0001803536-23-000002.txt : 20230417
0001803536-23-000002.hdr.sgml : 20230417
20230417152934
ACCESSION NUMBER: 0001803536-23-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230417
DATE AS OF CHANGE: 20230417
EFFECTIVENESS DATE: 20230417
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cadent Capital Advisors, LLC
CENTRAL INDEX KEY: 0001803536
IRS NUMBER: 454339378
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20745
FILM NUMBER: 23823811
BUSINESS ADDRESS:
STREET 1: 4525 EAST 91ST STREET
CITY: TULSA
STATE: OK
ZIP: 74137
BUSINESS PHONE: 918-935-3450
MAIL ADDRESS:
STREET 1: 4525 EAST 91ST STREET
CITY: TULSA
STATE: OK
ZIP: 74137
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001803536
XXXXXXXX
03-31-2023
03-31-2023
Cadent Capital Advisors, LLC
4525 EAST 91ST STREET
TULSA
OK
74137
13F HOLDINGS REPORT
028-20745
000169704
801-78860
N
Brett Hobbs
Chief Compliance Officer
405-416-5510
Brett Hobbs
Oklahoma City
OK
04-17-2023
3
146
218532829
false
1
0001027817
028-05936
000116719
801-60673
ATLANTA CAPITAL MANAGEMENT CO L L C
2
0001407543
028-13411
000111694
801-57260
ENVESTNET ASSET MANAGEMENT INC
3
0001409108
000142219
801-67411
Legg Mason Private Portfolio Group, LLC
INFORMATION TABLE
2
13f_infotable1q2023.xml
AAON INC
COM PAR $0.004
000360206
489445
5062
SH
SOLE
0
0
5062
AFFILIATED MANAGERS GROUP IN
COM
008252108
284271
1996
SH
DFND
1, 2
0
0
1996
ALLIANCE RESOURCE PARTNERS L
UT LTD PART
01877R108
166036
8232
SH
SOLE
0
0
8232
ALLIANCE RESOURCE PARTNERS L
CALL
01877R108
100850
5000
PRN
Call
SOLE
0
0
5000
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
368525
10080
SH
SOLE
0
0
10080
ALPHABET INC
CAP STK CL C
02079K107
297440
2860
SH
SOLE
0
0
2860
ALPHABET INC
CAP STK CL A
02079K305
417234
4022
SH
SOLE
0
0
4022
AMERICAN EXPRESS CO
COM
025816109
381472
2313
SH
SOLE
0
0
2313
APPLE INC
COM
037833100
4412
27
SH
DFND
2, 3
0
0
27
APPLE INC
COM
037833100
5484038
33257
SH
SOLE
0
0
33257
APTARGROUP INC
COM
038336103
257891
2182
SH
DFND
1, 2
0
0
2182
ARAMARK
COM
03852U106
362082
10114
SH
DFND
1, 2
0
0
10114
BERKLEY W R CORP
COM
084423102
535935
8608
SH
DFND
1, 2
0
0
8608
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2793600
6
SH
SOLE
0
0
6
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2560013
8291
SH
SOLE
0
0
8291
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
280528
3027
SH
DFND
1, 2
0
0
3027
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1020
11
SH
SOLE
0
0
11
BRISTOL-MYERS SQUIBB CO
COM
110122108
238374
3439
SH
SOLE
0
0
3439
BROOKDALE SR LIVING INC
COM
112463104
126998
43050
SH
SOLE
0
0
43050
BROWN & BROWN INC
COM
115236101
256207
4462
SH
DFND
1, 2
0
0
4462
BURLINGTON STORES INC
COM
122017106
256061
1267
SH
DFND
1, 2
0
0
1267
CACI INTL INC
CL A
127190304
288281
973
SH
DFND
1, 2
0
0
973
CARLISLE COS INC
COM
142339100
395623
1750
