The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALPS ETF TR ALERIAN MLP 00162Q866 239 69,454 SH   SOLE   69,454 0 0
AT&T INC COM 00206R102 1,337 45,858 SH   SOLE   45,858 0 0
ACTIVISION BLIZZARD INC COM 00507V109 941 15,814 SH   SOLE   15,814 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 1,402 15,329 SH   SOLE   15,329 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 225 1,155 SH   SOLE   1,155 0 0
ALLSTATE CORP COM 020002101 489 5,330 SH   SOLE   5,330 0 0
ALPHABET INC CAP STK CL C 02079K107 1,585 1,363 SH   SOLE   1,363 0 0
ALPHABET INC CAP STK CL A 02079K305 275 237 SH   SOLE   237 0 0
AMAZON COM INC COM 023135106 3,061 1,570 SH   SOLE   1,570 0 0
AMERICAN EXPRESS CO COM 025816109 266 3,105 SH   SOLE   3,105 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 184 275,000 PRN   SOLE   275,000 0 0
APPLE INC COM 037833100 4,360 17,145 SH   SOLE   17,145 0 0
ARES CAPITAL CORP COM 04010L103 853 79,095 SH   SOLE   79,095 0 0
BP PLC SPONSORED ADR 055622104 703 28,818 SH   SOLE   28,818 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9,361 51,203 SH   SOLE   51,203 0 0
BLACKROCK CAP INVT CORP NOTE 5.000% 6/1 092533AC2 263 310,000 PRN   SOLE   310,000 0 0
BLACKSTONE GROUP INC COM CL A 09260D107 1,447 31,749 SH   SOLE   31,749 0 0
BOEING CO COM 097023105 836 5,605 SH   SOLE   5,605 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 247 565 SH   SOLE   565 0 0
CHEVRON CORP NEW COM 166764100 498 6,876 SH   SOLE   6,876 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 416 14,596 SH   SOLE   14,596 0 0
DISNEY WALT CO COM DISNEY 254687106 1,457 15,082 SH   SOLE   15,082 0 0
EATON VANCE ENH EQTY INC FD COM 278277108 199 14,370 SH   SOLE   14,370 0 0
FACEBOOK INC CL A 30303M102 1,510 9,052 SH   SOLE   9,052 0 0
FORD MTR CO DEL COM 345370860 550 113,918 SH   SOLE   113,918 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 56 60,000 PRN   SOLE   60,000 0 0
GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 474 480,000 PRN   SOLE   480,000 0 0
GENERAL ELECTRIC CO COM 369604103 785 98,816 SH   SOLE   98,816 0 0
GENERAL MTRS CO COM 37045V100 324 15,584 SH   SOLE   15,584 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,064 6,882 SH   SOLE   6,882 0 0
GOLDMAN SACHS BDC INC NOTE 4.500% 4/0 38147UAB3 293 310,000 PRN   SOLE   310,000 0 0
INTEL CORP COM 458140100 2,309 42,666 SH   SOLE   42,666 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 212 1,911 SH   SOLE   1,911 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 434 2,280 SH   SOLE   2,280 0 0
INVESCO EXCHANGE-TRADED FD T FTSE RAFI EMNG 46138E727 311 20,179 SH   SOLE   20,179 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 234 11,137 SH   SOLE   11,137 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 224 10,855 SH   SOLE   10,855 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 227 10,960 SH   SOLE   10,960 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 233 11,005 SH   SOLE   11,005 0 0
IRON MTN INC NEW COM 46284V101 803 33,746 SH   SOLE   33,746 0 0
ISHARES TR SELECT DIVID ETF 464287168 654 8,893 SH   SOLE   8,893 0 0
ISHARES TR NASDAQ BIOTECH 464287556 1,297 12,037 SH   SOLE   12,037 0 0
ISHARES TR USA MOMENTUM FCT 46432F396 208 1,952 SH   SOLE   1,952 0 0
JPMORGAN CHASE & CO COM 46625H100 1,148 12,755 SH   SOLE   12,755 0 0
JOHNSON & JOHNSON COM 478160104 1,633 12,450 SH   SOLE   12,450 0 0
KKR REAL ESTATE FIN TR INC NOTE 6.125% 5/1 48251KAB6 135 165,000 PRN   SOLE   165,000 0 0
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 243 6,046 SH   SOLE   6,046 0 0
LANNET INC COM 516012101 83 11,900 SH   SOLE   11,900 0 0
LOCKHEED MARTIN CORP COM 539830109 298 880 SH   SOLE   880 0 0
LOEWS CORP COM 540424108 436 12,525 SH   SOLE   12,525 0 0
