0000899243-21-035690.txt : 20210913 0000899243-21-035690.hdr.sgml : 20210913 20210913165754 ACCESSION NUMBER: 0000899243-21-035690 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210819 FILED AS OF DATE: 20210913 DATE AS OF CHANGE: 20210913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bregal Investments, Inc. CENTRAL INDEX KEY: 0001814533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39326 FILM NUMBER: 211250297 BUSINESS ADDRESS: STREET 1: C/O BREGAL INVESTMENTS, INC. STREET 2: 277 PARK AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 212-704-3000 MAIL ADDRESS: STREET 1: C/O BREGAL INVESTMENTS, INC. STREET 2: 277 PARK AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bregal Sagemount I, L.P. CENTRAL INDEX KEY: 0001814733 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39326 FILM NUMBER: 211250299 BUSINESS ADDRESS: STREET 1: SECOND FLOOR, WINDWARD HOUSE STREET 2: LA ROUTE DE LA LIBERATION CITY: ST. HELIER STATE: Y9 ZIP: JE2 3BQ BUSINESS PHONE: 212-704-3000 MAIL ADDRESS: STREET 1: SECOND FLOOR, WINDWARD HOUSE STREET 2: LA ROUTE DE LA LIBERATION CITY: ST. HELIER STATE: Y9 ZIP: JE2 3BQ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bregal North America General Partner Jersey Ltd CENTRAL INDEX KEY: 0001814601 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39326 FILM NUMBER: 211250298 BUSINESS ADDRESS: STREET 1: SECOND FLOOR, WINWARD HOUSE STREET 2: LA ROUTE DE LA LIBERATION CITY: ST. HELIER STATE: Y9 ZIP: JE2 3BQ BUSINESS PHONE: 212-704-3000 MAIL ADDRESS: STREET 1: SECOND FLOOR, WINWARD HOUSE STREET 2: LA ROUTE DE LA LIBERATION CITY: ST. HELIER STATE: Y9 ZIP: JE2 3BQ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Open Lending Corp CENTRAL INDEX KEY: 0001806201 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 823008583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 S. MOPAC EXPRESSWAY STREET 2: SUITE #450 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-892-0400 MAIL ADDRESS: STREET 1: 1501 S. MOPAC EXPRESSWAY STREET 2: SUITE #450 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: Nebula Parent Corp. DATE OF NAME CHANGE: 20200310 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-08-19 2021-08-23 0 0001806201 Open Lending Corp LPRO 0001814733 Bregal Sagemount I, L.P. SECOND FLOOR, WINDWARD HOUSE LA ROUTE DE LA LIBERATION ST. HELIER, JERSEY Y9 JE2 3BQ JERSEY 0 0 1 0 0001814601 Bregal North America General Partner Jersey Ltd SECOND FLOOR, WINDWARD HOUSE LA ROUTE DE LA LIBERATION ST. HELIER, JERSEY Y9 JE2 3BQ JERSEY 0 0 1 0 0001814533 Bregal Investments, Inc. 277 PARK AVENUE 29TH FLOOR NEW YORK NY 10172 0 0 1 0 Common Stock 2021-08-19 4 S 0 500000 31.40 D 8786192 D Common Stock 2021-08-20 4 S 0 264780 31.50 D 8521412 D Common Stock 2021-08-20 4 S 0 65220 33.3269 D 8456192 D Bregal Sagemount I, L.P. ("Bregal Sagemount") is the record holder of the shares reported. Bregal North America General Partner Jersey Limited (the "General Partner") is the General Partner of Bregal Sagemount. Bregal Investments, Inc. ("Bregal Investments") is the registered investment advisor of Bregal Sagemount. Each of the General Partner and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.48 to $33.26, inclusive. This amendment is being filed in order to amend the number of shares reflected in Table I, Column 5, Rows 2 and 3 for the sales of Common Stock on 8/20/2021. The information reported in the original Form 4, filed with the Securities & Exchange Commission on August 23, 2021, is otherwise correct in all respects. Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Colin Dou 2021-09-13 Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Paul Bradshaw 2021-09-13 Bregal North America General Partner Jersey Limited, By: /s/ Colin Dou 2021-09-13 Bregal North America General Partner Jersey Limited, By: /s/ Paul Bradshaw 2021-09-13 Bregal Investments, Inc., By: /s/ Michelle Riley 2021-09-13 Bregal Investments, Inc., By: /s/ Ronald Fishman 2021-09-13