The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALPS ETF TR ALERIAN MLP 00162Q452 343 13,908 SH   SOLE   13,908 0 0
AT&T INC COM 00206R102 1,425 47,146 SH   SOLE   47,146 0 0
ACTIVISION BLIZZARD INC COM 00507V109 1,302 17,157 SH   SOLE   17,157 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 1,779 16,610 SH   SOLE   16,610 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 228 1,055 SH   SOLE   1,055 0 0
ALLSTATE CORP COM 020002101 517 5,330 SH   SOLE   5,330 0 0
ALPHABET INC CAP STK CL C 02079K107 1,948 1,378 SH   SOLE   1,378 0 0
ALPHABET INC CAP STK CL A 02079K305 396 279 SH   SOLE   279 0 0
AMAZON COM INC COM 023135106 4,428 1,605 SH   SOLE   1,605 0 0
AMERICAN EXPRESS CO COM 025816109 296 3,105 SH   SOLE   3,105 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 228 275,000 PRN   SOLE   275,000 0 0
APPLE INC COM 037833100 6,260 17,159 SH   SOLE   17,159 0 0
ARES CAPITAL CORP COM 04010L103 1,181 81,740 SH   SOLE   81,740 0 0
BP PLC SPONSORED ADR 055622104 655 28,087 SH   SOLE   28,087 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9,086 50,897 SH   SOLE   50,897 0 0
BLACKROCK CAP INVT CORP NOTE 5.000% 6/1 092533AC2 285 310,000 PRN   SOLE   310,000 0 0
BLACKSTONE GROUP INC COM CL A 09260D107 1,799 31,753 SH   SOLE   31,753 0 0
BOEING CO COM 097023105 1,024 5,589 SH   SOLE   5,589 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 288 565 SH   SOLE   565 0 0
CHEVRON CORP NEW COM 166764100 744 8,340 SH   SOLE   8,340 0 0
CHURCHILL DOWNS INC COM 171484108 252 1,890 SH   SOLE   1,890 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 411 14,641 SH   SOLE   14,641 0 0
DISNEY WALT CO COM DISNEY 254687106 1,728 15,500 SH   SOLE   15,500 0 0
EATON VANCE ENH EQTY INC FD COM 278277108 371 21,070 SH   SOLE   21,070 0 0
FACEBOOK INC CL A 30303M102 2,161 9,518 SH   SOLE   9,518 0 0
FORD MTR CO DEL COM 345370860 246 40,420 SH   SOLE   40,420 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 61 60,000 PRN   SOLE   60,000 0 0
GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 479 480,000 PRN   SOLE   480,000 0 0
GENERAL ELECTRIC CO COM 369604103 674 98,614 SH   SOLE   98,614 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,388 7,021 SH   SOLE   7,021 0 0
GOLDMAN SACHS BDC INC NOTE 4.500% 4/0 38147UAB3 604 610,000 PRN   SOLE   610,000 0 0
HOME DEPOT INC COM 437076102 392 1,564 SH   SOLE   1,564 0 0
INTEL CORP COM 458140100 2,624 43,863 SH   SOLE   43,863 0 0
INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 209 2,592 SH   SOLE   2,592 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 555 2,243 SH   SOLE   2,243 0 0
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 321 5,407 SH   SOLE   5,407 0 0
INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 46137V498 364 10,067 SH   SOLE   10,067 0 0
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 282 6,820 SH   SOLE   6,820 0 0
INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 354 20,487 SH   SOLE   20,487 0 0
INVESCO EXCHANGE-TRADED FD T S&P SMLCP LOW 46138G102 777 22,943 SH   SOLE   22,943 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 228 10,667 SH   SOLE   10,667 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 229 10,400 SH   SOLE   10,400 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 228 10,500 SH   SOLE   10,500 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 230 10,545 SH   SOLE   10,545 0 0
IRON MTN INC NEW COM 46284V101 943 36,146 SH   SOLE   36,146 0 0
ISHARES TR SELECT DIVID ETF 464287168 718 8,893 SH   SOLE   8,893 0 0
ISHARES TR NASDAQ BIOTECH 464287556 1,702 12,454 SH   SOLE   12,454 0 0
ISHARES TR USA MOMENTUM FCT 46432F396 256 1,952 SH   SOLE   1,952 0 0
JPMORGAN CHASE & CO COM 46625H100 1,197 12,724 SH   SOLE   12,724 0 0
JOHNSON & JOHNSON COM 478160104 1,849 13,149 SH   SOLE   13,149 0 0
KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 158 165,000 PRN   SOLE   165,000 0 0
