Managing Partner

0001398344-23-014075.txt : 20230804 0001398344-23-014075.hdr.sgml : 20230804 20230804115614 ACCESSION NUMBER: 0001398344-23-014075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 EFFECTIVENESS DATE: 20230804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 231142878 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001803415 XXXXXXXX 06-30-2023 06-30-2023 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 000285991 801-108984 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 08-04-2023 0 180 265549468 INFORMATION TABLE 2 fp0084346-1_13fhr-table.xml 3M CO COM 88579Y101 1071140 10702 SH SOLE 10702 0 0 ABBOTT LABS COM 002824100 315831 2897 SH SOLE 2897 0 0 ABBVIE INC COM 00287Y109 377266 2800 SH SOLE 2800 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 493419 1599 SH SOLE 1579 0 20 ADOBE SYSTEMS INCORPORATED COM 00724F101 304152 622 SH SOLE 587 0 35 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 843919 10125 SH SOLE 10015 0 110 ALPHABET INC CAP STK CL C 02079K107 1132279 9360 SH SOLE 9260 0 100 ALPHABET INC CAP STK CL A 02079K305 1719131 14362 SH SOLE 14062 0 300 AMAZON COM INC COM 023135106 2286905 17543 SH SOLE 17143 0 400 AMERICAN EXPRESS CO COM 025816109 451178 2590 SH SOLE 2590 0 0 AMGEN INC COM 031162100 401412 1808 SH SOLE 1808 0 0 APOGEE ENTERPRISES INC COM 037598109 409049 8617 SH SOLE 8617 0 0 APPLE INC COM 037833100 27280496 140643 SH SOLE 140333 0 310 AT&T INC COM 00206R102 187349 11746 SH SOLE 11746 0 0 BANK AMERICA CORP COM 060505104 207486 7232 SH SOLE 7107 0 125 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3711444 10884 SH SOLE 10759 0 125 BLACKSTONE INC COM 09260D107 2950492 31736 SH SOLE 31736 0 0 BRIDGEWATER BANCSHARES INC COM 108621103 143810 14600 SH SOLE 14600 0 0 CANADIAN PACIFIC KANSAS CITY COM 13646K108 733957 9087 SH SOLE 8967 0 120 CATERPILLAR INC COM 149123101 833863 3389 SH SOLE 3389 0 0 CHEVRON CORP NEW COM 166764100 1244365 7908 SH SOLE 7908 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 367908 172 SH SOLE 160 0 12 CINTAS CORP COM 172908105 447372 900 SH SOLE 900 0 0 CISCO SYS INC COM 17275R102 410402 7932 SH SOLE 7932 0 0 COCA COLA CO COM 191216100 988167 16409 SH SOLE 16409 0 0 COSTCO WHSL CORP NEW COM 22160K105 591680 1099 SH SOLE 1089 0 10 CUMMINS INC COM 231021106 210102 857 SH SOLE 857 0 0 CVS HEALTH CORP COM 126650100 407458 5894 SH SOLE 5894 0 0 DONALDSON INC COM 257651109 212722 3403 SH SOLE 3403 0 0 ECOLAB INC COM 278865100 425653 2280 SH SOLE 2280 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 8565413 325063 SH SOLE 325063 0 0 EXXON MOBIL CORP COM 30231G102 665486 6205 SH SOLE 6205 0 0 FASTENAL CO COM 311900104 698973 11849 SH SOLE 11849 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 248919 6209 SH SOLE 6209 0 0 FORD MTR CO DEL COM 345370860 200188 13231 SH SOLE 13231 0 0 GENERAL ELECTRIC CO COM NEW 369604301 209594 1908 SH SOLE 1808 0 100 HILTON WORLDWIDE HLDGS INC COM 43300A203 281203 1932 SH SOLE 1932 0 0 HOME DEPOT INC COM 437076102 603377 1942 SH SOLE 1942 0 0 HONEYWELL INTL INC COM 438516106 553767 2669 SH SOLE 2669 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 433328 3238 SH SOLE 3238 0 0 ISHARES TR SELECT DIVID ETF 464287168 54611 482 SH SOLE 482 0 0 ISHARES TR TIPS BD ETF 464287176 656805 6103 SH SOLE 5503 0 600 ISHARES TR CORE S&P500 ETF 464287200 1518360 3407 SH SOLE 3354 0 53 ISHARES TR CORE US AGGBD ET 464287226 15153900 154711 SH SOLE 154118 0 593 ISHARES TR MSCI EMG MKT ETF 464287234 4708 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 67696 626 SH SOLE 524 0 102 ISHARES TR S&P 500 GRWT ETF 464287309 89792 1274 SH SOLE 1274 0 0 ISHARES TR S&P 500 VAL ETF 464287408 220508 1368 SH SOLE 1368 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1988801 19320 SH SOLE 19320 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 371717 3848 SH SOLE 3488 0 360 ISHARES TR 1 3 YR TREAS BD 464287457 1669888 20596 SH SOLE 20596 0 0 ISHARES TR MSCI EAFE ETF 464287465 165083 2277 SH SOLE 2277 0 0 ISHARES TR RUS MD CP GR ETF 464287481 143012 1480 SH SOLE 1480 0 0 ISHARES TR RUS MID CAP ETF 464287499 138976 1903 SH SOLE 1726 0 177 ISHARES TR CORE S&P MCP ETF 464287507 111913 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 9628 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 33900 452 SH SOLE 452 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1168689 