Chief Compliance Officer

0001606587-21-001534.txt : 20211108 0001606587-21-001534.hdr.sgml : 20211108 20211108115907 ACCESSION NUMBER: 0001606587-21-001534 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 EFFECTIVENESS DATE: 20211108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Peak Wealth Advisors LLC CENTRAL INDEX KEY: 0001803329 IRS NUMBER: 834638642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20102 FILM NUMBER: 211387082 BUSINESS ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 470-867-3550 MAIL ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001803329 XXXXXXXX 09-30-2021 09-30-2021 false Regent Peak Wealth Advisors LLC

600 Galleria Pkwy SE Suite 850 Atlanta GA 30339

13F HOLDINGS REPORT 028-20102 N Carmen Laster Chief Compliance Officer 470-867-3552 Carmen Laster Atlanta GA 11-03-2021 0 168 349130 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON COM INC COM COM 023135106 7846 2388 SH SOLE NONE 0 0 2388 INVESCO QQQ TRUST UNIT SER 1 46090E103 260 726 SH SOLE NONE 0 0 726 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 470 3148 SH SOLE NONE 0 0 3148 STARBUCKS CORP COM COM 855244109 2044 18529 SH SOLE NONE 0 0 18529 SQUARE INC CL A CL A 852234103 241 1004 SH SOLE NONE 0 0 1004 SPDR PORTFOLIO AGGREGATE BOND ETF PORTFOLIO AGRGTE 78464A649 376 12612 SH SOLE NONE 0 0 12612 ANTHEM INC COM COM 036752103 329 883 SH SOLE NONE 0 0 883 ISHARES GOLD TRUST ISHARES NEW 464285204 8815 263845 SH SOLE NONE 0 0 263845 JOHNSON & JOHNSON COM COM 478160104 3054 18913 SH SOLE NONE 0 0 18913 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 35984 162045 SH SOLE NONE 0 0 162045 COSTCO WHSL CORP NEW COM COM 22160K105 645 1435 SH SOLE NONE 0 0 1435 PROCTER AND GAMBLE CO COM COM 742718109 2490 17813 SH SOLE NONE 0 0 17813 COCA COLA CO COM COM 191216100 2579 147246 SH SOLE NONE 0 0 147246 TRUIST FINL CORP COM COM 89832Q109 222 3780 SH SOLE NONE 0 0 3780 UNITED PARCEL SERVICE INC CL B CL B 911312106 449 2465 SH SOLE NONE 0 0 2465 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 4531 44517 SH SOLE NONE 0 0 44517 INTEL CORP COM COM 458140100 651 12225 SH SOLE NONE 0 0 12225 CME GROUP INC COM COM 12572Q105 289 1495 SH SOLE NONE 0 0 1495 MEDTRONIC PLC SHS SHS G5960L103 2154 17185 SH SOLE NONE 0 0 17185 NETFLIX INC COM COM 64110L106 720 1180 SH SOLE NONE 0 0 1180 PAYCHEX INC COM COM 704326107 206 1836 SH SOLE NONE 0 0 1836 SPDR S&P SEMICONDUCTOR ETF S&P SEMICNDCTR 78464A862 722 3646 SH SOLE NONE 0 0 3646 MERCK & CO INC COM COM 58933Y105 2454 32668 SH SOLE NONE 0 0 32668 SPDR S&P 500 ETF TR UNIT 78462F103 4899 11416 SH SOLE NONE 0 0 11416 MASTERCARD INCORPORATED CL A CL A 57636Q104 853 2454 SH SOLE NONE 0 0 2454 ILLINOIS TOOL WKS INC COM COM 452308109 1760 8517 SH SOLE NONE 0 0 8517 ALLSTATE CORP COM COM 020002101 1927 15138 SH SOLE NONE 0 0 15138 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 252 1970 SH SOLE NONE 0 0 1970 SYNCHRONOSS TECHNOLOGIES INC COM COM 87157B103 68 28317 SH SOLE NONE 0 0 28317 VERIZON COMMUNICATIONS INC COM COM 92343V104 569 10540 SH SOLE NONE 0 0 10540 FEDEX CORP COM COM 31428X106 221 1007 SH SOLE NONE 0 0 1007 PEPSICO INC COM COM 713448108 595 3954 SH SOLE NONE 0 0 3954 DXC TECHNOLOGY CO COM COM 23355L106 204 6078 SH SOLE NONE 0 0 6078 HONEYWELL INTL INC COM COM 438516106 2271 10700 SH SOLE NONE 0 0 10700 FORD MTR CO DEL COM COM 345370860 315 