Managing Partner

0001398344-21-020703.txt : 20211101 0001398344-21-020703.hdr.sgml : 20211101 20211101105630 ACCESSION NUMBER: 0001398344-21-020703 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211101 DATE AS OF CHANGE: 20211101 EFFECTIVENESS DATE: 20211101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 211365854 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803415 XXXXXXXX 09-30-2021 09-30-2021 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 10-26-2021 0 178 240539 INFORMATION TABLE 2 fp0069362_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 2502 14262 SH SOLE 14262 0 0 ABBOTT LABS COM 002824100 342 2897 SH SOLE 2897 0 0 ABBVIE INC COM 00287Y109 306 2837 SH SOLE 2837 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 417 1305 SH SOLE 1305 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1611 10883 SH SOLE 10883 0 0 ALPHABET INC CAP STK CL C 02079K107 1135 426 SH SOLE 426 0 0 ALPHABET INC CAP STK CL A 02079K305 1580 591 SH SOLE 591 0 0 AMAZON COM INC COM 023135106 2401 731 SH SOLE 731 0 0 AMERICAN EXPRESS CO COM 025816109 439 2621 SH SOLE 2621 0 0 AMERICAN TOWER CORP NEW COM 03027X100 270 1018 SH SOLE 1018 0 0 AMGEN INC COM 031162100 364 1714 SH SOLE 1714 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 58 11000 PRN SOLE 11000 0 0 APOGEE ENTERPRISES INC COM 037598109 325 8617 SH SOLE 8617 0 0 APPLE INC COM 037833100 19676 139056 SH SOLE 139056 0 0 AT&T INC COM 00206R102 398 14719 SH SOLE 14719 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2568 9410 SH SOLE 9410 0 0 BK OF AMERICA CORP COM 060505104 265 6234 SH SOLE 6234 0 0 BLACKSTONE INC COM 09260D107 4249 36519 SH SOLE 36519 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 396 22600 SH SOLE 22600 0 0 CANADIAN PAC RY LTD COM 13645T100 782 12019 SH SOLE 12019 0 0 CATERPILLAR INC COM 149123101 658 3430 SH SOLE 3430 0 0 CHEVRON CORP NEW COM 166764100 495 4875 SH SOLE 4875 0 0 CINTAS CORP COM 172908105 360 945 SH SOLE 945 0 0 CISCO SYS INC COM 17275R102 428 7859 SH SOLE 7859 0 0 COCA COLA CO COM 191216100 485 9249 SH SOLE 9249 0 0 COMCAST CORP NEW CL A 20030N101 210 3749 SH SOLE 3749 0 0 COSTCO WHSL CORP NEW COM 22160K105 369 821 SH SOLE 821 0 0 CVS HEALTH CORP COM 126650100 675 7951 SH SOLE 7951 0 0 DISNEY WALT CO COM 254687106 413 2444 SH SOLE 2444 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 7021 324444 SH SOLE 324444 0 0 EXXON MOBIL CORP COM 30231G102 361 6135 SH SOLE 6135 0 0 FACEBOOK INC CL A 30303M102 522 1538 SH SOLE 1538 0 0 FASTENAL CO COM 311900104 871 16884 SH SOLE 16884 0 0 FORD MTR CO DEL COM 345370860 200 14132 SH SOLE 14132 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 305 2305 SH SOLE 2305 0 0 HOME DEPOT INC COM 437076102 628 1913 SH SOLE 1913 0 0 HONEYWELL INTL INC COM 438516106 615 2897 SH SOLE 2897 0 0 HUNTINGTON BANCSHARES INC COM 446150104 203 13113 SH SOLE 13113 0 0 INTEL CORP COM 458140100 374 7015 SH SOLE 7015 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 416 2993 SH SOLE 2993 0 0 ISHARES TR SELECT DIVID ETF 464287168 55 482 SH SOLE 482 0 0 ISHARES TR TIPS BD ETF 464287176 179 1400 SH SOLE 1400 0 0 ISHARES TR CORE S&P500 ETF 464287200 1589 3688 SH SOLE 3688 0 0 ISHARES TR CORE US AGGBD ET 464287226 13183 114807 SH SOLE 114807 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 6 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 126 947 SH SOLE 947 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 91 1234 SH SOLE 1234 0 0 ISHARES TR S&P 500 VAL ETF 464287408 140 964 SH SOLE 964 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2594 17976 SH SOLE 17976 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 444 3851 SH SOLE 3851 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2659 30865 SH SOLE 30865 0 0 ISHARES TR MSCI EAFE ETF 464287465 314 4020 SH SOLE 4020 0 0 ISHARES TR RUS MD CP GR ETF 464287481 210 1876 SH SOLE 1876 0 0 ISHARES TR RUS MID CAP ETF 464287499 193 2473 SH SOLE 2473 0 0 ISHARES TR CORE S&P MCP ETF 464287507 113 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 10 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 