Managing Partner

0001398344-22-021993.txt : 20221114 0001398344-22-021993.hdr.sgml : 20221114 20221114105057 ACCESSION NUMBER: 0001398344-22-021993 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 221381954 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803415 XXXXXXXX 09-30-2022 09-30-2022 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 11-14-2022 0 177 213827 INFORMATION TABLE 2 fp0080360-1_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 1657 14996 SH SOLE 14996 0 0 ABBOTT LABS COM 002824100 280 2897 SH SOLE 2897 0 0 ABBVIE INC COM 00287Y109 381 2841 SH SOLE 2841 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 310 1204 SH SOLE 1204 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 949 11865 SH SOLE 11865 0 0 ALPHABET INC CAP STK CL C 02079K107 927 9640 SH SOLE 9640 0 0 ALPHABET INC CAP STK CL A 02079K305 1302 13615 SH SOLE 13615 0 0 AMAZON COM INC COM 023135106 2032 17983 SH SOLE 17983 0 0 AMERICAN EXPRESS CO COM 025816109 354 2621 SH SOLE 2621 0 0 AMERICAN TOWER CORP NEW COM 03027X100 219 1018 SH SOLE 1018 0 0 AMGEN INC COM 031162100 417 1848 SH SOLE 1848 0 0 APOGEE ENTERPRISES INC COM 037598109 329 8617 SH SOLE 8617 0 0 APPLE INC COM 037833100 18918 136891 SH SOLE 136891 0 0 AT&T INC COM 00206R102 223 14528 SH SOLE 14528 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2835 10619 SH SOLE 10619 0 0 BK OF AMERICA CORP COM 060505104 231 7652 SH SOLE 7652 0 0 BLACKSTONE INC COM 09260D107 2997 35806 SH SOLE 35806 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 273 16600 SH SOLE 16600 0 0 CANADIAN PAC RY LTD COM 13645T100 740 11091 SH SOLE 11091 0 0 CATERPILLAR INC COM 149123101 563 3430 SH SOLE 3430 0 0 CHEVRON CORP NEW COM 166764100 918 6386 SH SOLE 6386 0 0 CINTAS CORP COM 172908105 367 945 SH SOLE 945 0 0 CISCO SYS INC COM 17275R102 340 8508 SH SOLE 8508 0 0 COCA COLA CO COM 191216100 535 9557 SH SOLE 9557 0 0 COSTCO WHSL CORP NEW COM 22160K105 388 821 SH SOLE 821 0 0 CVS HEALTH CORP COM 126650100 751 7875 SH SOLE 7875 0 0 DISNEY WALT CO COM 254687106 235 2492 SH SOLE 2492 0 0 ELEVANCE HEALTH INC NOTE 2.750%10/1 94973VBG1 72 11000 PRN SOLE 11000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 7830 329287 SH SOLE 329287 0 0 EXXON MOBIL CORP COM 30231G102 535 6124 SH SOLE 6124 0 0 FASTENAL CO COM 311900104 631 13700 SH SOLE 13700 0 0 FORD MTR CO DEL COM 345370860 151 13446 SH SOLE 13446 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 278 2305 SH SOLE 2305 0 0 HOME DEPOT INC COM 437076102 635 2301 SH SOLE 2301 0 0 HONEYWELL INTL INC COM 438516106 476 2853 SH SOLE 2853 0 0 INTEL CORP COM 458140100 201 7804 SH SOLE 7804 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 408 3430 SH SOLE 3430 0 0 ISHARES TR SELECT DIVID ETF 464287168 52 482 SH SOLE 482 0 0 ISHARES TR TIPS BD ETF 464287176 776 7396 SH SOLE 7396 0 0 ISHARES TR CORE S&P500 ETF 464287200 1301 3627 SH SOLE 3627 0 0 ISHARES TR CORE US AGGBD ET 464287226 11813 122622 SH SOLE 122622 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 4 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 64 626 SH SOLE 626 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 71 1234 SH SOLE 1234 0 0 ISHARES TR S&P 500 VAL ETF 464287408 130 1014 SH SOLE 1014 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1751 17094 SH SOLE 17094 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 420 4374 SH SOLE 4374 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2240 27578 SH SOLE 27578 0 0 ISHARES TR MSCI EAFE ETF 464287465 185 3303 SH SOLE 3303 0 0 ISHARES TR RUS MD CP GR ETF 464287481 149 1906 SH SOLE 1906 0 0 ISHARES TR RUS MID CAP ETF 464287499 87 1398 SH SOLE 1398 0 0 ISHARES TR CORE S&P MCP ETF 464287507 94 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 8 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 62 976 SH SOLE 976 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 744 3538 SH SOLE 3538 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 44 338 SH SOLE 338 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 4 20 SH SOLE 20 