sagemount I, L.P.
SECOND FLOOR, WINDWARD HOUSE
LA ROUTE DE LA LIBERATION
ST. HELIER, JERSEY
Y9
JE2 3BQ
JERSEY
0
0
1
0
0001814601
Bregal North America General Partner Jersey Ltd
SECOND FLOOR, WINDWARD HOUSE
LA ROUTE DE LA LIBERATION
ST. HELIER, JERSEY
Y9
JE2 3BQ
JERSEY
0
0
1
0
0001814533
Bregal Investments, Inc.
277 PARK AVENUE
29TH FLOOR
NEW YORK
NY
10172
0
0
1
0
Common Stock
2021-08-19
4
S
0
500000
31.40
D
8786192
D
Common Stock
2021-08-20
4
S
0
264780
31.50
D
8521412
D
Common Stock
2021-08-20
4
S
0
65220
33.3269
D
8456192
D
Bregal Sagemount I, L.P. ("Bregal Sagemount") is the record holder of the shares reported. Bregal North America General Partner Jersey Limited (the "General Partner") is the General Partner of Bregal Sagemount. Bregal Investments, Inc. ("Bregal Investments") is the registered investment advisor of Bregal Sagemount. Each of the General Partner and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.48 to $33.26, inclusive.
This amendment is being filed in order to amend the number of shares reflected in Table I, Column 5, Rows 2 and 3 for the sales of Common Stock on 8/20/2021. The information reported in the original Form 4, filed with the Securities & Exchange Commission on August 23, 2021, is otherwise correct in all respects.
Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Colin Dou
2021-09-13
Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Paul Bradshaw
2021-09-13
Bregal North America General Partner Jersey Limited, By: /s/ Colin Dou
2021-09-13
Bregal North America General Partner Jersey Limited, By: /s/ Paul Bradshaw
2021-09-13
Bregal Investments, Inc., By: /s/ Michelle Riley
2021-09-13
Bregal Investments, Inc., By: /s/ Ronald Fishman
2021-09-13