The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALPS ETF TR ALERIAN MLP 00162Q452 772 30,084 SH   SOLE   30,084 0 0
AT&T INC COM 00206R102 1,451 50,467 SH   SOLE   50,467 0 0
ACTIVISION BLIZZARD INC COM 00507V109 1,669 17,973 SH   SOLE   17,973 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 1,791 17,062 SH   SOLE   17,062 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 246 1,055 SH   SOLE   1,055 0 0
ALLSTATE CORP COM 020002101 358 3,255 SH   SOLE   3,255 0 0
ALPHABET INC CAP STK CL C 02079K107 2,393 1,366 SH   SOLE   1,366 0 0
ALPHABET INC CAP STK CL A 02079K305 571 326 SH   SOLE   326 0 0
AMAZON COM INC COM 023135106 5,296 1,626 SH   SOLE   1,626 0 0
AMERICAN EXPRESS CO COM 025816109 276 2,280 SH   SOLE   2,280 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 259 275,000 PRN   SOLE   275,000 0 0
APPLE INC COM 037833100 9,055 68,245 SH   SOLE   68,245 0 0
ARES CAPITAL CORP COM 04010L103 1,494 88,481 SH   SOLE   88,481 0 0
BP PLC SPONSORED ADR 055622104 526 25,610 SH   SOLE   25,610 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11,838 51,053 SH   SOLE   51,053 0 0
BLACKROCK CAP INVT CORP NOTE 5.000% 6/1 092533AC2 309 310,000 PRN   SOLE   310,000 0 0
BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 200 200,000 PRN   SOLE   200,000 0 0
BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 234 235,000 PRN   SOLE   235,000 0 0
BLACKSTONE GROUP INC COM CL A 09260D107 2,001 30,878 SH   SOLE   30,878 0 0
BOEING CO COM 097023105 1,202 5,614 SH   SOLE   5,614 0 0
BOOKING HOLDINGS INC COM 09857L108 223 100 SH   SOLE   100 0 0
BROWN FORMAN CORP CL A 115637100 220 2,991 SH   SOLE   2,991 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 374 565 SH   SOLE   565 0 0
CHEVRON CORP NEW COM 166764100 819 9,693 SH   SOLE   9,693 0 0
CHURCHILL DOWNS INC COM 171484108 385 1,975 SH   SOLE   1,975 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 575 14,294 SH   SOLE   14,294 0 0
DISNEY WALT CO COM 254687106 2,927 16,154 SH   SOLE   16,154 0 0
EATON VANCE ENHANCED EQUITY COM 278277108 436 20,096 SH   SOLE   20,096 0 0
FACEBOOK INC CL A 30303M102 2,661 9,742 SH   SOLE   9,742 0 0
FORD MTR CO DEL COM 345370860 353 40,185 SH   SOLE   40,185 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 85 60,000 PRN   SOLE   60,000 0 0
GENERAL ELECTRIC CO COM 369604103 1,091 101,020 SH   SOLE   101,020 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,932 7,325 SH   SOLE   7,325 0 0
GOLDMAN SACHS BDC INC NOTE 4.500% 4/0 38147UAB3 626 610,000 PRN   SOLE   610,000 0 0
HOME DEPOT INC COM 437076102 489 1,841 SH   SOLE   1,841 0 0
INTEL CORP COM 458140100 2,245 45,062 SH   SOLE   45,062 0 0
INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 413 4,755 SH   SOLE   4,755 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 626 1,995 SH   SOLE   1,995 0 0
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 641 8,193 SH   SOLE   8,193 0 0
INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 46137V498 841 17,706 SH   SOLE   17,706 0 0
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 523 10,873 SH   SOLE   10,873 0 0
INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 439 20,757 SH   SOLE   20,757 0 0
INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 1,546 37,940 SH   SOLE   37,940 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 449 21,161 SH   SOLE   21,161 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 464 20,743 SH   SOLE   20,743 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 450 20,559 SH   SOLE   20,559 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 458 21,047 SH   SOLE   21,047 0 0
IRON MTN INC NEW COM 46284V101 1,123 38,081 SH   SOLE   38,081 0 0
ISHARES TR SELECT DIVID ETF 464287168 855 8,893 SH   SOLE   8,893 0 0
ISHARES TR NASDAQ BIOTECH 464287556 1,969 12,996 SH   SOLE   12,996 0 0
ISHARES TR MSCI USA MMENTM 46432F396 315 1,956 SH   SOLE   1,956 0 0
ISHARES TR MORTGE REL ETF 46435G342 595 18,670 SH   SOLE   18,670 0 0
JPMORGAN CHASE & CO COM 46625H100 1,638 12,889 SH   SOLE   12,889 0 0
