Chief Compliance Officer

0001606587-21-000465.txt : 20210428 0001606587-21-000465.hdr.sgml : 20210428 20210428164759 ACCESSION NUMBER: 0001606587-21-000465 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210428 DATE AS OF CHANGE: 20210428 EFFECTIVENESS DATE: 20210428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Peak Wealth Advisors LLC CENTRAL INDEX KEY: 0001803329 IRS NUMBER: 834638642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20102 FILM NUMBER: 21865012 BUSINESS ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 470-867-3550 MAIL ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001803329 XXXXXXXX 03-31-2021 03-31-2021 false Regent Peak Wealth Advisors LLC

600 Galleria Pkwy SE Suite 850 Atlanta GA 30339

13F HOLDINGS REPORT 028-20102 N Carmen Laster Chief Compliance Officer 470-867-3552 Carmen Laster Atlanta GA 04-27-2021 0 154 304226 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON COM INC COM COM 023135106 7077 2287 SH SOLE NONE 0 0 2287 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 416 3138 SH SOLE NONE 0 0 3138 STARBUCKS CORP COM COM 855244109 1887 17275 SH SOLE NONE 0 0 17275 SQUARE INC CL A CL A 852234103 228 1006 SH SOLE NONE 0 0 1006 ANTHEM INC COM COM 036752103 326 909 SH SOLE NONE 0 0 909 ISHARES COMEX GOLD TRUST ISHARES 464285105 7508 461804 SH SOLE NONE 0 0 461804 JOHNSON & JOHNSON COM COM 478160104 2877 17505 SH SOLE NONE 0 0 17505 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 30112 145689 SH SOLE NONE 0 0 145689 COSTCO WHSL CORP NEW COM COM 22160K105 473 1342 SH SOLE NONE 0 0 1342 PROCTER AND GAMBLE CO COM COM 742718109 2333 17233 SH SOLE NONE 0 0 17233 COCA COLA CO COM COM 191216100 2865 54369 SH SOLE NONE 0 0 54369 TRUIST FINL CORP COM COM 89832Q109 253 4346 SH SOLE NONE 0 0 4346 UNITED PARCEL SERVICE INC CL B CL B 911312106 476 2801 SH SOLE NONE 0 0 2801 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 3823 41626 SH SOLE NONE 0 0 41626 INTEL CORP COM COM 458140100 798 12470 SH SOLE NONE 0 0 12470 CME GROUP INC COM COM 12572Q105 306 1500 SH SOLE NONE 0 0 1500 MEDTRONIC PLC SHS SHS G5960L103 1894 16036 SH SOLE NONE 0 0 16036 NETFLIX INC COM COM 64110L106 606 1162 SH SOLE NONE 0 0 1162 SPDR S&P SEMICONDUCTOR ETF S&P SEMICNDCTR 78464A862 685 3752 SH SOLE NONE 0 0 3752 MERCK & CO. INC COM COM 58933Y105 2312 29996 SH SOLE NONE 0 0 29996 SPDR S&P 500 ETF TR UNIT 78462F103 4524 11416 SH SOLE NONE 0 0 11416 MASTERCARD INCORPORATED CL A CL A 57636Q104 868 2438 SH SOLE NONE 0 0 2438 ILLINOIS TOOL WKS INC COM COM 452308109 1656 7477 SH SOLE NONE 0 0 7477 ALLSTATE CORP COM COM 020002101 1599 13919 SH SOLE NONE 0 0 13919 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 301 2400 SH SOLE NONE 0 0 2400 SYNCHRONOSS TECHNOLOGIES INC COM COM 87157B103 101 28317 SH SOLE NONE 0 0 28317 VERIZON COMMUNICATIONS INC COM COM 92343V104 658 11325 SH SOLE NONE 0 0 11325 FEDEX CORP COM COM 31428X106 286 1007 SH SOLE NONE 0 0 1007 PEPSICO INC COM COM 713448108 522 3693 SH SOLE NONE 0 0 3693 KIMBERLY-CLARK CORP COM COM 494368103 254 1832 SH SOLE NONE 0 0 1832 HONEYWELL INTL INC COM COM 438516106 2112 9733 SH SOLE