77 976 SH SOLE 976 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 815 2974 SH SOLE 2974 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 54 338 SH SOLE 338 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 6 20 SH SOLE 20 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2173 9935 SH SOLE 9935 0 0 ISHARES TR CORE S&P US GWT 464287671 143 1394 SH SOLE 1394 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 91 356 SH SOLE 356 0 0 ISHARES TR S&P MC 400VL ETF 464287705 134 1296 SH SOLE 1296 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1376 12600 SH SOLE 12600 0 0 ISHARES TR SP SMCP600VL ETF 464287879 9 85 SH SOLE 85 0 0 ISHARES TR S&P SML 600 GWT 464287887 72 550 SH SOLE 550 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 382 3548 SH SOLE 3548 0 0 ISHARES TR EAFE SML CP ETF 464288273 3 46 SH SOLE 46 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 8 120 SH SOLE 120 0 0 ISHARES TR NATIONAL MUN ETF 464288414 183 1579 SH SOLE 1579 0 0 ISHARES TR INTL SEL DIV ETF 464288448 109 3586 SH SOLE 3586 0 0 ISHARES TR MSCI KLD400 SOC 464288570 37 450 SH SOLE 450 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 49 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 42 1094 SH SOLE 1094 0 0 ISHARES TR U.S. MED DVC ETF 464288810 443 7056 SH SOLE 7056 0 0 ISHARES TR EAFE VALUE ETF 464288877 85 1663 SH SOLE 1663 0 0 ISHARES TR EAFE GRWTH ETF 464288885 47 443 SH SOLE 443 0 0 ISHARES TR RUS TP200 VL ETF 464289420 219 3338 SH SOLE 3338 0 0 ISHARES TR RUS TP200 GR ETF 464289438 401 2627 SH SOLE 2627 0 0 ISHARES TR CORE MSCI EAFE 46432F842 268 3613 SH SOLE 3613 0 0 JOHNSON & JOHNSON COM 478160104 1490 9226 SH SOLE 9226 0 0 JPMORGAN CHASE & CO COM 46625H100 8110 49543 SH SOLE 49543 0 0 LISTED FD TR TRUESHARES STRCT 53656F664 145 4432 SH SOLE 4432 0 0 LISTED FD TR TRUESHS ESG ACTV 53656F813 88 2313 SH SOLE 2313 0 0 LISTED FD TR TRUESHS TECH AI 53656F821 135 2937 SH SOLE 2937 0 0 MARRIOTT INTL INC NEW CL A 571903202 412 2783 SH SOLE 2783 0 0 MCDONALDS CORP COM 580135101 312 1295 SH SOLE 1295 0 0 MEDTRONIC PLC SHS G5960L103 1246 9943 SH SOLE 9943 0 0 MERCK & CO INC COM 58933Y105 301 4002 SH SOLE 4002 0 0 MICROSOFT CORP COM 594918104 3189 11310 SH SOLE 11310 0 0 NETFLIX INC COM 64110L106 345 566 SH SOLE 566 0 0 NIKE INC CL B 654106103 205 1413 SH SOLE 1413 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 2913 191000 SH SOLE 191000 0 0 NVIDIA CORPORATION COM 67066G104 359 1732 SH SOLE 1732 0 0 OGE ENERGY CORP COM 670837103 220 6673 SH SOLE 6673 0 0 ORACLE CORP COM 68389X105 328 3766 SH SOLE 3766 0 0 PEPSICO INC COM 713448108 473 3143 SH SOLE 3143 0 0 PFIZER INC COM 717081103 447 10404 SH SOLE 10404 0 0 PHILIP MORRIS INTL INC COM 718172109 205 2163 SH SOLE 2163 0 0 PROCTER AND GAMBLE CO COM 742718109 292 2087 SH SOLE 2087 0 0 RESMED INC COM 761152107 261 992 SH SOLE 992 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6563 63189 SH SOLE 63189 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 23077 221833 SH SOLE 221833 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 18784 126843 SH SOLE 126843 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 25881 383531 SH SOLE 383531 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 408 5321 SH SOLE 5321 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4717 47124 SH SOLE 47124 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5586 183282 SH SOLE 183282 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 88 1187 SH SOLE 1187 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 18902 488427 SH SOLE 488427 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1029 18960 SH SOLE 18960 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1815 39738 SH SOLE 39738 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 10 169 SH SOLE 169 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 5109 99813 SH SOLE 99813 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 116 1847 SH SOLE 1847 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12 95 SH SOLE 95 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 