22264 SH SOLE NONE 0 0 22264 HOME DEPOT INC COM COM 437076102 3463 10550 SH SOLE NONE 0 0 10550 AUTOMATIC DATA PROCESSING INC COM COM 053015103 2182 10912 SH SOLE NONE 0 0 10912 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 669 5256 SH SOLE NONE 0 0 5256 INFOSYS LTD SPONSORED ADR SPONSORED ADR 456788108 1896 85197 SH SOLE NONE 0 0 85197 SPDR GOLD SHARES GOLD SHS 78463V107 864 5263 SH SOLE NONE 0 0 5263 SOUTHERN CO COM COM 842587107 1264 20392 SH SOLE NONE 0 0 20392 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 15354 56027 SH SOLE NONE 0 0 56027 SCHWAB U.S. BROAD MARKET ETF US BRD MKT ETF 808524102 380 3657 SH SOLE NONE 0 0 3657 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 1452 28630 SH SOLE NONE 0 0 28630 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 2566 9402 SH SOLE NONE 0 0 9402 ADOBE SYSTEMS INCORPORATED COM COM 00724F101 807 1401 SH SOLE NONE 0 0 1401 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 2778 1039 SH SOLE NONE 0 0 1039 PROGRESSIVE CORP COM COM 743315103 1665 18417 SH SOLE NONE 0 0 18417 INTUIT COM COM 461202103 444 822 SH SOLE NONE 0 0 822 CSX CORP COM COM 126408103 233 7846 SH SOLE NONE 0 0 7846 COMCAST CORP NEW CL A CL A 20030N101 417 7460 SH SOLE NONE 0 0 7460 MICROSOFT CORP COM COM 594918104 8339 29579 SH SOLE NONE 0 0 29579 CVS HEALTH CORP COM COM 126650100 322 3795 SH SOLE NONE 0 0 3795 SIMON PPTY GROUP INC NEW COM COM 828806109 252 1942 SH SOLE NONE 0 0 1942 BERKSHIRE HATHAWAY INC DEL CL A CL A 084670108 823 2 SH SOLE NONE 0 0 2 BOEING CO COM COM 097023105 286 1299 SH SOLE NONE 0 0 1299 VANGUARD MID-CAP INDEX FUND MID CAP ETF 922908629 342 1443 SH SOLE NONE 0 0 1443 NEXTERA ENERGY INC COM COM 65339F101 507 6451 SH SOLE NONE 0 0 6451 NIKE INC CL B CL B 654106103 334 2300 SH SOLE NONE 0 0 2300 TESLA INC COM COM 88160R101 1356 1748 SH SOLE NONE 0 0 1748 LINDE PLC SHS SHS G5494J103 270 922 SH SOLE NONE 0 0 922 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 500 9780 SH SOLE NONE 0 0 9780 MODERNA INC COM COM 60770K107 534 1387 SH SOLE NONE 0 0 1387 NORFOLK SOUTHN CORP COM COM 655844108 320 1337 SH SOLE NONE 0 0 1337 SCHWAB SHORT-TERM U.S. TREASURY ETF SHT TM US TRES 808524862 290 5665 SH SOLE NONE 0 0 5665 VANGUARD INDUSTRIALS INDEX FUND INDUSTRIAL ETF 92204A603 201 1072 SH SOLE NONE 0 0 1072 VANGUARD INFORMATION TECHNOLOGY INDEX FUND INF TECH ETF 92204A702 903 2250 SH SOLE NONE 0 0 2250 DOW INC COM COM 260557103 207 3590 SH SOLE NONE 0 0 3590 ZOOM VIDEO COMMUNICATIONS INC CL A CL A 98980L101 250 955 SH SOLE NONE 0 0 955 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 354 897 SH SOLE NONE 0 0 897 LILLY ELI & CO COM COM 532457108 2336 10110 SH SOLE NONE 0 0 10110 AIR PRODS & CHEMS INC COM COM 009158106 1679 6557 SH SOLE NONE 0 0 6557 VANGUARD RUSSELL 1000 GROWTH ETF VNG RUS1000GRW 92206C680 264 3748 SH SOLE NONE 0 0 3748 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 494 2257 SH SOLE NONE 0 0 2257 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 284 2915 SH SOLE NONE 0 0 2915 AMERICAN ELEC PWR CO INC COM COM 025537101 211 2605 SH SOLE NONE 0 0 2605 FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING CLOUD COMPUTING 33734X192 241 2289 SH SOLE NONE 0 0 2289 STATE AUTO FINL CORP COM COM 855707105 6903 135487 SH SOLE NONE 0 0 135487 VANGUARD SMALL-CAP VALUE INDEX FUND SM CP VAL ETF 922908611 307 1814 SH SOLE NONE 