NONE 0 0 9733 FORD MTR CO DEL COM COM 345370860 232 18987 SH SOLE NONE 0 0 18987 HOME DEPOT INC COM COM 437076102 3065 10042 SH SOLE NONE 0 0 10042 AUTOMATIC DATA PROCESSING INC COM COM 053015103 1978 10499 SH SOLE NONE 0 0 10499 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 649 5562 SH SOLE NONE 0 0 5562 INFOSYS LTD SPONSORED ADR SPONSORED ADR 456788108 1453 77632 SH SOLE NONE 0 0 77632 SPDR GOLD SHARES GOLD SHS 78463V107 763 4776 SH SOLE NONE 0 0 4776 SOUTHERN CO COM COM 842587107 868 13968 SH SOLE NONE 0 0 13968 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 12531 51562 SH SOLE NONE 0 0 51562 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 2413 47555 SH SOLE NONE 0 0 47555 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 2374 9296 SH SOLE NONE 0 0 9296 ADOBE SYSTEMS INCORPORATED COM COM 00724F101 652 1372 SH SOLE NONE 0 0 1372 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 2037 988 SH SOLE NONE 0 0 988 PROGRESSIVE CORP COM COM 743315103 1776 18585 SH SOLE NONE 0 0 18585 INTUIT COM COM 461202103 292 763 SH SOLE NONE 0 0 763 CSX CORP COM COM 126408103 241 2506 SH SOLE NONE 0 0 2506 COMCAST CORP NEW CL A CL A 20030N101 385 7118 SH SOLE NONE 0 0 7118 MICROSOFT CORP COM COM 594918104 6397 27134 SH SOLE NONE 0 0 27134 CVS HEALTH CORP COM COM 126650100 287 3823 SH SOLE NONE 0 0 3823 SIMON PPTY GROUP INC NEW COM COM 828806109 222 1957 SH SOLE NONE 0 0 1957 BERKSHIRE HATHAWAY INC DEL CL A CL A 084670108 771 2 SH SOLE NONE 0 0 2 BOEING CO COM COM 097023105 325 1278 SH SOLE NONE 0 0 1278 VANGUARD MID-CAP INDEX FUND MID CAP ETF 922908629 321 1452 SH SOLE NONE 0 0 1452 NEXTERA ENERGY INC COM COM 65339F101 466 6168 SH SOLE NONE 0 0 6168 NIKE INC CL B CL B 654106103 311 2347 SH SOLE NONE 0 0 2347 TESLA INC COM COM 88160R101 1121 1679 SH SOLE NONE 0 0 1679 FINANCIAL SELECT SECTOR SPDR FUND SBI INT-FINL 81369Y605 262 7706 SH SOLE NONE 0 0 7706 SCHWAB SHORT-TERM U.S. TREASURY ETF SHT TM US TRES 808524862 392 7656 SH SOLE NONE 0 0 7656 VANGUARD INDUSTRIALS INDEX FUND INDUSTRIAL ETF 92204A603 202 1072 SH SOLE NONE 0 0 1072 VANGUARD INFORMATION TECHNOLOGY INDEX FUND INF TECH ETF 92204A702 806 2250 SH SOLE NONE 0 0 2250 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 260 4751 SH SOLE NONE 0 0 4751 DOW INC COM COM 260557103 211 3314 SH SOLE NONE 0 0 3314 ZOOM VIDEO COMMUNICATIONS INC CL A CL A 98980L101 318 992 SH SOLE NONE 0 0 992 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 324 891 SH SOLE NONE 0 0 891 LILLY ELI & CO COM COM 532457108 1812 9702 SH SOLE NONE 0 0 9702 AIR PRODS & CHEMS INC COM COM 009158106 1601 5691 SH SOLE NONE 0 0 5691 VANGUARD RUSSELL 1000 GROWTH ETF VNG RUS1000GRW 92206C680 234 937 SH SOLE NONE 0 0 937 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 426 1931 SH SOLE NONE 0 0 1931 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 255 2650 SH SOLE NONE 0 0 2650 DIGITAL RLTY TR INC COM COM 253868103 209 1484 SH SOLE NONE 0 0 1484 FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING CLOUD COMPUTING 33734X192 208 2174 SH SOLE NONE 0 0 2174 STATE AUTO FINL CORP COM COM 855707105 2670 135487 SH SOLE NONE 0 