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 283 6,046 SH   SOLE   6,046 0 0
LANNET INC COM 516012101 86 11,900 SH   SOLE   11,900 0 0
LOCKHEED MARTIN CORP COM 539830109 946 2,592 SH   SOLE   2,592 0 0
LOEWS CORP COM 540424108 429 12,525 SH   SOLE   12,525 0 0
LOWES COS INC COM 548661107 1,695 12,548 SH   SOLE   12,548 0 0
LULULEMON ATHLETICA INC COM 550021109 3,052 9,782 SH   SOLE   9,782 0 0
MERCADOLIBRE INC COM 58733R102 445 451 SH   SOLE   451 0 0
MERCK & CO. INC COM 58933Y105 889 11,496 SH   SOLE   11,496 0 0
MICROSOFT CORP COM 594918104 4,609 22,648 SH   SOLE   22,648 0 0
MORGAN STANLEY COM NEW 617446448 1,665 34,464 SH   SOLE   34,464 0 0
NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 1,025 1,139,000 PRN   SOLE   1,139,000 0 0
NORTHROP GRUMMAN CORP COM 666807102 247 802 SH   SOLE   802 0 0
NOVARTIS AG SPONSORED ADR 66987V109 1,409 16,127 SH   SOLE   16,127 0 0
OMEGA HEALTHCARE INVS INC COM 681936100 733 24,666 SH   SOLE   24,666 0 0
ORACLE CORP COM 68389X105 1,699 30,747 SH   SOLE   30,747 0 0
PFIZER INC COM 717081103 1,411 43,144 SH   SOLE   43,144 0 0
PROCTER AND GAMBLE CO COM 742718109 236 1,970 SH   SOLE   1,970 0 0
PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 584 609,000 PRN   SOLE   609,000 0 0
PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 172 179,000 PRN   SOLE   179,000 0 0
RA MED SYS INC COM 74933X104 25 50,650 SH   SOLE   50,650 0 0
REDWOOD TR INC COM 758075402 559 79,867 SH   SOLE   79,867 0 0
REGENERON PHARMACEUTICALS COM 75886F107 582 933 SH   SOLE   933 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 251 8,236 SH   SOLE   8,236 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,083 3,512 SH   SOLE   3,512 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854 427 11,779 SH   SOLE   11,779 0 0
SCHWAB CHARLES CORP COM 808513105 1,308 38,762 SH   SOLE   38,762 0 0
SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 4,289 42,240 SH   SOLE   42,240 0 0
SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2,240 44,704 SH   SOLE   44,704 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 4,072 77,388 SH   SOLE   77,388 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3,626 55,487 SH   SOLE   55,487 0 0
SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 288 12,302 SH   SOLE   12,302 0 0
SCHWAB STRATEGIC TR US REIT ETF 808524847 1,412 40,080 SH   SOLE   40,080 0 0
SHOPIFY INC CL A 82509L107 664 700 SH   SOLE   700 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 1,710 13,371 SH   SOLE   13,371 0 0
SOLAREDGE TECHNOLOGIES INC COM 83417M104 208 1,500 SH   SOLE   1,500 0 0
STARBUCKS CORP COM 855244109 1,816 24,684 SH   SOLE   24,684 0 0
STOCK YDS BANCORP INC COM 861025104 1,291 32,115 SH   SOLE   32,115 0 0
BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 34 35,000 PRN   SOLE   35,000 0 0
TEGNA INC COM 87901J105 733 65,799 SH   SOLE   65,799 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 222 41,335 SH   SOLE   41,335 0 0
TRUIST FINL CORP COM 89832Q109 438 11,659 SH   SOLE   11,659 0 0
TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 476 500,000 PRN   SOLE   500,000 0 0
US BANCORP DEL COM NEW 902973304 254 6,908 SH   SOLE   6,908 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1,703 15,319 SH   SOLE   15,319 0 0
VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 46 50,000 PRN   SOLE   50,000 0 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 2,144 14,992 SH   SOLE   14,992 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 1,797 32,597 SH   SOLE   32,597 0 0
WALMART INC COM 931142103 1,778 14,843 SH   SOLE   14,843 0 0
WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 430 604,000 PRN   SOLE   604,000 0 0
WISDOMTREE TR INTL EQUITY FD 97717W703 730 16,480 SH   SOLE   16,480 0 0
WISDOMTREE TR ITL HDG QTLY DIV 97717X594 3,851 109,777 SH   SOLE   109,777 0 0
IHS MARKIT LTD SHS G47567105 258 3,413 SH   SOLE   3,413 0 0