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1894 11485 SH SOLE 11485 0 0 ISHARES TR CORE S&P US GWT 464287671 112 1394 SH SOLE 1394 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 43 208 SH SOLE 208 0 0 ISHARES TR S&P MC 400VL ETF 464287705 68 750 SH SOLE 750 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1097 12585 SH SOLE 12585 0 0 ISHARES TR SP SMCP600VL ETF 464287879 5 60 SH SOLE 60 0 0 ISHARES TR S&P SML 600 GWT 464287887 56 550 SH SOLE 550 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 341 3321 SH SOLE 3321 0 0 ISHARES TR EAFE SML CP ETF 464288273 2 46 SH SOLE 46 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 6 120 SH SOLE 120 0 0 ISHARES TR NATIONAL MUN ETF 464288414 220 2145 SH SOLE 2145 0 0 ISHARES TR INTL SEL DIV ETF 464288448 80 3553 SH SOLE 3553 0 0 ISHARES TR MSCI KLD400 SOC 464288570 9 137 SH SOLE 137 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 43 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 36 1135 SH SOLE 1135 0 0 ISHARES TR U.S. MED DVC ETF 464288810 296 6272 SH SOLE 6272 0 0 ISHARES TR EAFE VALUE ETF 464288877 67 1736 SH SOLE 1736 0 0 ISHARES TR EAFE GRWTH ETF 464288885 32 443 SH SOLE 443 0 0 ISHARES TR RUS TP200 VL ETF 464289420 193 3338 SH SOLE 3338 0 0 ISHARES TR RUS TP200 GR ETF 464289438 314 2627 SH SOLE 2627 0 0 ISHARES TR CORE MSCI EAFE 46432F842 217 4117 SH SOLE 4117 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 412 20300 SH SOLE 20300 0 0 JOHNSON & JOHNSON COM 478160104 1491 9126 SH SOLE 9126 0 0 JPMORGAN CHASE & CO COM 46625H100 5602 53609 SH SOLE 53609 0 0 LILLY ELI & CO COM 532457108 293 905 SH SOLE 905 0 0 LISTED FD TR TRUESHARES STRCT 53656F664 134 4432 SH SOLE 4432 0 0 LISTED FD TR TRUESHS ESG ACTV 53656F813 70 2313 SH SOLE 2313 0 0 LISTED FD TR TRUESHS TECH AI 53656F821 77 2937 SH SOLE 2937 0 0 LOCKHEED MARTIN CORP COM 539830109 381 987 SH SOLE 987 0 0 MARRIOTT INTL INC NEW CL A 571903202 349 2488 SH SOLE 2488 0 0 MCDONALDS CORP COM 580135101 299 1295 SH SOLE 1295 0 0 MEDTRONIC PLC SHS G5960L103 738 9138 SH SOLE 9138 0 0 MERCK & CO INC COM 58933Y105 364 4227 SH SOLE 4227 0 0 META PLATFORMS INC CL A 30303M102 225 1656 SH SOLE 1656 0 0 MICROSOFT CORP COM 594918104 3617 15528 SH SOLE 15528 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 2542 191000 SH SOLE 191000 0 0 NVIDIA CORPORATION COM 67066G104 254 2092 SH SOLE 2092 0 0 OGE ENERGY CORP COM 670837103 243 6673 SH SOLE 6673 0 0 ORACLE CORP COM 68389X105 230 3766 SH SOLE 3766 0 0 PEPSICO INC COM 713448108 509 3116 SH SOLE 3116 0 0 PFIZER INC COM 717081103 479 10941 SH SOLE 10941 0 0 PROCTER AND GAMBLE CO COM 742718109 379 2999 SH SOLE 2999 0 0 RESMED INC COM 761152107 217 992 SH SOLE 992 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5638 134268 SH SOLE 134268 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 21652 511259 SH SOLE 511259 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 14581 261267 SH SOLE 261267 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 24276 414901 SH SOLE 414901 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 322 5321 SH SOLE 5321 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3874 102485 SH SOLE 102485 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4637 207025 SH SOLE 207025 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 84 1260 SH SOLE 1260 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 17367 617366 SH SOLE 617366 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1609 35518 SH SOLE 35518 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1474 78876 SH SOLE 78876 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 10 198 SH SOLE 198 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 4817 99818 SH SOLE 99818 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 134 2592 SH SOLE 2592 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12 95 SH SOLE 95 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12 185 SH SOLE 185 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 14 200 SH SOLE 200 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 