Managing Partner

0001398344-22-007620.txt : 20220421 0001398344-22-007620.hdr.sgml : 20220421 20220421170547 ACCESSION NUMBER: 0001398344-22-007620 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220421 DATE AS OF CHANGE: 20220421 EFFECTIVENESS DATE: 20220421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 22842224 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803415 XXXXXXXX 03-31-2022 03-31-2022 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 04-19-2022 0 186 256167 INFORMATION TABLE 2 fp0075380_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 2591 17404 SH SOLE 17404 0 0 ABBOTT LABS COM 002824100 345 2912 SH SOLE 2912 0 0 ABBVIE INC COM 00287Y109 460 2839 SH SOLE 2839 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 445 1320 SH SOLE 1320 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1291 11865 SH SOLE 11865 0 0 ALPHABET INC CAP STK CL C 02079K107 1276 457 SH SOLE 457 0 0 ALPHABET INC CAP STK CL A 02079K305 1647 592 SH SOLE 592 0 0 AMAZON COM INC COM 023135106 2517 772 SH SOLE 772 0 0 AMERICAN EXPRESS CO COM 025816109 490 2621 SH SOLE 2621 0 0 AMERICAN TOWER CORP NEW COM 03027X100 256 1018 SH SOLE 1018 0 0 AMGEN INC COM 031162100 457 1888 SH SOLE 1888 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 77 11000 PRN SOLE 11000 0 0 APOGEE ENTERPRISES INC COM 037598109 409 8617 SH SOLE 8617 0 0 APPLE INC COM 037833100 23872 136718 SH SOLE 136718 0 0 AT&T INC COM 00206R102 345 14583 SH SOLE 14583 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3566 10104 SH SOLE 10104 0 0 BK OF AMERICA CORP COM 060505104 281 6806 SH SOLE 6806 0 0 BLACKSTONE INC COM 09260D107 4596 36205 SH SOLE 36205 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 309 18500 SH SOLE 18500 0 0 CANADIAN PAC RY LTD COM 13645T100 926 11220 SH SOLE 11220 0 0 CATERPILLAR INC COM 149123101 764 3430 SH SOLE 3430 0 0 CHEVRON CORP NEW COM 166764100 763 4683 SH SOLE 4683 0 0 CINTAS CORP COM 172908105 402 945 SH SOLE 945 0 0 CISCO SYS INC COM 17275R102 481 8632 SH SOLE 8632 0 0 COCA COLA CO COM 191216100 593 9557 SH SOLE 9557 0 0 COSTCO WHSL CORP NEW COM 22160K105 473 821 SH SOLE 821 0 0 CVS HEALTH CORP COM 126650100 799 7894 SH SOLE 7894 0 0 DISNEY WALT CO COM 254687106 342 2492 SH SOLE 2492 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 8272 320484 SH SOLE 320484 0 0 EXXON MOBIL CORP COM 30231G102 517 6260 SH SOLE 6260 0 0 FASTENAL CO COM 311900104 814 13700 SH SOLE 13700 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 204 4832 SH SOLE 4832 0 0 FORD MTR CO DEL COM 345370860 227 13429 SH SOLE 13429 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 350 2305 SH SOLE 2305 0 0 HOME DEPOT INC COM 437076102 656 2193 SH SOLE 2193 0 0 HONEYWELL INTL INC COM 438516106 555 2853 SH SOLE 2853 0 0 INTEL CORP COM 458140100 392 7904 SH SOLE 7904 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 421 3236 SH SOLE 3236 0 0 ISHARES TR SELECT DIVID ETF 464287168 62 482 SH SOLE 482 0 0 ISHARES TR TIPS BD ETF 464287176 928 7452 SH SOLE 7452 0 0 ISHARES TR CORE S&P500 ETF 464287200 1689 3722 SH SOLE 3722 0 0 ISHARES TR CORE US AGGBD ET 464287226 13001 121388 SH SOLE 121388 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 5 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 86 711 SH SOLE 711 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 97 1264 SH SOLE 1264 0 0 ISHARES TR S&P 500 VAL ETF 464287408 158 1014 SH SOLE 1014 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2401 18175 SH SOLE 18175 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 491 4573 SH SOLE 4573 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2579 30937 SH SOLE 30937 0 0 ISHARES TR MSCI EAFE ETF 464287465 299 4059 SH SOLE 4059 0 0 ISHARES TR RUS MD CP GR ETF 464287481 192 1906 SH SOLE 1906 0 0 ISHARES TR RUS MID CAP ETF 464287499 153 1963 SH SOLE 1963 0 0 ISHARES TR CORE S&P MCP ETF 464287507 115 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 10 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 75 976 SH SOLE 976 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 872 3140 SH SOLE 3140 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 55 338 SH SOLE 338 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 5 20 SH SOLE 20 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2256 