Managing Partner

0001398344-22-002067.txt : 20220204 0001398344-22-002067.hdr.sgml : 20220204 20220204115520 ACCESSION NUMBER: 0001398344-22-002067 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 EFFECTIVENESS DATE: 20220204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 22592066 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803415 XXXXXXXX 12-31-2021 12-31-2021 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 01-24-2022 0 182 261498 INFORMATION TABLE 2 fp0072136_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 3061 17233 SH SOLE 17233 0 0 ABBOTT LABS COM 002824100 408 2897 SH SOLE 2897 0 0 ABBVIE INC COM 00287Y109 384 2838 SH SOLE 2838 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 541 1305 SH SOLE 1305 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1300 10942 SH SOLE 10942 0 0 ALPHABET INC CAP STK CL C 02079K107 1308 452 SH SOLE 452 0 0 ALPHABET INC CAP STK CL A 02079K305 1718 593 SH SOLE 593 0 0 AMAZON COM INC COM 023135106 2551 765 SH SOLE 765 0 0 AMERICAN EXPRESS CO COM 025816109 429 2621 SH SOLE 2621 0 0 AMERICAN TOWER CORP NEW COM 03027X100 298 1018 SH SOLE 1018 0 0 AMGEN INC COM 031162100 387 1721 SH SOLE 1721 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 73 11000 PRN SOLE 11000 0 0 APOGEE ENTERPRISES INC COM 037598109 415 8617 SH SOLE 8617 0 0 APPLE INC COM 037833100 23949 134873 SH SOLE 134873 0 0 AT&T INC COM 00206R102 356 14490 SH SOLE 14490 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2947 9855 SH SOLE 9855 0 0 BK OF AMERICA CORP COM 060505104 283 6351 SH SOLE 6351 0 0 BLACKSTONE INC COM 09260D107 4701 36331 SH SOLE 36331 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 379 21400 SH SOLE 21400 0 0 CANADIAN PAC RY LTD COM 13645T100 841 11692 SH SOLE 11692 0 0 CATERPILLAR INC COM 149123101 709 3430 SH SOLE 3430 0 0 CHEVRON CORP NEW COM 166764100 572 4878 SH SOLE 4878 0 0 CINTAS CORP COM 172908105 419 945 SH SOLE 945 0 0 CISCO SYS INC COM 17275R102 526 8298 SH SOLE 8298 0 0 COCA COLA CO COM 191216100 555 9374 SH SOLE 9374 0 0 COSTCO WHSL CORP NEW COM 22160K105 466 821 SH SOLE 821 0 0 CVS HEALTH CORP COM 126650100 803 7787 SH SOLE 7787 0 0 DISNEY WALT CO COM 254687106 396 2554 SH SOLE 2554 0 0 DONALDSON INC COM 257651109 202 3403 SH SOLE 3403 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 7015 319437 SH SOLE 319437 0 0 EQUIFAX INC COM 294429105 212 725 SH SOLE 725 0 0 EXXON MOBIL CORP COM 30231G102 378 6170 SH SOLE 6170 0 0 FASTENAL CO COM 311900104 878 13700 SH SOLE 13700 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 208 4832 SH SOLE 4832 0 0 FORD MTR CO DEL COM 345370860 286 13788 SH SOLE 13788 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 360 2305 SH SOLE 2305 0 0 HOME DEPOT INC COM 437076102 910 2192 SH SOLE 2192 0 0 HONEYWELL INTL INC COM 438516106 595 2853 SH SOLE 2853 0 0 INTEL CORP COM 458140100 392 7615 SH SOLE 7615 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 417 3117 SH SOLE 3117 0 0 ISHARES TR SELECT DIVID ETF 464287168 59 482 SH SOLE 482 0 0 ISHARES TR TIPS BD ETF 464287176 191 1477 SH SOLE 1477 0 0 ISHARES TR CORE S&P500 ETF 464287200 1778 3728 SH SOLE 3728 0 0 ISHARES TR CORE US AGGBD ET 464287226 13777 120764 SH SOLE 120764 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 6 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 125 947 SH SOLE 947 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 103 1234 SH SOLE 1234 0 0 ISHARES TR S&P 500 VAL ETF 464287408 151 964 SH SOLE 964 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2679 18081 SH SOLE 18081 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 443 3851 SH SOLE 3851 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2616 30579 SH SOLE 30579 0 0 ISHARES TR MSCI EAFE ETF 464287465 316 4020 SH SOLE 4020 0 0 ISHARES TR RUS MD CP GR ETF 464287481 220 1906 SH SOLE 1906 0 0 ISHARES TR RUS MID CAP ETF 464287499 150 1810 SH SOLE 1810 0 0 ISHARES TR CORE S&P MCP ETF 464287507 121 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 10 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 83 976 SH SOLE 976 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 904 2958 