4247 SH SOLE 4222 0 25 ISHARES TR RUS 2000 VAL ETF 464287630 47590 338 SH SOLE 338 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 4853 20 SH SOLE 20 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2389565 12760 SH SOLE 12681 0 79 ISHARES TR CORE S&P US GWT 464287671 136110 1394 SH SOLE 1394 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 53022 208 SH SOLE 208 0 0 ISHARES TR S&P MC 400VL ETF 464287705 80348 750 SH SOLE 750 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1056888 10606 SH SOLE 10606 0 0 ISHARES TR SP SMCP600VL ETF 464287879 5705 60 SH SOLE 60 0 0 ISHARES TR S&P SML 600 GWT 464287887 11723 102 SH SOLE 102 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 366741 3525 SH SOLE 3525 0 0 ISHARES TR EAFE SML CP ETF 464288273 2713 46 SH SOLE 46 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 7313 120 SH SOLE 120 0 0 ISHARES TR NATIONAL MUN ETF 464288414 532689 4991 SH SOLE 4991 0 0 ISHARES TR INTL SEL DIV ETF 464288448 150160 5703 SH SOLE 5703 0 0 ISHARES TR MSCI KLD400 SOC 464288570 11531 137 SH SOLE 137 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 42992 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 6186 200 SH SOLE 200 0 0 ISHARES TR U.S. MED DVC ETF 464288810 136520 2418 SH SOLE 2418 0 0 ISHARES TR EAFE VALUE ETF 464288877 41012 838 SH SOLE 838 0 0 ISHARES TR EAFE GRWTH ETF 464288885 84056 881 SH SOLE 881 0 0 ISHARES TR RUS TP200 VL ETF 464289420 243189 3606 SH SOLE 3606 0 0 ISHARES TR RUS TP200 GR ETF 464289438 429698 2710 SH SOLE 2710 0 0 ISHARES TR CORE MSCI EAFE 46432F842 319255 4730 SH SOLE 4730 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 307925 11300 SH SOLE 11300 0 0 JOHNSON & JOHNSON COM 478160104 1541470 9313 SH SOLE 9313 0 0 JPMORGAN CHASE & CO COM 46625H100 8030179 55213 SH SOLE 54824 0 389 LILLY ELI & CO COM 532457108 274353 585 SH SOLE 585 0 0 LINDE PLC SHS G54950103 245797 645 SH SOLE 645 0 0 LOCKHEED MARTIN CORP COM 539830109 467746 1016 SH SOLE 1016 0 0 LOWES COS INC COM 548661107 200873 890 SH SOLE 890 0 0 MARRIOTT INTL INC NEW CL A 571903202 489901 2667 SH SOLE 2667 0 0 MCDONALDS CORP COM 580135101 390619 1309 SH SOLE 1309 0 0 MEDTRONIC PLC SHS G5960L103 663569 7532 SH SOLE 7532 0 0 MERCK & CO INC COM 58933Y105 359786 3118 SH SOLE 3118 0 0 META PLATFORMS INC CL A 30303M102 561907 1958 SH SOLE 1913 0 45 MICROSOFT CORP COM 594918104 9731565 28577 SH SOLE 28422 0 155 NETFLIX INC COM 64110L106 265615 603 SH SOLE 603 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 2045610 191000 SH SOLE 191000 0 0 NOVO-NORDISK A S ADR 670100205 424318 2622 SH SOLE 2551 0 71 NVIDIA CORPORATION COM 67066G104 1060511 2507 SH SOLE 2432 0 75 NXP SEMICONDUCTORS N V COM N6596X109 235177 1149 SH SOLE 1141 0 8 OGE ENERGY CORP COM 670837103 283294 7889 SH SOLE 7889 0 0 ORACLE CORP COM 68389X105 705370 5923 SH SOLE 5923 0 0 PEPSICO INC COM 713448108 697168 3764 SH SOLE 3764 0 0 PFIZER INC COM 717081103 373256 10176 SH SOLE 10176 0 0 PHILIP MORRIS INTL INC COM 718172109 229114 2347 SH SOLE 2347 0 0 PROCTER AND GAMBLE CO COM 742718109 737001 4857 SH SOLE 4857 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5772471 111653 SH SOLE 111653 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 25663370 490040 SH SOLE 485037 0 5003 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 19304084 257559 SH SOLE 255162 0 2397 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 25780905 384273 SH SOLE 381586 0 2687 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 318854 4489 SH SOLE 4489 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4205541 96017 SH SOLE 94965 0 1052 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5700609 231450 SH SOLE 230532 0 918 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 97529 1343 SH SOLE 1343 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 22475899 630460 SH SOLE 627393 0 3067 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1911486 41410 SH SOLE 40681 0 729 SCHWAB STRATEGIC TR US REIT ETF 808524847 1646688 84316 SH SOLE 83949 0 367 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 13651 277 SH SOLE 277 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 7051295 146719 SH SOLE 145695 0 1024 SCHWAB STRATEGIC TR US TIPS ETF 808524870 150317 2867 SH SOLE 2845 0 22 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12609 95 SH SOLE 95 