SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Grant Robert Clay

(Last) (First) (Middle)
C/O SELECTQUOTE, INC.
6800 WEST 115TH STREET, SUITE 2511

(Street)
OVERLAND PARK KS 66211

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SelectQuote, Inc. [ SLQT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
PRESIDENT, SELECTQUOTE SENIOR
3. Date of Earliest Transaction (Month/Day/Year)
02/22/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 02/22/2021 S(1) 11,100 D $30.014(2) 1,078,946 D
Common Stock, par value $0.01 per share 02/23/2021 S(1) 1,432 D $30.0135(2) 1,077,514 D
Common Stock, par value $0.01 per share 02/24/2021 S(1) 73,464 D $30.8974(3) 1,004,050 D
Common Stock, par value $0.01 per share 02/22/2021 S(1) 3,666.7 D $30.0085(2) 393,305.63(4) I By Haakon Capital, LLC
Common Stock, par value $0.01 per share 02/23/2021 S(1) 600 D $30.0239(5) 392,705.63(4) I By Haakon Capital, LLC
Common Stock, par value $0.01 per share 02/24/2021 S(1) 24,560 D $30.8982(6) 368,145.63(4) I By Haakon Capital, LLC
Common Stock, par value $0.01 per share 02/22/2021 S(1) 11,036 D $30.0093(2) 1,296,964(7) I By Self as Trustee for the Robert Clay Grant Irrevocable Trust
Common Stock, par value $0.01 per share 02/23/2021 S(1) 1,700 D $30.0176(5) 1,295,264(7) I By Self as Trustee for the Robert Clay Grant Irrevocable Trust
Common Stock, par value $0.01 per share 02/24/2021 S(1) 53,264 D $30.9542(8) 1,242,000(7) I By Self as Trustee for the Robert Clay Grant Irrevocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
2. The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $30.00 to $30.01 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.
3. The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $30.08 to $30.90 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.
4. Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.
5. The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $30.00 to $30.02 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.
6. The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $30.09 to $30.90 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.
7. Beneficially owned by Mr. Grant as the Trustee of Robert Clay Grant Irrevocable Trust.
8. The reporting price is the weighted average purchase price per share for multiple transactions in which the purchase prices range from $30.01 to $30.95 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer.
Remarks:
/s/ Daniel A. Boulware, Attorney-in-Fact 02/24/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.