SH
DFND
1, 2
0
0
1750
CASEYS GEN STORES INC
COM
147528103
201057
929
SH
DFND
1, 2
0
0
929
CATERPILLAR INC
COM
149123101
7907
35
SH
SOLE
0
0
35
CATERPILLAR INC
PUT
149123101
1144200
5000
PRN
Put
SOLE
0
0
5000
CHEVRON CORP NEW
COM
166764100
1331885
8163
SH
SOLE
0
0
8163
CHOICE HOTELS INTL INC
COM
169905106
240357
2051
SH
DFND
1, 2
0
0
2051
COLUMBIA SPORTSWEAR CO
COM
198516106
214230
2374
SH
DFND
1, 2
0
0
2374
CONOCOPHILLIPS
COM
20825C104
370361
3733
SH
SOLE
0
0
3733
CRANE HLDGS CO
COM
224441105
235016
2071
SH
SOLE
0
0
2071
DEERE & CO
COM
244199105
294958
714
SH
SOLE
0
0
714
DEVON ENERGY CORP NEW
COM
25179M103
481389
9512
SH
SOLE
0
0
9512
DEVON ENERGY CORP NEW
CALL
25179M103
177135
3500
PRN
Call
SOLE
0
0
3500
DIMENSIONAL ETF TRUST
US CORE EQUITY 2
25434V708
1301804
51091
SH
SOLE
0
0
51091
DIREXION SHS ETF TR
DAILY SM CP BEAR
25460E232
700086
22482
SH
SOLE
0
0
22482
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E265
649060
36649
SH
SOLE
0
0
36649
DOLBY LABORATORIES INC
COM CL A
25659T107
256719
3005
SH
DFND
1, 2, 3
0
0
3005
ENVISTA HOLDINGS CORPORATION
COM
29415F104
399480
9772
SH
DFND
1, 2
0
0
9772
EXXON MOBIL CORP
COM
30231G102
4890483
44597
SH
SOLE
0
0
44597
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
236305
14806
SH
SOLE
0
0
14806
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
2334033
99363
SH
SOLE
0
0
99363
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
499909
12448
SH
SOLE
0
0
12448
GODADDY INC
CL A
380237107
290207
3734
SH
DFND
1, 2
0
0
3734
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
271982
3349
SH
SOLE
0
0
3349
HEXCEL CORP NEW
COM
428291108
214032
3136
SH
DFND
1, 2
0
0
3136
HOME DEPOT INC
COM
437076102
247920
840
SH
SOLE
0
0
840
HUNT J B TRANS SVCS INC
COM
445658107
231783
1321
SH
DFND
1, 2
0
0
1321
IDEX CORP
COM
45167R104
200304
867
SH
DFND
1, 2
0
0
867
INVESCO ACTVELY MNGD ETC FD
OPTIMUM YIELD
46090F100
156561
11010
SH
SOLE
0
0
11010
INVESCO EXCH TRADED FD TR II
TREAS COLATERL
46138G888
463193
4389
SH
SOLE
0
0
4389
ISHARES GOLD TR
ISHARES NEW
464285204
2884927
77199
SH
SOLE
0
0
77199
ISHARES INC
MSCI GBL MIN VOL
464286525
3595957
37168
SH
SOLE
0
0
37168
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
468495
23285
SH
SOLE
0
0
23285
ISHARES TR
CORE S&P TTL STK
464287150
432020
4771
SH
SOLE
0
0
4771
ISHARES TR
US TRSPRTION
464287192
4745894
20830
SH
SOLE
0
0
20830
ISHARES TR
CORE S&P500 ETF
464287200
1015777
2471
SH
SOLE
0
0
2471
ISHARES TR
CORE US AGGBD ET
464287226
241032
2419
SH
SOLE
0
0
2419
ISHARES TR
NORTH AMERN NAT
464287374
3973655
101446
SH
SOLE
0
0
101446
ISHARES TR
1 3 YR TREAS BD
464287457
1381643
16816
SH
SOLE
0
0
16816
ISHARES TR
ISHARES SEMICDTR
464287523
1003463
2257
SH
SOLE
0
0
2257
ISHARES TR
US CONSUM DISCRE
464287580
316684
4895
SH
SOLE
0
0
4895
ISHARES TR
U.S. UTILITS ETF
464287697
820516
9802