0 135487 VANGUARD SMALL-CAP VALUE INDEX FUND SM CP VAL ETF 922908611 301 1822 SH SOLE NONE 0 0 1822 KEMPER CORP COM COM 488401100 1548 19420 SH SOLE NONE 0 0 19420 VISA INC COM CL A COM CL A 92826C839 1065 5033 SH SOLE NONE 0 0 5033 ISHARES MSCI USA MIN VOL FACTOR ETF MSCI USA MIN VOL 46429B697 343 4970 SH SOLE NONE 0 0 4970 VANGUARD SMALL-CAP GROWTH INDEX FUND SML CP GRW ETF 922908595 608 2216 SH SOLE NONE 0 0 2216 VANGUARD VALUE INDEX FUND VALUE ETF 922908744 8287 63044 SH SOLE NONE 0 0 63044 VANGUARD GROWTH INDEX FUND GROWTH ETF 922908736 14047 54650 SH SOLE NONE 0 0 54650 SPIRE INC COM COM 84857L101 11656 157757 SH SOLE NONE 0 0 157757 AMERICAN TOWER CORP NEW COM COM 03027X100 312 1309 SH SOLE NONE 0 0 1309 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF CORE S&P TTL STK 464287150 23165 252902 SH SOLE NONE 0 0 252902 FACEBOOK INC CL A CL A 30303M102 1265 4298 SH SOLE NONE 0 0 4298 BROADCOM INC COM COM 11135F101 606 1309 SH SOLE NONE 0 0 1309 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 13867 192467 SH SOLE NONE 0 0 192467 ACCENTURE PLC IRELAND SHS CLASS A SHS CLASS A G1151C101 3358 12158 SH SOLE NONE 0 0 12158 KROGER CO COM COM 501044101 372 10342 SH SOLE NONE 0 0 10342 NVIDIA CORPORATION COM COM 67066G104 908 1702 SH SOLE NONE 0 0 1702 ABBVIE INC COM COM 00287Y109 576 5326 SH SOLE NONE 0 0 5326 S&P GLOBAL INC COM COM 78409V104 225 639 SH SOLE NONE 0 0 639 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 3971 61700 SH SOLE NONE 0 0 61700 QUALCOMM INC COM COM 747525103 219 1653 SH SOLE NONE 0 0 1653 GENERAL DYNAMICS CORP COM COM 369550108 1896 10447 SH SOLE NONE 0 0 10447 MCDONALDS CORP COM COM 580135101 2124 9479 SH SOLE NONE 0 0 9479 CISCO SYS INC COM COM 17275R102 1758 34016 SH SOLE NONE 0 0 34016 ADVANCED MICRO DEVICES INC COM COM 007903107 219 2797 SH SOLE NONE 0 0 2797 AT&T INC COM COM 00206R102 390 12911 SH SOLE NONE 0 0 12911 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND INTERMED TERM 921937819 1204 13577 SH SOLE NONE 0 0 13577 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND NASDAQ BIOTECH 464287556 275 1830 SH SOLE NONE 0 0 1830 GENERAL ELECTRIC CO COM COM 369604103 309 23572 SH SOLE NONE 0 0 23572 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 436 2598 SH SOLE NONE 0 0 2598 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 215 350 SH SOLE NONE 0 0 350 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 1214 3053 SH SOLE NONE 0 0 3053 UNION PAC CORP COM COM 907818108 1853 8411 SH SOLE NONE 0 0 8411 ISHARES MBS ETF MBS ETF 464288588 898 8290 SH SOLE NONE 0 0 8290 SALESFORCE COM INC COM COM 79466L302 392 1853 SH SOLE NONE 0 0 1853 NORTHROP GRUMMAN CORP COM COM 666807102 1573 4862 SH SOLE NONE 0 0 4862 THERMO FISHER SCIENTIFIC INC COM COM 883556102 660 1447 SH SOLE NONE 0 0 1447 LOCKHEED MARTIN CORP COM COM 539830109 2417 6541 SH SOLE NONE 0 0 6541 JPMORGAN CHASE & CO COM COM 46625H100 861 5659 SH SOLE NONE 0 0 5659 CHEVRON CORP NEW COM COM 166764100 441 4210 SH SOLE NONE 0 0 4210 ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 464288414 401 3457 SH SOLE NONE 0 0 3457 DANAHER CORPORATION COM COM 