0001062993-23-004030.txt : 20230217 0001062993-23-004030.hdr.sgml : 20230217 20230217160954 ACCESSION NUMBER: 0001062993-23-004030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chesnut John Jeffrey CENTRAL INDEX KEY: 0001804171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40776 FILM NUMBER: 23642566 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY, SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Loyalty Ventures Inc. CENTRAL INDEX KEY: 0001870997 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 871353472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8235 DOUGLAS AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: (972) 338-5170 MAIL ADDRESS: STREET 1: 8235 DOUGLAS AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75225 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-15 0001870997 Loyalty Ventures Inc. LYLT 0001804171 Chesnut John Jeffrey 8235 DOUGLAS AVENUE, SUITE 1200 DALLAS TX 75225 0 1 0 0 EVP, Chief Financial Officer Common Stock 2023-02-15 4 F 0 2205 1.71 D 58632 D Common Stock 2023-02-16 4 F 0 656 1.75 D 43202 D Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. The grant for 14,774 performance-based restricted stock units awarded on 2/15/2022 was forfeited due to failure to meet the performance metric. The total number of securities beneficially owned includes: (a) 17,151 unrestricted shares; (b) 4,894 unvested units from an award of 4,894 time-based restricted stock units granted 12/7/21; (c) 2,774 unvested units from an award of 8,157 time-based restricted stock units granted 12/7/21; and (d) 18,383 unvested units from an award of 27,436 time-based restricted stock units granted 2/15/22. Cynthia L. Hageman, Attorney in Fact 2023-02-17