Managing Partner

0001398344-21-014562.txt : 20210720 0001398344-21-014562.hdr.sgml : 20210720 20210720132257 ACCESSION NUMBER: 0001398344-21-014562 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 EFFECTIVENESS DATE: 20210720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALLAST ADVISORS LLC CENTRAL INDEX KEY: 0001803415 IRS NUMBER: 815217330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20071 FILM NUMBER: 211100237 BUSINESS ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 BUSINESS PHONE: 651-478-4644 MAIL ADDRESS: STREET 1: 683 BIELENBERG DRIVE STREET 2: SUITE 208 CITY: WOODBURY STATE: MN ZIP: 55125-1705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803415 XXXXXXXX 06-30-2021 06-30-2021 false BALLAST ADVISORS LLC

683 BIELENBERG DRIVE SUITE 208 WOODBURY MN 55125-1705

13F HOLDINGS REPORT 028-20071 N Richard Gerczak Managing Partner 651-200-3110 /s/ Richard Gerczak Arden Hills MN 07-20-2021 0 179 236485 INFORMATION TABLE 2 fp0067170_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 3083 15520 SH SOLE 15520 0 0 ABBOTT LABS COM 002824100 361 3113 SH SOLE 3113 0 0 ABBVIE INC COM 00287Y109 319 2835 SH SOLE 2835 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 384 1302 SH SOLE 1302 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2510 11068 SH SOLE 11068 0 0 ALPHABET INC CAP STK CL C 02079K107 1053 420 SH SOLE 420 0 0 ALPHABET INC CAP STK CL A 02079K305 1468 601 SH SOLE 601 0 0 AMAZON COM INC COM 023135106 2491 724 SH SOLE 724 0 0 AMERICAN EXPRESS CO COM 025816109 433 2623 SH SOLE 2623 0 0 AMERICAN TOWER CORP NEW COM 03027X100 277 1025 SH SOLE 1025 0 0 AMGEN INC COM 031162100 418 1714 SH SOLE 1714 0 0 APOGEE ENTERPRISES INC COM 037598109 351 8617 SH SOLE 8617 0 0 APPLE INC COM 037833100 19049 139082 SH SOLE 139082 0 0 ARK ETF TR INNOVATION ETF 00214Q104 67 513 SH SOLE 513 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 72 778 SH SOLE 778 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 77 501 SH SOLE 501 0 0 AT&T INC COM 00206R102 465 16142 SH SOLE 16142 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2593 9331 SH SOLE 9331 0 0 BK OF AMERICA CORP COM 060505104 246 5959 SH SOLE 5959 0 0 BLACKSTONE GROUP INC COM 09260D107 3696 38044 SH SOLE 38044 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 365 22600 SH SOLE 22600 0 0 CANADIAN PAC RY LTD COM 13645T100 917 11925 SH SOLE 11925 0 0 CATERPILLAR INC COM 149123101 746 3430 SH SOLE 3430 0 0 CHEVRON CORP NEW COM 166764100 523 4992 SH SOLE 4992 0 0 CINTAS CORP COM 172908105 361 945 SH SOLE 945 0 0 CISCO SYS INC COM 17275R102 504 9508 SH SOLE 9508 0 0 COCA COLA CO COM 191216100 496 9162 SH SOLE 9162 0 0 COMCAST CORP NEW CL A 20030N101 214 3746 SH SOLE 3746 0 0 COSTCO WHSL CORP NEW COM 22160K105 325 821 SH SOLE 821 0 0 CVS HEALTH CORP COM 126650100 636 7624 SH SOLE 7624 0 0 DISNEY WALT CO COM 254687106 430 2444 SH SOLE 2444 0 0 DONALDSON INC COM 257651109 216 3403 SH SOLE 3403 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 7849 325288 SH SOLE 325288 0 0 EXXON MOBIL CORP COM 30231G102 417 6613 SH SOLE 6613 0 0 FACEBOOK INC CL A 30303M102 530 1523 SH SOLE 1523 0 0 FORD MTR CO DEL COM 345370860 210 14132 SH SOLE 14132 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 278 2305 SH SOLE 2305 0 0 HOME DEPOT INC COM 437076102 610 1913 SH SOLE 1913 0 0 HONEYWELL INTL INC COM 438516106 635 2897 SH SOLE 2897 0 0 HUNTINGTON BANCSHARES INC COM 446150104 187 13113 SH SOLE 13113 0 0 INTEL CORP COM 458140100 394 7015 SH SOLE 7015 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 441 3007 SH SOLE 3007 0 0 ISHARES TR SELECT DIVID ETF 464287168 56 482 SH SOLE 482 0 0 ISHARES TR TIPS BD ETF 464287176 162 1262 SH SOLE 1262 0 0 ISHARES TR CORE S&P500 ETF 464287200 1574 3661 SH SOLE 3661 0 0 ISHARES TR CORE US AGGBD ET 464287226 12866 111557 SH SOLE 111557 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7 119 SH SOLE 119 0 0 ISHARES TR IBOXX INV CP ETF 464287242 127 947 SH SOLE 947 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 82 1121 SH SOLE 1121 0 0 ISHARES TR S&P 500 VAL ETF 464287408 124 842 SH SOLE 842 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2362 16360 SH SOLE 16360 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 341 2955 SH SOLE 2955 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 2659 