Chief Compliance Officer

0001803536-22-000003.txt : 20220805 0001803536-22-000003.hdr.sgml : 20220805 20220805122602 ACCESSION NUMBER: 0001803536-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220805 DATE AS OF CHANGE: 20220805 EFFECTIVENESS DATE: 20220805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cadent Capital Advisors, LLC CENTRAL INDEX KEY: 0001803536 IRS NUMBER: 454339378 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20745 FILM NUMBER: 221139471 BUSINESS ADDRESS: STREET 1: 4525 EAST 91ST STREET CITY: TULSA STATE: OK ZIP: 74137 BUSINESS PHONE: 918-935-3450 MAIL ADDRESS: STREET 1: 4525 EAST 91ST STREET CITY: TULSA STATE: OK ZIP: 74137 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803536 XXXXXXXX 06-30-2022 06-30-2022 Cadent Capital Advisors, LLC

4525 EAST 91ST STREET TULSA OK 74137

13F HOLDINGS REPORT 028-20745 N Brett Hobbs Chief Compliance Officer 918-221-7870 Bret Hobbs Oklahoma City OK 08-05-2022 3 116 176972 false 1 0001027817 028-05936 ATLANTA CAPITAL MANAGEMENT CO L L C 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 3 0001409108 Legg Mason Private Portfolio Group, LLC INFORMATION TABLE 2 13f_infotable2q2022.xml AAON INC COM PAR $0.004 000360206 277 5062 SH SOLE 0 0 5062 AFFILIATED MANAGERS GROUP IN COM 008252108 256 2194 SH DFND 1,2 0 0 2194 ALERISLIFE INC COM NEW 33832D205 302 251862 SH SOLE 0 0 251862 ALPHABET INC CAP STK CL A 02079K305 495 227 SH SOLE 0 0 227 ALPHABET INC CAP STK CL C 02079K107 313 143 SH SOLE 0 0 143 AMERICAN EXPRESS CO COM 025816109 320 2309 SH SOLE 0 0 2309 APPLE INC COM 037833100 5 37 SH DFND 2,3 0 0 37 APPLE INC COM 037833100 4532 33147 SH SOLE 0 0 33147 APTARGROUP INC COM 038336103 225 2182 SH DFND 1,2 0 0 2182 ARAMARK COM 03852U106 310 10114 SH DFND 1,2 0 0 10114 B. RILEY FINANCIAL INC CALL 05580M108 42 1000 PRN Call SOLE 0 0 1000 B. RILEY FINANCIAL INC COM 05580M108 270 6400 SH SOLE 0 0 6400 BERKLEY W R CORP COM 084423102 641 9384 SH DFND 1,2 0 0 9384 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2454 6 SH SOLE 0 0 6 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 695 2545 SH SOLE 0 0 2545 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 204 2254 SH DFND 1,2 0 0 2254 BRISTOL-MYERS SQUIBB CO COM 110122108 252 3268 SH SOLE 0 0 3268 BROOKDALE SR LIVING INC COM 112463104 195 43050 SH SOLE 0 0 43050 BROWN & BROWN INC COM 115236101 317 5439 SH DFND 1,2 0 0 5439 CACI INTL INC CL A 127190304 274 973 SH DFND 1,2 0 0 973 CARLISLE COS INC COM 142339100 648 2717 SH DFND 1,2 0 0 2717 CHEVRON CORP NEW COM 166764100 419 2894 SH SOLE 0 0 2894 CHOICE HOTELS INTL INC COM 169905106 229 2051 SH DFND 1,2 0 0 2051 CONOCOPHILLIPS CALL 20825C104 2245 25000 PRN Call SOLE 0 0 25000 CONOCOPHILLIPS COM 20825C104 390 4347 SH SOLE 0 0 4347 DEVON ENERGY CORP NEW COM 25179M103 549 9959 SH SOLE 0 0 9959 DOLBY LABORATORIES INC COM CL A 25659T107 215 3003 SH DFND 1,2 0 0 3003 ENVISTA HOLDINGS CORPORATION COM 29415F104 395 10239 SH DFND 1,2 0 0 10239 EXXON MOBIL CORP COM 30231G102 1782 20805 SH SOLE 0 0 20805 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 310 17983 SH SOLE 0 0 17983 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 4028 150537 SH SOLE 0 0 150537 FIRST TR VALUE LINE DIVID IN SHS 33734H106 480 12378 SH SOLE 0 0 12378 GODADDY INC CL A 380237107 216 3104 SH DFND 1,2 0 0 3104 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 251 3349 SH SOLE 0 0 3349 HOME DEPOT INC COM 437076102 1165 4246 SH SOLE 0 0 4246 HUNT J B TRANS SVCS INC COM 445658107 208 1321 SH DFND 1,2 0 0 1321 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 186 10326 SH SOLE 0 0 10326 INVESCO EXCH TRADED FD TR II TREAS COLATERL 46138G888 2993 28343 SH SOLE 0 0 28343 ISHARES GOLD TR ISHARES NEW 464285204 2358 68716 SH SOLE 0 0 68716 ISHARES INC MSCI GBL MIN VOL 464286525 3560 37677 SH SOLE 0 0 37677 ISHARES S&P GSCI COMMODITY- UNIT BEN INT 46428R107 4559 