235851102 410 1825 SH SOLE NONE 0 0 1825 M & T BK CORP COM COM 55261F104 206 1365 SH SOLE NONE 0 0 1365 BK OF AMERICA CORP COM COM 060505104 263 6813 SH SOLE NONE 0 0 6813 SPDR S&P DIVIDEND ETF S&P DIVID ETF 78464A763 5046 42752 SH SOLE NONE 0 0 42752 WALMART INC COM COM 931142103 677 4991 SH SOLE NONE 0 0 4991 INTERNATIONAL BUSINESS MACHS COM COM 459200101 240 1808 SH SOLE NONE 0 0 1808 ORACLE CORP COM COM 68389X105 433 6182 SH SOLE NONE 0 0 6182 TEXAS INSTRS INC COM COM 882508104 2209 11689 SH SOLE NONE 0 0 11689 TARGET CORP COM COM 87612E106 406 2053 SH SOLE NONE 0 0 2053 PFIZER INC COM COM 717081103 464 12829 SH SOLE NONE 0 0 12829 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 533 4106 SH SOLE NONE 0 0 4106 3M CO COM COM 88579Y101 1994 10353 SH SOLE NONE 0 0 10353 CATERPILLAR INC COM COM 149123101 339 1466 SH SOLE NONE 0 0 1466 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 1410 682 SH SOLE NONE 0 0 682 AMGEN INC COM COM 031162100 1990 8000 SH SOLE NONE 0 0 8000 APPLIED MATLS INC COM COM 038222105 217 1631 SH SOLE NONE 0 0 1631 INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF EMRNG MKT SVRG 46138E784 200 7480 SH SOLE NONE 0 0 7480 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX DJ INTERNT IDX 33733E302 247 1135 SH SOLE NONE 0 0 1135 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 16846 147994 SH SOLE NONE 0 0 147994 ISHARES CORE DIVIDEND GROWTH ETF CORE DIV GRWTH 46434V621 5270 109193 SH SOLE NONE 0 0 109193 INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF NATL AMT MUNI 46138E537 298 11169 SH SOLE NONE 0 0 11169 ISHARES CORE TOTAL USD BOND MARKET ETF CORE TOTAL USD 46434V613 846 16042 SH SOLE NONE 0 0 16042 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 606 12554 SH SOLE NONE 0 0 12554 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 499 6082 SH SOLE NONE 0 0 6082 BRISTOL-MYERS SQUIBB CO COM COM 110122108 402 6381 SH SOLE NONE 0 0 6381 ALTRIA GROUP INC COM COM 02209S103 331 6483 SH SOLE NONE 0 0 6483 DOMINION ENERGY INC COM COM 25746U109 276 3637 SH SOLE NONE 0 0 3637 CITIGROUP INC COM NEW COM NEW 172967424 308 4242 SH SOLE NONE 0 0 4242 EXXON MOBIL CORP COM COM 30231G102 815 14601 SH SOLE NONE 0 0 14601 UNITEDHEALTH GROUP INC COM COM 91324P102 586 1575 SH SOLE NONE 0 0 1575 LOWES COS INC COM COM 548661107 357 1878 SH SOLE NONE 0 0 1878 VANECK VECTORS INTERMEDIATE MUNI ETF INTRMDT MUNI ETF 92189H201 853 16663 SH SOLE NONE 0 0 16663 DEERE & CO COM COM 244199105 217 582 SH SOLE NONE 0 0 582 PAYPAL HLDGS INC COM COM 70450Y103 906 3732 SH SOLE NONE 0 0 3732 CROWN CASTLE INTL CORP NEW COM COM 22822V101 341 1986 SH SOLE NONE 0 0 1986 AUTOZONE INC COM COM 053332102 216 154 SH SOLE NONE 0 0 154 BLACKROCK INC COM COM 09247X101 358 475 SH SOLE NONE 0 0 475 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1144 15088 SH SOLE NONE 0 0 15088 APPLE INC COM COM 037833100 13142 107592 SH SOLE NONE 0 0 107592 ABBOTT LABS COM COM 002824100 2029 16933 SH SOLE NONE 0 0 16933 DISNEY WALT CO COM COM 254687106 917 4973 SH SOLE NONE 0 0 4973 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 888 5862 SH SOLE NONE 0 0 5862