0 0 1814 KEMPER CORP COM COM 488401100 1315 19687 SH SOLE NONE 0 0 19687 VISA INC COM CL A COM CL A 92826C839 1130 5074 SH SOLE NONE 0 0 5074 ISHARES MSCI USA MIN VOL FACTOR ETF MSCI USA MIN VOL 46429B697 365 4969 SH SOLE NONE 0 0 4969 VANGUARD SMALL-CAP GROWTH INDEX FUND SML CP GRW ETF 922908595 625 2232 SH SOLE NONE 0 0 2232 VANGUARD VALUE INDEX FUND VALUE ETF 922908744 8552 63178 SH SOLE NONE 0 0 63178 VANGUARD GROWTH INDEX FUND GROWTH ETF 922908736 15781 54385 SH SOLE NONE 0 0 54385 SPIRE INC COM COM 84857L101 9652 157766 SH SOLE NONE 0 0 157766 AMERICAN TOWER CORP NEW COM COM 03027X100 384 1447 SH SOLE NONE 0 0 1447 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF CORE S&P TTL STK 464287150 27060 275054 SH SOLE NONE 0 0 275054 FACEBOOK INC CL A CL A 30303M102 1581 4659 SH SOLE NONE 0 0 4659 MONDELEZ INTL INC CL A CL A 609207105 200 3436 SH SOLE NONE 0 0 3436 BROADCOM INC COM COM 11135F101 605 1247 SH SOLE NONE 0 0 1247 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF CORE MSCI TOTAL 46432F834 204 2880 SH SOLE NONE 0 0 2880 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 15820 213065 SH SOLE NONE 0 0 213065 ACCENTURE PLC IRELAND SHS CLASS A SHS CLASS A G1151C101 5670 17722 SH SOLE NONE 0 0 17722 KROGER CO COM COM 501044101 417 10316 SH SOLE NONE 0 0 10316 NVIDIA CORPORATION COM COM 67066G104 1509 7285 SH SOLE NONE 0 0 7285 ABBVIE INC COM COM 00287Y109 609 5647 SH SOLE NONE 0 0 5647 S&P GLOBAL INC COM COM 78409V104 283 666 SH SOLE NONE 0 0 666 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 4298 69584 SH SOLE NONE 0 0 69584 ZOETIS INC CL A CL A 98978V103 274 1410 SH SOLE NONE 0 0 1410 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS SPONSORED ADS 874039100 1506 13490 SH SOLE NONE 0 0 13490 QUALCOMM INC COM COM 747525103 215 1666 SH SOLE NONE 0 0 1666 GENERAL DYNAMICS CORP COM COM 369550108 2176 11101 SH SOLE NONE 0 0 11101 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 247 248 SH SOLE NONE 0 0 248 MCDONALDS CORP COM COM 580135101 2636 10931 SH SOLE NONE 0 0 10931 CISCO SYS INC COM COM 17275R102 2233 41028 SH SOLE NONE 0 0 41028 ADVANCED MICRO DEVICES INC COM COM 007903107 332 3228 SH SOLE NONE 0 0 3228 AT&T INC COM COM 00206R102 493 18245 SH SOLE NONE 0 0 18245 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND INTERMED TERM 921937819 890 9947 SH SOLE NONE 0 0 9947 ISHARES BIOTECHNOLOGY FUND ISHARES BIOTECH 464287556 296 1830 SH SOLE NONE 0 0 1830 GENERAL ELECTRIC CO COM NEW COM NEW 369604301 305 2961 SH SOLE NONE 0 0 2961 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 466 2598 SH SOLE NONE 0 0 2598 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 307 422 SH SOLE NONE 0 0 422 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 1910 4433 SH SOLE NONE 0 0 4433 UNION PAC CORP COM COM 907818108 1916 9777 SH SOLE NONE 0 0 9777 ISHARES MBS ETF MBS ETF 464288588 681 6296 SH SOLE NONE 0 0 6296 SALESFORCE COM INC COM COM 79466L302 506 1864 SH SOLE NONE 0 0 1864 NORTHROP GRUMMAN CORP COM COM 666807102 1835 5096 SH SOLE NONE 0 0 5096 THERMO FISHER SCIENTIFIC INC COM COM 883556102 830 1452 SH SOLE NONE 0 0 1452 LOCKHEED MARTIN CORP COM COM 539830109 2542 7366 SH SOLE NONE 0 0 7366 JPMORGAN CHASE & CO COM COM 46625H100 1017 6210 SH SOLE NONE 0 0 6210 CHEVRON CORP NEW COM COM 166764100 436 4297 SH SOLE NONE 0 0 4297 ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 