SH
SOLE
0
0
9802
ISHARES TR
U.S. TECH ETF
464287721
5518967
59465
SH
SOLE
0
0
59465
ISHARES TR
US INDUSTRIALS
464287754
204208
2039
SH
SOLE
0
0
2039
ISHARES TR
US CONSM STAPLES
464287812
651784
3272
SH
SOLE
0
0
3272
ISHARES TR
SP SMCP600VL ETF
464287879
2159091
23070
SH
SOLE
0
0
23070
ISHARES TR
NATIONAL MUN ETF
464288414
1241778
11526
SH
SOLE
0
0
11526
ISHARES TR
PFD AND INCM SEC
464288687
528476
16927
SH
SOLE
0
0
16927
ISHARES TR
US HOME CONS ETF
464288752
2701465
38433
SH
SOLE
0
0
38433
ISHARES TR
US AER DEF ETF
464288760
339756
2952
SH
SOLE
0
0
2952
ISHARES TR
U.S. INSRNCE ETF
464288786
2917543
34075
SH
SOLE
0
0
34075
ISHARES TR
US BR DEL SE ETF
464288794
462606
5048
SH
SOLE
0
0
5048
ISHARES TR
U.S. MED DVC ETF
464288810
531003
9837
SH
SOLE
0
0
9837
ISHARES TR
0-5YR HI YL CP
46434V407
339424
8144
SH
SOLE
0
0
8144
JOHNSON & JOHNSON
COM
478160104
224523
1449
SH
SOLE
0
0
1449
KAYNE ANDERSON ENERGY INFRST
COM
486606106
7524348
870874
SH
SOLE
0
0
870874
KEMPER CORP
COM
488401100
202242
3700
SH
SOLE
0
0
3700
KIRBY CORP
COM
497266106
218719
3138
SH
DFND
1, 2
0
0
3138
LANDSTAR SYS INC
COM
515098101
298468
1665
SH
DFND
1, 2
0
0
1665
LKQ CORP
COM
501889208
292253
5149
SH
DFND
1, 2
0
0
5149
LULULEMON ATHLETICA INC
COM
550021109
18210
50
SH
SOLE
0
0
50
LULULEMON ATHLETICA INC
PUT
550021109
546285
1500
PRN
Put
SOLE
0
0
1500
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1398443
25773
SH
SOLE
0
0
25773
MARKEL CORP
COM
570535104
399830
313
SH
DFND
1, 2
0
0
313
MCDONALDS CORP
COM
580135101
340331
1217
SH
SOLE
0
0
1217
MERCK & CO INC
COM
58933Y105
237829
2235
SH
SOLE
0
0
2235
META PLATFORMS INC
CL A
30303M102
3180
15
SH
DFND
2, 3
0
0
15
META PLATFORMS INC
CL A
30303M102
42388
200
SH
SOLE
0
0
200
META PLATFORMS INC
PUT
30303M102
1695520
8000
PRN
Put
SOLE
0
0
8000
MICROSOFT CORP
COM
594918104
9057
31
SH
DFND
2, 3
0
0
31
MICROSOFT CORP
COM
594918104
493246
1711
SH
SOLE
0
0
1711
MORNINGSTAR INC
COM
617700109
249727
1230
SH
DFND
1, 2
0
0
1230
NORDSON CORP
COM
655663102
224483
1010
SH
DFND
1, 2
0
0
1010
NORWEGIAN CRUISE LINE HLDG L
PUT
G66721104
159600
10000
PRN
Put
SOLE
0
0
10000
NVIDIA CORPORATION
COM
67066G104
4492
16
SH
DFND
2, 3
0
0
16
NVIDIA CORPORATION
COM
67066G104
15283
55
SH
SOLE
0
0
55
NVIDIA CORPORATION
PUT
67066G104
15277350
55000
PRN
Put
SOLE
0
0
55000
ONE GAS INC
COM
68235P108
1316111
16611
SH
SOLE
0
0
16611
ONEOK INC NEW
COM
682680103
7614440
119837
SH
SOLE
0
0
119837
PAYCOM SOFTWARE INC
COM
70432V102
316171
1040
SH
SOLE
0
0
1040
PEABODY ENERGY CORP
COM
704551100
1267200
49500
SH
SOLE
0
0
49500
PEPSICO INC
COM
713448108
3702119
20308
SH
SOLE
0
0
20308
PHILLIPS 66
COM
718546104
231936
2288
SH
SOLE
0
0
2288
PIONEER NAT RES CO
COM
723787107
695009
3403
SH
SOLE
0
0
3403
PROCTER AND GAMBLE CO
COM
742718109
271132
1823
SH
SOLE
0
0
1823
PROSHARES TR
ULTRAPRO SHORT S