30858 SH SOLE 30858 0 0 ISHARES TR MSCI EAFE ETF 464287465 317 4021 SH SOLE 4021 0 0 ISHARES TR RUS MD CP GR ETF 464287481 212 1876 SH SOLE 1876 0 0 ISHARES TR RUS MID CAP ETF 464287499 183 2307 SH SOLE 2307 0 0 ISHARES TR CORE S&P MCP ETF 464287507 115 428 SH SOLE 428 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 10 61 SH SOLE 61 0 0 ISHARES TR S&P MC 400GR ETF 464287606 79 976 SH SOLE 976 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 795 2928 SH SOLE 2928 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 56 338 SH SOLE 338 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 6 20 SH SOLE 20 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2248 9802 SH SOLE 9802 0 0 ISHARES TR CORE S&P US GWT 464287671 163 1617 SH SOLE 1617 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 55 213 SH SOLE 213 0 0 ISHARES TR S&P MC 400VL ETF 464287705 137 1296 SH SOLE 1296 0 0 ISHARES TR U.S. FINLS ETF 464287788 25 304 SH SOLE 304 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1424 12600 SH SOLE 12600 0 0 ISHARES TR SP SMCP600VL ETF 464287879 9 85 SH SOLE 85 0 0 ISHARES TR S&P SML 600 GWT 464287887 73 550 SH SOLE 550 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 276 2557 SH SOLE 2557 0 0 ISHARES TR EAFE SML CP ETF 464288273 3 46 SH SOLE 46 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 8 120 SH SOLE 120 0 0 ISHARES TR NATIONAL MUN ETF 464288414 172 1464 SH SOLE 1464 0 0 ISHARES TR INTL SEL DIV ETF 464288448 116 3586 SH SOLE 3586 0 0 ISHARES TR MSCI KLD400 SOC 464288570 37 450 SH SOLE 450 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 49 373 SH SOLE 373 0 0 ISHARES TR PFD AND INCM SEC 464288687 55 1401 SH SOLE 1401 0 0 ISHARES TR U.S. MED DVC ETF 464288810 410 1134 SH SOLE 1134 0 0 ISHARES TR EAFE VALUE ETF 464288877 86 1663 SH SOLE 1663 0 0 ISHARES TR EAFE GRWTH ETF 464288885 48 443 SH SOLE 443 0 0 ISHARES TR RUS TP200 VL ETF 464289420 111 1673 SH SOLE 1673 0 0 ISHARES TR RUS TP200 GR ETF 464289438 396 2627 SH SOLE 2627 0 0 JOHNSON & JOHNSON COM 478160104 1520 9225 SH SOLE 9225 0 0 JPMORGAN CHASE & CO COM 46625H100 7725 49668 SH SOLE 49668 0 0 LISTED FD TR TRUESHARES STRCT 53656F664 145 4432 SH SOLE 4432 0 0 LISTED FD TR TRUESHS ESG ACTV 53656F813 90 2313 SH SOLE 2313 0 0 LISTED FD TR TRUESHS TECH AI 53656F821 134 2937 SH SOLE 2937 0 0 MARRIOTT INTL INC NEW CL A 571903202 397 2905 SH SOLE 2905 0 0 MCDONALDS CORP COM 580135101 299 1295 SH SOLE 1295 0 0 MEDTRONIC PLC SHS G5960L103 1235 9953 SH SOLE 9953 0 0 MERCK & CO INC COM 58933Y105 311 4002 SH SOLE 4002 0 0 MICROSOFT CORP COM 594918104 2886 10653 SH SOLE 10653 0 0 NETFLIX INC COM 64110L106 299 566 SH SOLE 566 0 0 NIKE INC CL B 654106103 218 1413 SH SOLE 1413 0 0 NORTHERN TECHNOLOGIES INTL C COM 665809109 3323 191000 SH SOLE 191000 0 0 NVIDIA CORPORATION COM 67066G104 341 426 SH SOLE 426 0 0 OGE ENERGY CORP COM 670837103 225 6673 SH SOLE 6673 0 0 ORACLE CORP COM 68389X105 293 3766 SH SOLE 3766 0 0 PEPSICO INC COM 713448108 468 3157 SH SOLE 3157 0 0 PFIZER INC COM 717081103 401 10239 SH SOLE 10239 0 0 PHILIP MORRIS INTL INC COM 718172109 226 2278 SH SOLE 2278 0 0 PROCTER AND GAMBLE CO COM 742718109 282 2087 SH SOLE 2087 0 0 RESMED INC COM 761152107 245 992 SH SOLE 992 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6649 63766 SH SOLE 63766 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 22854 219818 SH SOLE 219818 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 18760 128528 SH SOLE 128528 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 27629 404115 SH SOLE 404115 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 352 4498 SH SOLE 4498 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4778 45864 SH SOLE 45864 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5733 174361 SH SOLE 174361 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 90 1187 SH SOLE 1187 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 18352 465201 SH SOLE 465201 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 878 16081 SH SOLE 16081 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1760 38436 SH SOLE 38436 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 10 169 SH SOLE 169 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 4972 97076 SH SOLE 97076 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 95 