0001213900-20-030602.txt : 20201008 0001213900-20-030602.hdr.sgml : 20201008 20201008113329 ACCESSION NUMBER: 0001213900-20-030602 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20201008 DATE AS OF CHANGE: 20201008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mallard Acquisition Corp. CENTRAL INDEX KEY: 0001805795 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 844904992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-39611 FILM NUMBER: 201230487 BUSINESS ADDRESS: STREET 1: 19701 BETHEL CHURCH ROAD #302 CITY: CORNELIUS STATE: NC ZIP: 28031 BUSINESS PHONE: 8134070444 MAIL ADDRESS: STREET 1: 19701 BETHEL CHURCH ROAD #302 CITY: CORNELIUS STATE: NC ZIP: 28031 8-A12B 1 ea127987-8a12b_mallardacq.htm FOR REGISTRATION OF CERTAIN CLASSES

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Mallard Acquisition Corp.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware   84-4904992
(State of Incorporation or Organization)   (I.R.S. Employer Identification No.)
   
19701 Bethel Church Road, Suite 302
Cornelius, NC 28031
  28031
(Address of Principal Executive Offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be Registered

 

Name of Each Exchange on Which

Each Class is to be Registered

   
Units, each consisting of one share of Common Stock, $0.0001 par value, and one Redeemable Warrant entitling the holder to purchase one-half of one share of common stock   The Nasdaq Stock Market LLC
     
Common Stock, par value $0.0001 per share The Nasdaq Stock Market LLC
   
Redeemable Warrants, each whole warrant exercisable for one-half share of Common Stock at an exercise price of $11.50 per whole share   The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.  ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.  ☐

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

 

Securities Act Registration Statement or Regulation A offering statement file number to which this form relates: 333-248651 (if applicable)

 

Securities to be registered pursuant to Section 12(g) of the Act:

 

N/A

(Title of Class)

  

 

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The securities to be registered hereby are the units, common stock and warrants to purchase shares of common stock of Mallard Acquisition Corp., a Delaware corporation (the “Company”). The description of the units, common stock and warrants contained in the section entitled “Description of Securities” in the prospectus included in the Company’s Registration Statement on Form S-1 (File No. 333-248939) filed with the U.S. Securities and Exchange Commission on September 21, 2020, as amended from time to time (the “Registration Statement”), to which this Form 8-A relates, is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that is subsequently filed is also incorporated by reference herein.

 

Item 2. Exhibits.

 

The following exhibits have been filed as exhibits to the Registration Statement, as amended, and are incorporated herein by reference:

 

Exhibit No.   Description
3.1   Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 (File No. 333-248939), filed with the Securities and Exchange Commission on September 21, 2020).
     
3.2   First Amendment to Certificate of Incorporation (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1 (File No. 333-248939), filed with the Securities and Exchange Commission on September 21, 2020).
     
3.3   Second Amendment to Certificate of Incorporation (incorporated by reference to Exhibit 3.3 to the Company’s Registration Statement on Form S-1 (File No. 333-248939), filed with the Securities and Exchange Commission on September 21, 2020).
     
3.4   Form of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.4 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).
     
3.5   Bylaws (incorporated by reference to Exhibit 3.5 to the Company’s Registration Statement on Form S-1 (File No. 333-248939), filed with the Securities and Exchange Commission on September 21, 2020).
     
4.1   Specimen Unit Certificate (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).
     
4.2   Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).
     
4.3   Specimen Warrant Certificate (incorporated by reference to Exhibit 4.3 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).
     
4.4   Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Company (incorporated by reference to Exhibit 4.4 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).
     
10.1   Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Company (incorporated by reference to Exhibit 10.3 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).
     
10.2   Form of Registration Rights Agreement between the Company and certain security holders (incorporated by reference to Exhibit 10.4 to the Company’s Registration Statement on Form S-1/A (File No. 333-248939), filed with the Securities and Exchange Commission on October 2, 2020).

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  MALLARD ACQUISITION CORP.
   
  By: /s/ P. Jeffrey Leck
    Name: P. Jeffrey Leck
    Title: Chief Executive Officer

 

Dated: October 8, 2020

 

 

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