0000950142-23-002810.txt : 20231117 0000950142-23-002810.hdr.sgml : 20231117 20231117172725 ACCESSION NUMBER: 0000950142-23-002810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roark Capital GenPar IV Cayman AIV Ltd. CENTRAL INDEX KEY: 0001840289 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 231420085 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RC IV Cayman ICW Holdings LLC CENTRAL INDEX KEY: 0001840278 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 231420090 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RC IV Cayman ICW Equity LLC CENTRAL INDEX KEY: 0001840285 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 231420088 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER NAME: FORMER CONFORMED NAME: RC IV Cayman Equity ICW LLC DATE OF NAME CHANGE: 20210112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RC IV CAYMAN ICW HOLDINGS SUB LLC CENTRAL INDEX KEY: 0001900934 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 231420089 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roark Capital GenPar IV Cayman AIV LP CENTRAL INDEX KEY: 0001840290 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 231420086 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roark Capital Partners IV Cayman AIV LP CENTRAL INDEX KEY: 0001840291 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 231420087 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Driven Brands Holdings Inc. CENTRAL INDEX KEY: 0001804745 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500] IRS NUMBER: 473595252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 440 S. CHURCH STREET STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-377-8855 MAIL ADDRESS: STREET 1: 440 S. CHURCH STREET STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: RC Driven Holdings LLC DATE OF NAME CHANGE: 20200226 4 1 es230413492_4-rcg4cayaiv.xml OWNERSHIP DOCUMENT X0508 4 2023-11-15 0 0001804745 Driven Brands Holdings Inc. DRVN 0001840278 RC IV Cayman ICW Holdings LLC C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001900934 RC IV CAYMAN ICW HOLDINGS SUB LLC C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840285 RC IV Cayman ICW Equity LLC C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840291 Roark Capital Partners IV Cayman AIV LP C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840290 Roark Capital GenPar IV Cayman AIV LP C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840289 Roark Capital GenPar IV Cayman AIV Ltd. C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0 Common Stock, par value $0.01 per share 32758952 I See footnote Consists of shares held directly by RC IV Cayman ICW Holdings Sub LLC. Includes 14,056,415 shares previously held directly by RC IV Cayman ICW Holdings LLC. In connection with a recapitalization of Driven Equity LLC, RC IV Cayman ICW Equity LLC acquired a pecuniary interest in shares held by Driven Equity LLC. RC IV Cayman ICW Holdings Sub LLC is controlled by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman ICW Equity LLC. RC IV Cayman ICW Equity LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. Each of RC IV Cayman ICW Holdings LLC, RC IV Cayman ICW Equity LLC, Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings Sub LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings Sub LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reporting persons are members of a 10% group with Driven Equity LLC, Driven Equity Sub LLC, RC Driven Holdco LLC, Roark Capital Partners AIV III LP and Roark Capital GenPar III LLC (the "Driven Equity Parties") and Neal K Aronson. None of the shares of common stock held by Mr. Aronson and the Driven Equity Parties are reflected in this report. See signatures attached as Exhibit 99.1 2023-11-17 EX-99.1 2 es230413492_ex9901.htm EXHIBIT 99.1

EXHIBIT 99.1

This statement on Form 4 is filed by: (i) RC IV Cayman ICW Holdings LLC, (ii) RC IV Cayman ICW Holdings Sub LLC, (iii) RC IV Cayman ICW Equity LLC, (iv) Roark Capital Partners IV Cayman AIV LP, (v) Roark Capital GenPar IV Cayman AIV LP and (vi) Roark Capital GenPar IV Cayman AIV Ltd.

Name of Designated Filer: RC IV Cayman ICW Holdings LLC

Date of Event Requiring Statement: November 15, 2023

Issuer Name and Ticker or Trading Symbol: Driven Brands Holdings Inc. [DRVN]

  RC IV CAYMAN ICW holdings LLC  
       
  By: /s/ Stephen D. Aronson  
    Name: Stephen D. Aronson  
    Title: Manager  
       
  RC IV CAYMAN ICW holdings SUB LLC  
       
  By: /s/ Stephen D. Aronson  
    Name: Stephen D. Aronson  
    Title: Manager  
       
  RC IV CAYMAN ICW EQUITY LLC  
       
  By: /s/ Stephen D. Aronson  
    Name: Stephen D. Aronson  
    Title: Director  
       
  ROARK CAPITAL PARTNERS IV CAYMAN AIV LP  
       
  By: /s/ Stephen D. Aronson  
    Name: Stephen D. Aronson  
    Title: Director  
       
  Roark Capital GENPAR IV CAYMAN AIV LP  
       
  By: /s/ Stephen D. Aronson  
    Name: Stephen D. Aronson  
    Title: Director  
       
  ROARK CAPITAL GENPAR IV CAYMAN AIV LTD.  
       
  By: /s/ Stephen D. Aronson  
    Name: Stephen D. Aronson  
    Title: Director