464288414 472 4060 SH SOLE NONE 0 0 4060 DANAHER CORPORATION COM COM 235851102 565 1857 SH SOLE NONE 0 0 1857 M & T BK CORP COM COM 55261F104 206 1379 SH SOLE NONE 0 0 1379 BK OF AMERICA CORP COM COM 060505104 345 8126 SH SOLE NONE 0 0 8126 SPDR S&P DIVIDEND ETF S&P DIVID ETF 78464A763 4946 42078 SH SOLE NONE 0 0 42078 WALMART INC COM COM 931142103 669 4798 SH SOLE NONE 0 0 4798 INTERNATIONAL BUSINESS MACHS COM COM 459200101 272 1956 SH SOLE NONE 0 0 1956 ORACLE CORP COM COM 68389X105 2315 26567 SH SOLE NONE 0 0 26567 TEXAS INSTRS INC COM COM 882508104 731 3804 SH SOLE NONE 0 0 3804 TARGET CORP COM COM 87612E106 434 1895 SH SOLE NONE 0 0 1895 PFIZER INC COM COM 717081103 598 13900 SH SOLE NONE 0 0 13900 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 451 3390 SH SOLE NONE 0 0 3390 3M CO COM COM 88579Y101 1917 10926 SH SOLE NONE 0 0 10926 CATERPILLAR INC COM COM 149123101 303 1577 SH SOLE NONE 0 0 1577 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 1964 737 SH SOLE NONE 0 0 737 AMGEN INC COM COM 031162100 394 1854 SH SOLE NONE 0 0 1854 APPLIED MATLS INC COM COM 038222105 245 1907 SH SOLE NONE 0 0 1907 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX DJ INTERNT IDX 33733E302 268 1135 SH SOLE NONE 0 0 1135 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 18397 160207 SH SOLE NONE 0 0 160207 ISHARES CORE DIVIDEND GROWTH ETF CORE DIV GRWTH 46434V621 6581 130984 SH SOLE NONE 0 0 130984 EATON CORP PLC SHS SHS G29183103 201 1343 SH SOLE NONE 0 0 1343 INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF NATL AMT MUNI 46138E537 282 10503 SH SOLE NONE 0 0 10503 ISHARES CORE TOTAL USD BOND MARKET ETF CORE TOTAL USD 46434V613 831 15607 SH SOLE NONE 0 0 15607 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 515 12079 SH SOLE NONE 0 0 12079 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 498 6082 SH SOLE NONE 0 0 6082 PNC FINL SVCS GROUP INC COM COM 693475105 277 1417 SH SOLE NONE 0 0 1417 BRISTOL-MYERS SQUIBB CO COM COM 110122108 355 5999 SH SOLE NONE 0 0 5999 ALTRIA GROUP INC COM COM 02209S103 325 7146 SH SOLE NONE 0 0 7146 DOMINION ENERGY INC COM COM 25746U109 262 3592 SH SOLE NONE 0 0 3592 CITIGROUP INC COM NEW COM NEW 172967424 231 3285 SH SOLE NONE 0 0 3285 EXXON MOBIL CORP COM COM 30231G102 896 15235 SH SOLE NONE 0 0 15235 UNITEDHEALTH GROUP INC COM COM 91324P102 609 1558 SH SOLE NONE 0 0 1558 LOWES COS INC COM COM 548661107 464 2289 SH SOLE NONE 0 0 2289 VANECK INTERMEDIATE MUNI ETF INTRMDT MUNI ETF 92189H201 811 15821 SH SOLE NONE 0 0 15821 LINCOLN NATL CORP IND COM COM 534187109 360 5243 SH SOLE NONE 0 0 5243 DEERE & CO COM COM 244199105 228 680 SH SOLE NONE 0 0 680 CONFORMIS INC COM COM 20717E101 14 10250 SH SOLE NONE 0 0 10250 PAYPAL HLDGS INC COM COM 70450Y103 1022 3926 SH SOLE NONE 0 0 3926 CROWN CASTLE INTL CORP NEW COM COM 22822V101 307 1772 SH SOLE NONE 0 0 1772 AUTOZONE INC COM COM 053332102 253 149 SH SOLE NONE 0 0 149 BLACKROCK INC COM COM 09247X101 369 440 SH SOLE NONE 0 0 440 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1195 15324 SH SOLE NONE 0 0 15324 APPLE INC COM COM 037833100 15802 111674 SH SOLE NONE 0 0 111674 ABBOTT LABS COM COM 002824100 2320 19637 SH SOLE NONE 0 0 19637 DISNEY WALT CO COM COM 254687106 773 4569 SH SOLE NONE 0 0 4569 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 740 4730 SH SOLE NONE 0 0 4730