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9797 ISHARES TR U.S. TECH ETF 464287721 4953 61945 SH SOLE 0 0 61945 ISHARES TR U.S. UTILITS ETF 464287697 864 10096 SH SOLE 0 0 10096 ISHARES TR US BR DEL SE ETF 464288794 1641 19548 SH SOLE 0 0 19548 ISHARES TR US CONSM STAPLES 464287812 636 3261 SH SOLE 0 0 3261 ISHARES TR US CONSUM DISCRE 464287580 276 4869 SH SOLE 0 0 4869 ISHARES TR US HLTHCR PR ETF 464288828 2899 11349 SH SOLE 0 0 11349 ISHARES TR US OIL GS EX ETF 464288851 3744 48088 SH SOLE 0 0 48088 ISHARES TR US TRSPRTION 464287192 4478 21032 SH SOLE 0 0 21032 JOHNSON & JOHNSON COM 478160104 233 1315 SH SOLE 0 0 1315 KAYNE ANDERSON ENERGY INFRST COM 486606106 5047 602235 SH SOLE 0 0 602235 LANDSTAR SYS INC COM 515098101 242 1665 SH DFND 1,2 0 0 1665 LKQ CORP COM 501889208 252 5143 SH DFND 1,2 0 0 5143 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1228 25718 SH SOLE 0 0 25718 MARKEL CORP COM 570535104 340 263 SH DFND 1,2 0 0 263 MCDONALDS CORP COM 580135101 283 1148 SH SOLE 0 0 1148 MORNINGSTAR INC COM 617700109 243 1003 SH DFND 1,2 0 0 1003 NORDSON CORP COM 655663102 204 1010 SH DFND 1,2 0 0 1010 ONE GAS INC COM 68235P108 1376 16945 SH SOLE 0 0 16945 ONEOK INC NEW COM 682680103 5045 90894 SH SOLE 0 0 90894 PEABODY ENGR CORP CALL 704551100 43 2000 PRN Call SOLE 0 0 2000 PEABODY ENGR CORP COM 704551100 1922 90100 SH SOLE 0 0 90100 PEPSICO INC COM 713448108 3369 20215 SH SOLE 0 0 20215 PROCTER AND GAMBLE CO COM 742718109 236 1644 SH SOLE 0 0 1644 PROSHARES TR ULTRAPRO SHORT S 74347B110 11482 567589 SH SOLE 0 0 567589 RING ENERGY INC COM 76680V108 28 10500 SH SOLE 0 0 10500 RPM INTL INC COM 749685103 267 3395 SH DFND 1,2 0 0 3395 RPM INTL INC COM 749685103 11 138 SH SOLE 0 0 138 SCHLUMBERGER LTD COM STK 806857108 261 7295 SH SOLE 0 0 7295 SEI INVTS CO COM 784117103 243 4491 SH DFND 1,2 0 0 4491 SELECT SECTOR SPDR TR ENERGY 81369Y506 8188 114505 SH SOLE 0 0 114505 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1402 19419 SH SOLE 0 0 19419 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 314 4471 SH SOLE 0 0 4471 SERVICE CORP INTL COM 817565104 116 1676 SH DFND 1,2 0 0 1676 SERVICE CORP INTL COM 817565104 281 4068 SH SOLE 0 0 4068 SPDR GOLD TR GOLD SHS 78463V107 1890 11218 SH SOLE 0 0 11218 SPDR SER TR PORTFOLIO SHORT 78464A474 200 6711 SH SOLE 0 0 6711 SPDR SER TR PRTFLO S&P500 GW 78464A409 504 9641 SH SOLE 0 0 9641 SPDR SER TR S&P DIVID ETF 78464A763 14597 122982 SH SOLE 0 0 122982 SPDR SER TR S&P TRANSN ETF 78464A532 315 4651 SH SOLE 0 0 4651 STRATEGY SHS NS 7HANDL IDX 86280R506 1167 56657 SH SOLE 0 0 56657 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 208 5120 SH DFND 1,2 0 0 5120 ULTA BEAUTY INC COM 90384S303 254 658 SH DFND 1,2 0 0 658 UNITED STS OIL FD LP CALL 91232N207 4178 52000 PRN Call SOLE 0 0 52000 UNITED STS OIL FD LP UNITS 91232N207 249 3100 SH SOLE 0 0 3100 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1630 20993 SH SOLE 0 0 20993 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3338 43473 SH SOLE 0 0 43473 VANGUARD INDEX FDS GROWTH ETF 922908736 203 909 SH SOLE 0 0 909 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 806 8844 SH SOLE 0 0 8844 VANGUARD INDEX FDS TOTAL STK MKT 922908769 314 1666 SH SOLE 0 0 1666 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 546 7155 SH SOLE 0 0 7155 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 2288 33469 SH SOLE 0 0 33469 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 4926 30155 SH SOLE 0 0 30155 VERTEX ENERGY INC COM 92534K107 980 93200 SH SOLE 0 0 93200 VISA INC COM CL A 92826C839 7 34 SH DFND 2,3 0 0 34 VISA INC COM CL A 92826C839 291 1476 SH SOLE 0 0 1476 WELLTOWER INC COM 95040Q104 874 10612 SH SOLE 0 0 10612 WEX INC COM 96208T104 283 1819 SH DFND 1,2 0 0 1819 WILLIAMS COS INC COM 969457100 1424 45616 SH SOLE 0 0 45616 YUM BRANDS INC COM 988498101 2727 24022 SH SOLE 0 0 24022 YUM CHINA HLDGS INC COM 98850P109 1463 30163 SH SOLE 0 0 30163