SH SOLE 2958 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 56 338 SH SOLE 338 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 6 20 SH SOLE 20 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2244 10089 SH SOLE 10089 0 0 ISHARES TR CORE S&P US GWT 464287671 161 1394 SH SOLE 1394 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 98 351 SH SOLE 351 0 0 ISHARES TR S&P MC 400VL ETF 464287705 85 772 SH SOLE 772 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1443 12600 SH SOLE 12600 0 0 ISHARES TR SP SMCP600VL ETF 464287879 9 85 SH SOLE 85 0 0 ISHARES TR S&P SML 600 GWT 464287887 76 550 SH SOLE 550 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 366 3409 SH SOLE 3409 0 0 ISHARES TR EAFE SML CP ETF 464288273 3 46 SH SOLE 46 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 9 120 SH SOLE 120 0 0 ISHARES TR NATIONAL MUN ETF 464288414 184 1579 SH SOLE 1579 0 0 ISHARES TR INTL SEL DIV ETF 464288448 113 3627 SH SOLE 3627 0 0 ISHARES TR MSCI KLD400 SOC 464288570 42 450 SH SOLE 450 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 48 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 44 1106 SH SOLE 1106 0 0 ISHARES TR U.S. MED DVC ETF 464288810 466 7077 SH SOLE 7077 0 0 ISHARES TR EAFE VALUE ETF 464288877 85 1682 SH SOLE 1682 0 0 ISHARES TR EAFE GRWTH ETF 464288885 49 443 SH SOLE 443 0 0 ISHARES TR RUS TP200 VL ETF 464289420 234 3338 SH SOLE 3338 0 0 ISHARES TR RUS TP200 GR ETF 464289438 455 2627 SH SOLE 2627 0 0 ISHARES TR CORE MSCI EAFE 46432F842 270 3613 SH SOLE 3613 0 0 JOHNSON & JOHNSON COM 478160104 1604 9377 SH SOLE 9377 0 0 JPMORGAN CHASE & CO COM 46625H100 7822 49400 SH SOLE 49400 0 0 LILLY ELI & CO COM 532457108 254 920 SH SOLE 920 0 0 LINDE PLC SHS G5494J103 223 645 SH SOLE 645 0 0 LISTED FD TR TRUESHARES STRCT 53656F664 156 4432 SH SOLE 4432 0 0 LISTED FD TR TRUESHS ESG ACTV 53656F813 96 2313 SH SOLE 2313 0 0 LISTED FD TR TRUESHS TECH AI 53656F821 138 2937 SH SOLE 2937 0 0 LOWES COS INC COM 548661107 206 798 SH SOLE 798 0 0 MARRIOTT INTL INC NEW CL A 571903202 460 2783 SH SOLE 2783 0 0 MCDONALDS CORP COM 580135101 347 1295 SH SOLE 1295 0 0 MEDTRONIC PLC SHS G5960L103 1029 9943 SH SOLE 9943 0 0 MERCK & CO INC COM 58933Y105 366 4777 SH SOLE 4777 0 0 META PLATFORMS INC CL A 30303M102 500 1486 SH SOLE 1486 0 0 MICROSOFT CORP COM 594918104 4023 11962 SH SOLE 11962 0 0 NETFLIX INC COM 64110L106 341 566 SH SOLE 566 0 0 NIKE INC CL B 654106103 236 1414 SH SOLE 1414 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 2922 191000 SH SOLE 191000 0 0 NVIDIA CORPORATION COM 67066G104 509 1732 SH SOLE 1732 0 0 OGE ENERGY CORP COM 670837103 256 6673 SH SOLE 6673 0 0 ORACLE CORP COM 68389X105 346 3966 SH SOLE 3966 0 0 PEPSICO INC COM 713448108 546 3143 SH SOLE 3143 0 0 PFIZER INC COM 717081103 638 10797 SH SOLE 10797 0 0 PHILIP MORRIS INTL INC COM 718172109 205 2163 SH SOLE 2163 0 0 PROCTER AND GAMBLE CO COM 742718109 491 2999 SH SOLE 2999 0 0 RESMED INC COM 761152107 258 992 SH SOLE 992 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 7287 64485 SH SOLE 64485 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 25717 225946 SH SOLE 225946 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 20092 122702 SH SOLE 122702 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 28167 384685 SH SOLE 384685 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 428 5321 SH SOLE 5321 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4972 48552 SH SOLE 48552 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5723 193225 SH SOLE 193225 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 96 1187 SH SOLE 1187 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 20076 516499 SH SOLE 516499 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1203 22318 SH SOLE 22318 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 2004 38037 SH SOLE 38037 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 8 148 SH SOLE 148 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 5214 102541 SH SOLE 102541 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 128 2036 SH SOLE 2036 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13 