LOWES COS INC COM 548661107 1,091 12,675 SH   SOLE   12,675 0 0
LULULEMON ATHLETICA INC COM 550021109 1,667 8,796 SH   SOLE   8,796 0 0
MERCADOLIBRE INC COM 58733R102 229 468 SH   SOLE   468 0 0
MERCK & CO. INC COM 58933Y105 871 11,318 SH   SOLE   11,318 0 0
MICROSOFT CORP COM 594918104 3,348 21,228 SH   SOLE   21,228 0 0
MORGAN STANLEY COM NEW 617446448 1,167 34,317 SH   SOLE   34,317 0 0
NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 456 1,139,000 PRN   SOLE   1,139,000 0 0
NORTHROP GRUMMAN CORP COM 666807102 243 802 SH   SOLE   802 0 0
NOVARTIS A G SPONSORED ADR 66987V109 1,199 14,545 SH   SOLE   14,545 0 0
OMEGA HEALTHCARE INVS INC COM 681936100 542 20,426 SH   SOLE   20,426 0 0
ORACLE CORP COM 68389X105 1,420 29,383 SH   SOLE   29,383 0 0
PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 193 201,000 PRN   SOLE   201,000 0 0
PFIZER INC COM 717081103 1,284 39,336 SH   SOLE   39,336 0 0
PROCTER & GAMBLE CO COM 742718109 210 1,906 SH   SOLE   1,906 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 291 68,444 SH   SOLE   68,444 0 0
PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 511 515,000 PRN   SOLE   515,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 533 609,000 PRN   SOLE   609,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 6.375% 3/0 74348TAT9 111 130,000 PRN   SOLE   130,000 0 0
RA MED SYS INC COM 74933X104 56 51,650 SH   SOLE   51,650 0 0
REDWOOD TR INC COM 758075402 391 77,282 SH   SOLE   77,282 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 266 8,155 SH   SOLE   8,155 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 905 3,512 SH   SOLE   3,512 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854 361 11,920 SH   SOLE   11,920 0 0
SCHWAB CHARLES CORP COM 808513105 797 23,705 SH   SOLE   23,705 0 0
SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3,471 43,579 SH   SOLE   43,579 0 0
SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1,919 43,348 SH   SOLE   43,348 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3,404 80,748 SH   SOLE   80,748 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2,944 57,152 SH   SOLE   57,152 0 0
SCHWAB STRATEGIC TR US REIT ETF 808524847 1,267 38,699 SH   SOLE   38,699 0 0
SHOPIFY INC CL A 82509L107 292 700 SH   SOLE   700 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 1,054 11,795 SH   SOLE   11,795 0 0
STARBUCKS CORP COM 855244109 1,544 23,491 SH   SOLE   23,491 0 0
STOCK YDS BANCORP INC COM 861025104 896 30,980 SH   SOLE   30,980 0 0
BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 31 35,000 PRN   SOLE   35,000 0 0
TEGNA INC COM 87901J105 714 65,790 SH   SOLE   65,790 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 220 41,150 SH   SOLE   41,150 0 0
TRUIST FINL CORP COM 89832Q109 360 11,659 SH   SOLE   11,659 0 0
TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 460 500,000 PRN   SOLE   500,000 0 0
US BANCORP DEL COM NEW 902973304 238 6,908 SH   SOLE   6,908 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1,313 14,052 SH   SOLE   14,052 0 0
VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 41 50,000 PRN   SOLE   50,000 0 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 727 6,136 SH   SOLE   6,136 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 1,697 31,578 SH   SOLE   31,578 0 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 301 21,836 SH   SOLE   21,836 0 0
WALMART INC COM 931142103 1,577 13,879 SH   SOLE   13,879 0 0
WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 298 604,000 PRN   SOLE   604,000 0 0
WHIRLPOOL CORP COM 963320106 363 4,225 SH   SOLE   4,225 0 0
WISDOMTREE TR INTL EQUITY FD 97717W703 634 16,061 SH   SOLE   16,061 0 0
IHS MARKIT LTD SHS G47567105 205 3,413 SH   SOLE   3,413 0 0