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 13721 185 SH SOLE 185 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 23052 284 SH SOLE 134 0 150 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 7753 230 SH SOLE 230 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 150041 863 SH SOLE 863 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 966334 25639 SH SOLE 25234 0 405 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 131076 2003 SH SOLE 2003 0 0 SPDR INDEX SHS FDS MSCI ACWI CLMTE 78463X194 26909 903 SH SOLE 903 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 22115 223 SH SOLE 223 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 10992 149 SH SOLE 149 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 98155 2855 SH SOLE 2705 0 150 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 452 11 SH SOLE 11 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1569665 48238 SH SOLE 47274 0 964 SPDR S&P 500 ETF TR TR UNIT 78462F103 1285069 2899 SH SOLE 2899 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 117449 1526 SH SOLE 1526 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 15706 628 SH SOLE 628 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 275041 3563 SH SOLE 3563 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 431295 7069 SH SOLE 7069 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 225504 5220 SH SOLE 5220 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 56810 1900 SH SOLE 1900 0 0 SPDR SER TR S&P DIVID ETF 78464A763 193431 1578 SH SOLE 1525 0 53 SPDR SER TR S&P 400 MDCP GRW 78464A821 75877 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 36522 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 46065 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 55162 663 SH SOLE 663 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 2188 76 SH SOLE 76 0 0 SPDR SER TR BLOOMBERG SHT TE 78468R408 352049 14253 SH SOLE 14014 0 239 SPDR SER TR BLOOMBERG HIGH Y 78468R622 22547 245 SH SOLE 245 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 82580 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 35288 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 87944 2372 SH SOLE 2372 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 547566 14098 SH SOLE 14098 0 0 STARBUCKS CORP COM 855244109 556835 5621 SH SOLE 5621 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 380468 3770 SH SOLE 3668 0 102 TESLA INC COM 88160R101 617777 2360 SH SOLE 2220 0 140 TJX COS INC NEW COM 872540109 229611 2708 SH SOLE 2708 0 0 UBER TECHNOLOGIES INC COM 90353T100 4623680 107104 SH SOLE 107104 0 0 UNION PAC CORP COM 907818108 264983 1295 SH SOLE 1295 0 0 UNITEDHEALTH GROUP INC COM 91324P102 707021 1471 SH SOLE 1456 0 15 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 581379 11894 SH SOLE 11855 0 39 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 164195 1965 SH SOLE 1915 0 50 VANGUARD INDEX FDS MID CAP ETF 922908629 39849 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 212045 1046 SH SOLE 1046 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 509894 1802 SH SOLE 1802 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 150200 1057 SH SOLE 1057 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 138825 698 SH SOLE 698 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6388 29 SH SOLE 29 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 277549 5853 SH SOLE 5853 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 113187 1496 SH SOLE 1496 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 102885 1454 SH SOLE 1454 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 349167 7561 SH SOLE 7561 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 79765 752 SH SOLE 752 0 0 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 1552391 24930 SH SOLE 24786 0 144 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 16528 85 SH SOLE 85 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 29246 360 SH SOLE 360 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 164484 372 SH SOLE 372 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 260820 7013 SH SOLE 7013 0 0 VISA INC COM CL A 92826C839 1586841 6682 SH SOLE 6632 0 50 WALMART INC COM 931142103 382751 2435 SH SOLE 2435 0 0 WASTE MGMT INC DEL COM 94106L109 309717 1786 SH SOLE 1786 0 0 XCEL ENERGY INC COM 98389B100 400696 6445 SH SOLE 6445 0 0