35 1155 SH SOLE 1155 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 48 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 741 20587 SH SOLE 20587 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 131 2003 SH SOLE 2003 0 0 SPDR GOLD TR GOLD SHS 78463V107 367 2372 SH SOLE 2372 0 0 SPDR INDEX SHS FDS MSCI ACWI CLMTE 78463X194 23 944 SH SOLE 944 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 13 144 SH SOLE 144 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 11 149 SH SOLE 149 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 58 1879 SH SOLE 1879 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 30 787 SH SOLE 787 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1274 49368 SH SOLE 49368 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1507 4218 SH SOLE 4218 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 132 1934 SH SOLE 1934 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 15 314 SH SOLE 314 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 199 2970 SH SOLE 2970 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 380 7587 SH SOLE 7587 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 183 5312 SH SOLE 5312 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 6 64 SH SOLE 64 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 56 1900 SH SOLE 1900 0 0 SPDR SER TR S&P DIVID ETF 78464A763 86 769 SH SOLE 769 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 504 6658 SH SOLE 6658 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 64 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 31 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 37 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 59 739 SH SOLE 739 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 2 76 SH SOLE 76 0 0 SPDR SER TR BLOOMBERG SHT TE 78468R408 321 13516 SH SOLE 13516 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 12 135 SH SOLE 135 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 79 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 35 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 0 10 SH SOLE 10 0 0 STARBUCKS CORP COM 855244109 501 5950 SH SOLE 5950 0 0 TESLA INC COM 88160R101 652 2459 SH SOLE 2459 0 0 UBER TECHNOLOGIES INC COM 90353T100 3154 119022 SH SOLE 119022 0 0 UNION PAC CORP COM 907818108 258 1325 SH SOLE 1325 0 0 UNITEDHEALTH GROUP INC COM 91324P102 730 1445 SH SOLE 1445 0 0 US BANCORP DEL COM NEW 902973304 241 5970 SH SOLE 5970 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 372 7802 SH SOLE 7802 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 130 1627 SH SOLE 1627 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2 10 SH SOLE 10 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 34 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 185 1130 SH SOLE 1130 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 404 1888 SH SOLE 1888 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 143 1158 SH SOLE 1158 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 124 725 SH SOLE 725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5 29 SH SOLE 29 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 603 12541 SH SOLE 12541 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 381 10465 SH SOLE 10465 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 71 752 SH SOLE 752 0 0 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 1343 23368 SH SOLE 23368 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 42 247 SH SOLE 247 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 107 1443 SH SOLE 1443 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 9 40 SH SOLE 40 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 189 616 SH SOLE 616 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 478 12577 SH SOLE 12577 0 0 VISA INC COM CL A 92826C839 1150 6471 SH SOLE 6471 0 0 WALMART INC COM 931142103 293 2262 SH SOLE 2262 0 0 WASTE MGMT INC DEL COM 94106L109 290 1812 SH SOLE 1812 0 0 XCEL ENERGY INC COM 98389B100 255 3981 SH SOLE 3981 0 0