10992 SH SOLE 10992 0 0 ISHARES TR CORE S&P US GWT 464287671 147 1394 SH SOLE 1394 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 92 351 SH SOLE 351 0 0 ISHARES TR S&P MC 400VL ETF 464287705 86 785 SH SOLE 785 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1361 12618 SH SOLE 12618 0 0 ISHARES TR SP SMCP600VL ETF 464287879 9 85 SH SOLE 85 0 0 ISHARES TR S&P SML 600 GWT 464287887 69 550 SH SOLE 550 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 370 3535 SH SOLE 3535 0 0 ISHARES TR EAFE SML CP ETF 464288273 3 46 SH SOLE 46 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 8 120 SH SOLE 120 0 0 ISHARES TR NATIONAL MUN ETF 464288414 228 2079 SH SOLE 2079 0 0 ISHARES TR INTL SEL DIV ETF 464288448 112 3520 SH SOLE 3520 0 0 ISHARES TR MSCI KLD400 SOC 464288570 39 450 SH SOLE 450 0 0 ISHARES TR MBS ETF 464288588 8 76 SH SOLE 76 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 3 50 SH SOLE 50 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 46 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 40 1112 SH SOLE 1112 0 0 ISHARES TR U.S. MED DVC ETF 464288810 424 6961 SH SOLE 6961 0 0 ISHARES TR EAFE VALUE ETF 464288877 87 1725 SH SOLE 1725 0 0 ISHARES TR EAFE GRWTH ETF 464288885 43 443 SH SOLE 443 0 0 ISHARES TR RUS TP200 VL ETF 464289420 232 3338 SH SOLE 3338 0 0 ISHARES TR RUS TP200 GR ETF 464289438 417 2627 SH SOLE 2627 0 0 ISHARES TR 10+ YR INVST GRD 464289511 0 1 SH SOLE 1 0 0 ISHARES TR CORE MSCI EAFE 46432F842 264 3796 SH SOLE 3796 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 762 21750 SH SOLE 21750 0 0 JOHNSON & JOHNSON COM 478160104 1644 9273 SH SOLE 9273 0 0 JPMORGAN CHASE & CO COM 46625H100 7067 51844 SH SOLE 51844 0 0 LILLY ELI & CO COM 532457108 263 920 SH SOLE 920 0 0 LINDE PLC SHS G5494J103 206 645 SH SOLE 645 0 0 LISTED FD TR TRUESHARES STRCT 53656F664 150 4432 SH SOLE 4432 0 0 LISTED FD TR TRUESHS ESG ACTV 53656F813 89 2313 SH SOLE 2313 0 0 LISTED FD TR TRUESHS TECH AI 53656F821 114 2937 SH SOLE 2937 0 0 LOCKHEED MARTIN CORP COM 539830109 436 987 SH SOLE 987 0 0 MARRIOTT INTL INC NEW CL A 571903202 461 2623 SH SOLE 2623 0 0 MCDONALDS CORP COM 580135101 320 1295 SH SOLE 1295 0 0 MEDTRONIC PLC SHS G5960L103 1099 9903 SH SOLE 9903 0 0 MERCK & CO INC COM 58933Y105 392 4777 SH SOLE 4777 0 0 META PLATFORMS INC CL A 30303M102 347 1561 SH SOLE 1561 0 0 MICROSOFT CORP COM 594918104 4298 13941 SH SOLE 13941 0 0 NETFLIX INC COM 64110L106 234 624 SH SOLE 624 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 2296 191000 SH SOLE 191000 0 0 NVIDIA CORPORATION COM 67066G104 480 1759 SH SOLE 1759 0 0 OGE ENERGY CORP COM 670837103 272 6673 SH SOLE 6673 0 0 ORACLE CORP COM 68389X105 328 3966 SH SOLE 3966 0 0 PEPSICO INC COM 713448108 522 3116 SH SOLE 3116 0 0 PFIZER INC COM 717081103 584 11273 SH SOLE 11273 0 0 PHILIP MORRIS INTL INC COM 718172109 203 2163 SH SOLE 2163 0 0 PROCTER AND GAMBLE CO COM 742718109 458 2999 SH SOLE 2999 0 0 RESMED INC COM 761152107 241 992 SH SOLE 992 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6893 129114 SH SOLE 129114 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 25202 467995 SH SOLE 467995 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 18210 243388 SH SOLE 243388 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 27450 384511 SH SOLE 384511 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 404 5321 SH SOLE 5321 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4683 98887 SH SOLE 98887 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5480 197320 SH SOLE 197320 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 94 1187 SH SOLE 1187 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 20035 545624 SH SOLE 545624 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1559 30819 SH SOLE 30819 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1876 75381 SH SOLE 75381 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 11 198 SH SOLE 198 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 5052 101977 SH SOLE 101977 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 129 2132 SH SOLE 2132 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 15 110 SH SOLE 110 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 18 241 SH SOLE 241 