36 530 SH SOLE 530 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 90 2405 SH SOLE 2405 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 60 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 935 21043 SH SOLE 21043 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 148 2311 SH SOLE 2311 0 0 SPDR INDEX SHS FDS LOW CARBON ETF 78463X194 30 236 SH SOLE 236 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 8 64 SH SOLE 64 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 8 70 SH SOLE 70 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 68 1599 SH SOLE 1599 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 40 787 SH SOLE 787 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1116 30809 SH SOLE 30809 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2289 5333 SH SOLE 5333 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 171 1963 SH SOLE 1963 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 41 677 SH SOLE 677 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 248 3024 SH SOLE 3024 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 574 8961 SH SOLE 8961 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 194 4979 SH SOLE 4979 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 7 64 SH SOLE 64 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 75 1828 SH SOLE 1828 0 0 SPDR SER TR S&P DIVID ETF 78464A763 90 764 SH SOLE 764 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 631 6658 SH SOLE 6658 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 80 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 35 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 45 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 129 1030 SH SOLE 1030 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 2 76 SH SOLE 76 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 320 11681 SH SOLE 11681 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 15 135 SH SOLE 135 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 92 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 37 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 0 10 SH SOLE 10 0 0 STARBUCKS CORP COM 855244109 533 4833 SH SOLE 4833 0 0 TARGET CORP COM 87612E106 204 892 SH SOLE 892 0 0 TESLA INC COM 88160R101 465 599 SH SOLE 599 0 0 UBER TECHNOLOGIES INC COM 90353T100 4621 103147 SH SOLE 103147 0 0 UNION PAC CORP COM 907818108 260 1325 SH SOLE 1325 0 0 UNITED PARCEL SERVICE INC CL B 911312106 212 1164 SH SOLE 1164 0 0 UNITEDHEALTH GROUP INC COM 91324P102 697 1785 SH SOLE 1785 0 0 US BANCORP DEL COM NEW 902973304 354 5953 SH SOLE 5953 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 235 4125 SH SOLE 4125 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 66 647 SH SOLE 647 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 7 26 SH SOLE 26 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 43 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 233 1160 SH SOLE 1160 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 615 2121 SH SOLE 2121 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 155 1142 SH SOLE 1142 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 159 725 SH SOLE 725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6 29 SH SOLE 29 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 542 10735 SH SOLE 10735 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 78 752 SH SOLE 752 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 1559 19910 SH SOLE 19910 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 44 247 SH SOLE 247 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 131 1417 SH SOLE 1417 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 10 40 SH SOLE 40 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 348 866 SH SOLE 866 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 656 12139 SH SOLE 12139 0 0 VISA INC COM CL A 92826C839 1434 6436 SH SOLE 6436 0 0 WALMART INC COM 931142103 357 2564 SH SOLE 2564 0 0 WASTE MGMT INC DEL COM 94106L109 271 1812 SH SOLE 1812 0 0 XCEL ENERGY INC COM 98389B100 226 3610 SH SOLE 3610 0 0