0001213900-20-039721.txt : 20201127 0001213900-20-039721.hdr.sgml : 20201127 20201127174114 ACCESSION NUMBER: 0001213900-20-039721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201127 FILED AS OF DATE: 20201127 DATE AS OF CHANGE: 20201127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirtley John F CENTRAL INDEX KEY: 0001805499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39611 FILM NUMBER: 201355963 MAIL ADDRESS: STREET 1: 19701 BETHEL CHURCH ROAD #302 CITY: CORNELIUS STATE: NC ZIP: 28031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mallard Acquisition Corp. CENTRAL INDEX KEY: 0001805795 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 844904992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19701 BETHEL CHURCH ROAD #302 CITY: CORNELIUS STATE: NC ZIP: 28031 BUSINESS PHONE: 8134070444 MAIL ADDRESS: STREET 1: 19701 BETHEL CHURCH ROAD #302 CITY: CORNELIUS STATE: NC ZIP: 28031 4 1 ownership.xml X0306 4 2020-11-27 0 0001805795 Mallard Acquisition Corp. MACUU 0001805499 Kirtley John F 19701 BETHEL CHURCH ROAD, SUITE 302 CORNELIUS NC 28031 1 1 1 0 Chief Financial Officer Common Stock 2020-11-27 4 J 0 412500 0 D 2750000 I See note As described in the issuer's registration statement on Form S-1 (File No. 333-248939 (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of common stock, par value $0.0001 per share, will automatically be converted into shares common stock, par value $0.0001 per share, at the time of the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. These shares represent common stock held by Mallard Founders Holdings, LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. As contemplated in connection with the initial public offering of the issuer, 412,500 shares of common stock of the issuer were returned by the Sponsor to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised. Mr. John F. Kirtley is a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, he may be deemed to share beneficial ownership of the shares of common stock held directly by the Sponsor. /s/ John F. Kirtley 2020-11-27