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 15 200 SH SOLE 200 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 47 1226 SH SOLE 1226 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 64 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 996 20606 SH SOLE 20606 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 172 2311 SH SOLE 2311 0 0 SPDR INDEX SHS FDS LOW CARBON ETF 78463X194 30 236 SH SOLE 236 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 16 144 SH SOLE 144 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 13 149 SH SOLE 149 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 82 2115 SH SOLE 2115 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 43 787 SH SOLE 787 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1485 43328 SH SOLE 43328 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2369 5246 SH SOLE 5246 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 161 1925 SH SOLE 1925 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 37 677 SH SOLE 677 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 246 2951 SH SOLE 2951 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 573 8657 SH SOLE 8657 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 220 5262 SH SOLE 5262 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 6 64 SH SOLE 64 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 72 1900 SH SOLE 1900 0 0 SPDR SER TR S&P DIVID ETF 78464A763 96 751 SH SOLE 751 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 623 6658 SH SOLE 6658 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 79 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 37 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 47 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 65 722 SH SOLE 722 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 2 76 SH SOLE 76 0 0 SPDR SER TR BLOOMBERG SHT TE 78468R408 342 13016 SH SOLE 13016 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 14 135 SH SOLE 135 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 86 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 35 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 0 10 SH SOLE 10 0 0 STARBUCKS CORP COM 855244109 529 5816 SH SOLE 5816 0 0 TESLA INC COM 88160R101 653 606 SH SOLE 606 0 0 UBER TECHNOLOGIES INC COM 90353T100 3839 107604 SH SOLE 107604 0 0 UNION PAC CORP COM 907818108 362 1325 SH SOLE 1325 0 0 UNITED PARCEL SERVICE INC CL B 911312106 230 1073 SH SOLE 1073 0 0 UNITEDHEALTH GROUP INC COM 91324P102 736 1443 SH SOLE 1443 0 0 US BANCORP DEL COM NEW 902973304 317 5961 SH SOLE 5961 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 400 7630 SH SOLE 7630 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 146 1351 SH SOLE 1351 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2 10 SH SOLE 10 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 43 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 236 1130 SH SOLE 1130 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 613 2130 SH SOLE 2130 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 175 1181 SH SOLE 1181 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 154 725 SH SOLE 725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7 29 SH SOLE 29 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 741 14476 SH SOLE 14476 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 523 10893 SH SOLE 10893 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 88 782 SH SOLE 782 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 1525 21836 SH SOLE 21836 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 48 247 SH SOLE 247 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 143 1526 SH SOLE 1526 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 10 40 SH SOLE 40 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 361 866 SH SOLE 866 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 0 1 SH SOLE 1 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 2 19 SH SOLE 19 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 667 13089 SH SOLE 13089 0 0 VISA INC COM CL A 92826C839 1431 6451 SH SOLE 6451 0 0 WALMART INC COM 931142103 364 2442 SH SOLE 2442 0 0 WASTE MGMT INC DEL COM 94106L109 287 1812 SH SOLE 1812 0 0 XCEL ENERGY INC COM 98389B100 287 3973 SH SOLE 3973 0 0