95 SH SOLE 95 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 41 530 SH SOLE 530 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 94 2405 SH SOLE 2405 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 70 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1107 21364 SH SOLE 21364 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 165 2311 SH SOLE 2311 0 0 SPDR INDEX SHS FDS LOW CARBON ETF 78463X194 31 236 SH SOLE 236 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 8 64 SH SOLE 64 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 7 70 SH SOLE 70 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 71 1710 SH SOLE 1710 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 44 787 SH SOLE 787 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1260 34551 SH SOLE 34551 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2515 5296 SH SOLE 5296 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 179 1925 SH SOLE 1925 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 41 677 SH SOLE 677 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 250 2951 SH SOLE 2951 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 633 8734 SH SOLE 8734 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 212 5047 SH SOLE 5047 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 7 64 SH SOLE 64 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 75 1783 SH SOLE 1783 0 0 SPDR SER TR S&P DIVID ETF 78464A763 97 751 SH SOLE 751 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 662 6658 SH SOLE 6658 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 86 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 38 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 49 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 115 1030 SH SOLE 1030 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 2 76 SH SOLE 76 0 0 SPDR SER TR BLOOMBERG SHT TE 78468R408 326 12005 SH SOLE 12005 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 15 135 SH SOLE 135 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 93 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 37 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 0 10 SH SOLE 10 0 0 STARBUCKS CORP COM 855244109 634 5421 SH SOLE 5421 0 0 TESLA INC COM 88160R101 609 576 SH SOLE 576 0 0 TJX COS INC NEW COM 872540109 211 2782 SH SOLE 2782 0 0 UBER TECHNOLOGIES INC COM 90353T100 4435 105766 SH SOLE 105766 0 0 UNION PAC CORP COM 907818108 334 1325 SH SOLE 1325 0 0 UNITED PARCEL SERVICE INC CL B 911312106 228 1062 SH SOLE 1062 0 0 UNITEDHEALTH GROUP INC COM 91324P102 893 1779 SH SOLE 1779 0 0 US BANCORP DEL COM NEW 902973304 335 5957 SH SOLE 5957 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 243 4398 SH SOLE 4398 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 93 804 SH SOLE 804 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 7 26 SH SOLE 26 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 46 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 250 1130 SH SOLE 1130 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 681 2121 SH SOLE 2121 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 168 1142 SH SOLE 1142 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 164 725 SH SOLE 725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7 29 SH SOLE 29 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 548 10735 SH SOLE 10735 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 84 752 SH SOLE 752 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 1602 20629 SH SOLE 20629 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 49 247 SH SOLE 247 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 155 1607 SH SOLE 1607 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 11 40 SH SOLE 40 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 397 866 SH SOLE 866 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 652 12544 SH SOLE 12544 0 0 VISA INC COM CL A 92826C839 1388 6406 SH SOLE 6406 0 0 WALMART INC COM 931142103 382 2642 SH SOLE 2642 0 0 WASTE MGMT INC DEL COM 94106L109 302 1812 SH SOLE 1812 0 0 XCEL ENERGY INC COM 98389B100 245 3614 SH SOLE 3614 0 0