1519 SH SOLE 1519 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12 95 SH SOLE 95 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 37 530 SH SOLE 530 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 88 2405 SH SOLE 2405 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7 69 SH SOLE 69 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 59 402 SH SOLE 402 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 909 20507 SH SOLE 20507 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 161 2547 SH SOLE 2547 0 0 SPDR INDEX SHS FDS LOW CARBON ETF 78463X194 30 236 SH SOLE 236 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 9 64 SH SOLE 64 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 25 185 SH SOLE 185 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 60 1318 SH SOLE 1318 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 41 787 SH SOLE 787 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1073 29167 SH SOLE 29167 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2365 5525 SH SOLE 5525 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 166 1866 SH SOLE 1866 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 41 677 SH SOLE 677 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 260 3037 SH SOLE 3037 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 584 9277 SH SOLE 9277 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 190 4799 SH SOLE 4799 0 0 SPDR SER TR HLTH CARE SVCS 78464A573 7 64 SH SOLE 64 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 82 1978 SH SOLE 1978 0 0 SPDR SER TR S&P DIVID ETF 78464A763 93 764 SH SOLE 764 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 651 6658 SH SOLE 6658 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 82 1059 SH SOLE 1059 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 36 531 SH SOLE 531 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 44 884 SH SOLE 884 0 0 SPDR SER TR S&P BIOTECH 78464A870 145 1069 SH SOLE 1069 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 2 76 SH SOLE 76 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 322 11657 SH SOLE 11657 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 15 135 SH SOLE 135 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 93 1789 SH SOLE 1789 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 37 750 SH SOLE 750 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 0 10 SH SOLE 10 0 0 STARBUCKS CORP COM 855244109 538 4809 SH SOLE 4809 0 0 TARGET CORP COM 87612E106 216 892 SH SOLE 892 0 0 TESLA INC COM 88160R101 398 585 SH SOLE 585 0 0 UNION PAC CORP COM 907818108 291 1325 SH SOLE 1325 0 0 UNITED PARCEL SERVICE INC CL B 911312106 242 1163 SH SOLE 1163 0 0 UNITEDHEALTH GROUP INC COM 91324P102 708 1768 SH SOLE 1768 0 0 US BANCORP DEL COM NEW 902973304 356 6256 SH SOLE 6256 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 237 4142 SH SOLE 4142 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 58 569 SH SOLE 569 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 63 216 SH SOLE 216 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 43 181 SH SOLE 181 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 233 1160 SH SOLE 1160 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 637 2220 SH SOLE 2220 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 157 1142 SH SOLE 1142 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 163 725 SH SOLE 725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6 29 SH SOLE 29 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 569 11050 SH SOLE 11050 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 79 752 SH SOLE 752 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 1553 19458 SH SOLE 19458 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 30 162 SH SOLE 162 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 128 1417 SH SOLE 1417 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 10 40 SH SOLE 40 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 345 866 SH SOLE 866 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 680 12132 SH SOLE 12132 0 0 VISA INC COM CL A 92826C839 1502 6422 SH SOLE 6422 0 0 WALMART INC COM 931142103 327 2318 SH SOLE 2318 0 0 WASTE MGMT INC DEL COM 94106L109 254 1812 SH SOLE 1812 0 0 XCEL ENERGY INC COM 98389B100 238 3606 SH SOLE 3606 0 0