0000899243-20-034102.txt : 20201216 0000899243-20-034102.hdr.sgml : 20201216 20201216161511 ACCESSION NUMBER: 0000899243-20-034102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bregal Sagemount I, L.P. CENTRAL INDEX KEY: 0001814733 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39326 FILM NUMBER: 201392582 BUSINESS ADDRESS: STREET 1: SECOND FLOOR, WINDWARD HOUSE STREET 2: LA ROUTE DE LA LIBERATION CITY: ST. HELIER, CHANNEL ISLANDS STATE: Y9 ZIP: JE2 3BQ BUSINESS PHONE: 212-704-3000 MAIL ADDRESS: STREET 1: SECOND FLOOR, WINDWARD HOUSE STREET 2: LA ROUTE DE LA LIBERATION CITY: ST. HELIER, CHANNEL ISLANDS STATE: Y9 ZIP: JE2 3BQ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bregal North America General Partner Jersey Ltd CENTRAL INDEX KEY: 0001814601 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39326 FILM NUMBER: 201392583 BUSINESS ADDRESS: STREET 1: C/O BREGAL INVESTMENTS, INC., 2ND FL STREET 2: WINDWARD HOUSE, LA ROUTE DE LA LIBERATIO CITY: ST. HELIER STATE: Y9 ZIP: JE2 3BQ BUSINESS PHONE: 212-704-3000 MAIL ADDRESS: STREET 1: C/O BREGAL INVESTMENTS, INC., 2ND FL STREET 2: WINDWARD HOUSE, LA ROUTE DE LA LIBERATIO CITY: ST. HELIER STATE: Y9 ZIP: JE2 3BQ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bregal Investments, Inc. CENTRAL INDEX KEY: 0001814533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39326 FILM NUMBER: 201392584 BUSINESS ADDRESS: STREET 1: C/O BREGAL INVESTMENTS, INC. STREET 2: 277 PARK AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 212-704-3000 MAIL ADDRESS: STREET 1: C/O BREGAL INVESTMENTS, INC. STREET 2: 277 PARK AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Open Lending Corp CENTRAL INDEX KEY: 0001806201 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 823008583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA STREET 2: BLDG. 1, SUITE 510 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-892-0400 MAIL ADDRESS: STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA STREET 2: BLDG. 1, SUITE 510 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: Nebula Parent Corp. DATE OF NAME CHANGE: 20200310 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-14 0 0001806201 Open Lending Corp LPRO 0001814733 Bregal Sagemount I, L.P. SECOND FLOOR, WINDWARD HOUSE LA ROUTE DE LA LIBERATION ST. HELIER, JERSEY Y9 JE2 3BQ JERSEY 0 0 1 0 0001814601 Bregal North America General Partner Jersey Ltd SECOND FLOOR, WINDWARD HOUSE LA ROUTE DE LA LIBERATION ST. HELIER, JERSEY Y9 JE2 3BQ JERSEY 0 0 1 0 0001814533 Bregal Investments, Inc. 277 PARK AVENUE 29TH FLOOR NEW YORK NY 10172 0 0 1 0 Common Stock 2020-12-14 4 S 0 605195 26.88 D 19732962 D Common Stock 2020-12-14 4 S 0 4826933 26.88 D 14906029 D Common Stock 2020-12-14 4 S 0 1105 26.88 D 36030 I See Footnote Common Stock 2020-12-14 4 S 0 8814 26.88 D 27216 I See Footnote Represents shares sold to the Issuer by Bregal Sagemount I, L.P. ("Bregal Sagemount") on December 14, 2020 in connection with the Offering (as defined below) pursuant to the Stock Repurchase Agreement (the "Stock Repurchase Agreement"), dated December 7, 2020, between the Issuer, Bregal Sagemount, Bregal Investments (defined below) and the other selling shareholders party thereto. Bregal Sagemount is the record holder of the shares reported. Bregal North America General Partner Jersey Limited (the "General Partner") is the General Partner of Bregal Sagemount. Bregal Investments, Inc. ("Bregal Investments") is the registered investment advisor of Bregal Sagemount. Each of the General Partner and Bregal Investments disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. Represents shares sold to the underwriters by Bregal Sagemount on December 14, 2020, pursuant to the Underwriting Agreement dated December 9, 2020, as described in the registration statement on Form S-1 filed with the SEC on December 7, 2020 (the "Offering"). Represents shares sold to the Issuer by Bregal Investments on December 14, 2020 in connection with the Offering pursuant to the Stock Repurchase Agreement. The shares reported are held directly by Bregal Investments. Each of Bregal Sagemount and the General Partner disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. Represents shares sold to the underwriters by Bregal Investments on December 14, 2020, pursuant to the Offering. Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Paul Andrew Bradshaw, Director 2020-12-16 Bregal Sagemount I, L.P., By: Bregal North America General Partner Jersey Limited: Its; General Partner, By: /s/ Elena Dinamling Bubod, Alternate Director 2020-12-16 Bregal North America General Partner Jersey Limited, By: /s/ Paul Andrew Bradshaw, Director 2020-12-16 Bregal North America General Partner Jersey Limited, By: /s/ Elena Dinamling Bubod, Alternate Director 2020-12-16 Bregal Investments, Inc., By: /s/ Michelle S. Riley, Secretary 2020-12-16 Bregal Investments, Inc., By: /s/ Ronald Fishman, Treasurer 2020-12-16