JOHNSON & JOHNSON COM 478160104 2,169 13,778 SH   SOLE   13,778 0 0
KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 168 165,000 PRN   SOLE   165,000 0 0
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 334 6,168 SH   SOLE   6,168 0 0
LANNET INC COM 516012101 78 11,900 SH   SOLE   11,900 0 0
LOCKHEED MARTIN CORP COM 539830109 1,032 2,908 SH   SOLE   2,908 0 0
LOEWS CORP COM 540424108 648 14,385 SH   SOLE   14,385 0 0
LOWES COS INC COM 548661107 2,006 12,498 SH   SOLE   12,498 0 0
LULULEMON ATHLETICA INC COM 550021109 3,445 9,900 SH   SOLE   9,900 0 0
MERCADOLIBRE INC COM 58733R102 756 451 SH   SOLE   451 0 0
MERCK & CO. INC COM 58933Y105 943 11,532 SH   SOLE   11,532 0 0
MICROSOFT CORP COM 594918104 5,102 22,939 SH   SOLE   22,939 0 0
MORGAN STANLEY COM NEW 617446448 2,506 36,564 SH   SOLE   36,564 0 0
NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 1,150 1,175,000 PRN   SOLE   1,175,000 0 0
NORTHROP GRUMMAN CORP COM 666807102 244 802 SH   SOLE   802 0 0
NOVARTIS AG SPONSORED ADR 66987V109 1,534 16,244 SH   SOLE   16,244 0 0
OMEGA HEALTHCARE INVS INC COM 681936100 956 26,333 SH   SOLE   26,333 0 0
ORACLE CORP COM 68389X105 2,040 31,542 SH   SOLE   31,542 0 0
PFIZER INC COM 717081103 1,683 45,727 SH   SOLE   45,727 0 0
PROCTER AND GAMBLE CO COM 742718109 265 1,906 SH   SOLE   1,906 0 0
PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 647 629,000 PRN   SOLE   629,000 0 0
REDWOOD TR INC COM 758075402 689 78,492 SH   SOLE   78,492 0 0
REGENERON PHARMACEUTICALS COM 75886F107 614 1,271 SH   SOLE   1,271 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 238 7,075 SH   SOLE   7,075 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,317 3,522 SH   SOLE   3,522 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854 478 10,884 SH   SOLE   10,884 0 0
SALESFORCE COM INC COM 79466L302 200 900 SH   SOLE   900 0 0
SCHWAB CHARLES CORP COM 808513105 2,148 40,507 SH   SOLE   40,507 0 0
SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5,338 41,571 SH   SOLE   41,571 0 0
SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2,711 45,538 SH   SOLE   45,538 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 5,186 76,062 SH   SOLE   76,062 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4,869 54,708 SH   SOLE   54,708 0 0
SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 749 26,512 SH   SOLE   26,512 0 0
SCHWAB STRATEGIC TR US REIT ETF 808524847 1,436 37,810 SH   SOLE   37,810 0 0
SHOPIFY INC CL A 82509L107 679 600 SH   SOLE   600 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 2,101 13,746 SH   SOLE   13,746 0 0
SOLAREDGE TECHNOLOGIES INC COM 83417M104 239 750 SH   SOLE   750 0 0
STARBUCKS CORP COM 855244109 2,769 25,884 SH   SOLE   25,884 0 0
STOCK YDS BANCORP INC COM 861025104 1,376 33,992 SH   SOLE   33,992 0 0
BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 35 35,000 PRN   SOLE   35,000 0 0
TEGNA INC COM 87901J105 916 65,665 SH   SOLE   65,665 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 217 39,505 SH   SOLE   39,505 0 0
TRUIST FINL CORP COM 89832Q109 559 11,659 SH   SOLE   11,659 0 0
TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 498 500,000 PRN   SOLE   500,000 0 0
US BANCORP DEL COM NEW 902973304 308 6,608 SH   SOLE   6,608 0 0
UNITED PARCEL SERVICE INC CL B 911312106 2,633 15,636 SH   SOLE   15,636 0 0
VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 48 50,000 PRN   SOLE   50,000 0 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 3,829 21,786 SH   SOLE   21,786 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 2,009 34,200 SH   SOLE   34,200 0 0
WALMART INC COM 931142103 2,187 15,169 SH   SOLE   15,169 0 0
WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 528 604,000 PRN   SOLE   604,000 0 0
WISDOMTREE TR US DIVID EX FNCL 97717W406 206 2,462 SH   SOLE   2,462 0 0
WISDOMTREE TR INTL EQUITY FD 97717W703 841 16,610 SH   SOLE   16,610 0 0
WISDOMTREE TR ITL HDG QTLY DIV 97717X594 5,667 144,121 SH   SOLE   144,121 0 0
IHS MARKIT LTD SHS G47567105 222 2,470 SH   SOLE   2,470 0 0