0001118980-11-000003.txt : 20110412 0001118980-11-000003.hdr.sgml : 20110412 20110412164906 ACCESSION NUMBER: 0001118980-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110408 FILED AS OF DATE: 20110412 DATE AS OF CHANGE: 20110412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARREN ROBERT C JR CENTRAL INDEX KEY: 0001118980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12557 FILM NUMBER: 11755329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE CORP CENTRAL INDEX KEY: 0000018061 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 930136592 STATE OF INCORPORATION: OR FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2201 N.E. 201ST AVE. CITY: FAIRVIEW STATE: OR ZIP: 97024-9718 BUSINESS PHONE: 5036696300 MAIL ADDRESS: STREET 1: 2201 N.E. 201ST AVE CITY: FAIRVIEW STATE: OR ZIP: 97024-9718 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-04-08 0 0000018061 CASCADE CORP CASC 0001118980 WARREN ROBERT C JR PO BOX 20187 PORTLAND OR 97294 1 1 0 0 President and CEO Common Stock 2011-04-08 4 M 0 52273 11.22 A 127617 D Common Stock 2011-04-08 4 S 0 14038 46 D 113579 D Common Stock 2011-04-08 4 S 0 1035 46.0087 D 112544 D Common Stock 2011-04-08 4 S 0 300 46.03 D 112244 D Common Stock 2011-04-08 4 S 0 500 46.072 D 111744 D Common Stock 2011-04-08 4 S 0 200 46.21 D 111544 D Common Stock 2011-04-08 4 S 0 800 46.36 D 110744 D Common Stock 2011-04-08 4 S 0 700 46.3729 D 110044 D Common Stock 2011-04-08 4 S 0 300 46.41 D 109744 D Common Stock 2011-04-08 4 S 0 700 46.4457 D 109044 D Common Stock 2011-04-08 4 S 0 500 46.468 D 108544 D Common Stock 2011-04-08 4 S 0 200 46.5075 D 108344 D Common Stock 2011-04-08 4 S 0 800 46.51 D 107544 D Common Stock 2011-04-08 4 S 0 874 46.5189 D 106670 D Common Stock 2011-04-08 4 S 0 726 46.52 D 105944 D Common Stock 2011-04-08 4 S 0 1000 46.529 D 104944 D Common Stock 2011-04-08 4 S 0 200 46.5425 D 104744 D Common Stock 2011-04-08 4 S 0 1700 46.5565 D 103044 D Common Stock 2011-04-08 4 S 0 200 46.58 D 102844 D Common Stock 2011-04-08 4 S 0 200 46.595 D 102644 D Common Stock 2011-04-08 4 S 0 500 46.6 D 102144 D Common Stock 2011-04-08 4 S 0 200 46.62 D 101944 D Common Stock 2011-04-08 4 S 0 800 46.6563 D 101144 D Common Stock 2011-04-08 4 S 0 200 46.67 D 100944 D Common Stock 2011-04-08 4 S 0 100 46.73 D 100844 D Common Stock 2011-04-08 4 S 0 595 46.7751 D 100249 D Common Stock 2011-04-08 4 S 0 1000 46.87 D 99249 D Common Stock 2011-04-08 4 S 0 800 46.88 D 98449 D Common Stock 2011-04-08 4 S 0 200 46.89 D 98249 D Common Stock 2011-04-08 4 S 0 400 46.91 D 97849 D Employee Stock Option (right to purchase) 11.22 2011-04-08 4 M 0 52273 0 D 2001-06-14 2011-06-14 Common Stock 52273 0 D The option was granted for 52,273 shares on 06-14-2001 and became exercisable for 25% of the shares on each of the first four anniversaries. Robert C. Warren, Jr. 2011-04-12