74347B110
14724699
1092337
SH
SOLE
0
0
1092337
PROSHARES TR
ULTRASHRT S&P500
74347G416
1392789
34846
SH
SOLE
0
0
34846
PROSHARES TR
ULTRAPRO SHT QQQ
74347G432
559498
19056
SH
SOLE
0
0
19056
PROSHARES TR
SHRT 20+YR TRE
74347X849
5935951
280925
SH
SOLE
0
0
280925
PROSHARES TR II
ULTRA BLOOMBERG
74347Y870
166060
46000
SH
SOLE
0
0
46000
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
2051
21
SH
DFND
2, 3
0
0
21
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
247115
2523
SH
SOLE
0
0
2523
RING ENERGY INC
COM
76680V108
584250
307500
SH
SOLE
0
0
307500
ROCKWELL AUTOMATION INC
COM
773903109
467095
1592
SH
SOLE
0
0
1592
RPM INTL INC
COM
749685103
296180
3395
SH
DFND
1, 2
0
0
3395
SEI INVTS CO
COM
784117103
258458
4491
SH
DFND
1, 2
0
0
4491
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1477164
19772
SH
SOLE
0
0
19772
SELECT SECTOR SPDR TR
ENERGY
81369Y506
9544594
115231
SH
SOLE
0
0
115231
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
310784
4591
SH
SOLE
0
0
4591
SERVICE CORP INTL
COM
817565104
115276
1676
SH
DFND
1, 2
0
0
1676
SERVICE CORP INTL
COM
817565104
283224
4118
SH
SOLE
0
0
4118
SHARECARE INC
COM CL A
81948W104
14200
10000
SH
SOLE
0
0
10000
SPDR GOLD TR
GOLD SHS
78463V107
978945
5343
SH
SOLE
0
0
5343
SPDR S&P 500 ETF TR
TR UNIT
78462F103
91454
223
SH
SOLE
0
0
223
SPDR S&P 500 ETF TR
PUT
78462F103
31113640
76000
PRN
Put
SOLE
0
0
76000
SPDR SER TR
PRTFLO S&P500 GW
78464A409
537418
9708
SH
SOLE
0
0
9708
SPDR SER TR
PORTFOLIO SHORT
78464A474
202795
6844
SH
SOLE
0
0
6844
SPDR SER TR
S&P TRANSN ETF
78464A532
302343
4172
SH
SOLE
0
0
4172
SPDR SER TR
S&P DIVID ETF
78464A763
9879979
79864
SH
SOLE
0
0
79864
STANDARD LITHIUM LTD
COM
853606101
38000
10000
SH
SOLE
0
0
10000
STRATEGY SHS
NS 7HANDL IDX
86280R506
883075
43652
SH
SOLE
0
0
43652
TELEFLEX INCORPORATED
COM
879369106
321198
1268
SH
DFND
1, 2
0
0
1268
UNION PAC CORP
COM
907818108
247432
1229
SH
SOLE
0
0
1229
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
1272688
16584
SH
SOLE
0
0
16584
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
3005749
39296
SH
SOLE
0
0
39296
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
366996
4419
SH
SOLE
0
0
4419
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
226560
1110
SH
SOLE
0
0
1110
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
642024
10967
SH
SOLE
0
0
10967
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
940777
12341
SH
SOLE
0
0
12341
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
5683231
29832
SH
SOLE
0
0
29832
VERTEX ENERGY INC
COM
92534K107
560196
56700
SH
SOLE
0
0
56700
WEX INC
COM
96208T104
334496
1819
SH
DFND
1, 2
0
0
1819
WILLIAMS COS INC
COM
969457100
1284477
43017
SH
SOLE
0
0
43017
YUM BRANDS INC
COM
988498101
3173111
24024
SH
SOLE
0
0
24024
YUM CHINA HLDGS INC
COM
98850P109
1912076
30164
SH
SOLE
0
0
30164