The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 3 | 126 | SH | SOLE | 0 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,317 | 11,148 | SH | SOLE | 0 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,487 | 13,786 | SH | SOLE | 0 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 150 | 260 | SH | SOLE | 0 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 967 | 9,398 | SH | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 718 | 4,847 | SH | SOLE | 0 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 67 | 100 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 307 | 115 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 452 | 169 | SH | SOLE | 0 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,018 | 22,354 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 11,172 | 3,401 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 3 | 16 | SH | SOLE | 0 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 43 | 200 | SH | SOLE | 0 | 0 | 0 | ||
APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 62 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 12,955 | 91,556 | SH | SOLE | 0 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 769 | 12,800 | SH | SOLE | 0 | 0 | 0 | ||
AURORA CANNABIS INC | COM | 05156X884 | 6 | 833 | SH | SOLE | 0 | 0 | 0 | ||
BERKELEY LTS INC | COM | 084310101 | 2 | 125 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,996 | 18,304 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 25 | 30 | SH | SOLE | 0 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 676 | 3,073 | SH | SOLE | 0 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 774 | 4,005 | SH | SOLE | 0 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 3 | 100 | SH | SOLE | 0 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 42 | 220 | SH | SOLE | 0 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 78 | 765 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 79 | 1,444 | SH | SOLE | 0 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 1,131 | 6,831 | SH | SOLE | 0 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 2 | 33 | SH | SOLE | 0 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 11 | 190 | SH | SOLE | 0 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,809 | 4,025 | SH | SOLE | 0 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 9 | 40 | SH | SOLE | 0 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 6 | 26 | SH | SOLE | 0 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 82 | 566 | SH | SOLE | 0 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 122 | 722 | SH | SOLE | 0 | 0 | 0 | ||
DISCOVERY INC | COM SER A | 25470F104 | 876 | 34,500 | SH | SOLE | 0 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 7 | 26 | SH | SOLE | 0 | 0 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 257 | 22,925 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 140 | 2,379 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 405 | 1,194 | SH | SOLE | 0 | 0 | 0 | ||
FASTLY INC | CL A | 31188V100 | 4 | 100 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 1,769 | 86,116 | SH | SOLE | 0 | 0 | 0 | ||
FUBOTV INC | COM | 35953D104 | 3 | 115 | SH | SOLE | 0 | 0 | 0 | ||
GATOS SILVER INC | COM | 368036109 | 12 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,533 | 21,948 | SH | SOLE | 0 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 461 | 1,220 | SH | SOLE | 0 | 0 | 0 | ||
GOODRX HLDGS INC | COM CL A | 38246G108 | 6 | 150 | SH | SOLE | 0 | 0 | 0 | ||
HERSHEY CO | COM | 427866108 | 2 | 11 | SH | SOLE | 0 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 2,167 | 6,601 | SH | SOLE | 0 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,031 | 4,855 | SH | SOLE | 0 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 50 | 938 | SH | SOLE | 0 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 94 | 675 | SH | SOLE | 0 | 0 | 0 | ||
INTUIT | COM | 461202103 | 2 | 3 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | 46138E404 | 24 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 2 | 20 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 976 | 7,335 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 3,897 | 27,003 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 9,345 | 119,470 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 67 | 255 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 67 | 840 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 365 | 1,511 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 8,762 | 225,759 | SH | SOLE | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,934 | 17,923 | SH | SOLE | 0 | 0 | 0 | ||
LEVI STRAUSS & CO NEW | CL A COM STK | 52736R102 | 12 | 500 | SH | SOLE | 0 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 69 | 300 | SH | SOLE | 0 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,185 | 3,435 | SH | SOLE | 0 | 0 | 0 | ||
MAIN STR CAP CORP | COM | 56035L104 | 21 | 500 | SH | SOLE | 0 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 5,996 | 17,245 | SH | SOLE | 0 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 399 | 5,315 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 13,490 | 47,850 | SH | SOLE | 0 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 1,971 | 13,573 | SH | SOLE | 0 | 0 | 0 | ||
NORDSTROM INC | COM | 655664100 | 3 | 100 | SH | SOLE | 0 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 856 | 10,465 | SH | SOLE | 0 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 1,862 | 8,988 | SH | SOLE | 0 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 9 | 2,392 | SH | SOLE | 0 | 0 | 0 | ||
ORGANON & CO | COMMON STOCK | 68622V106 | 1 | 25 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 547 | 2,103 | SH | SOLE | 0 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,027 | 6,827 | SH | SOLE | 0 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 167 | 3,872 | SH | SOLE | 0 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 1,261 | 18,008 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO INCOME STRATEGY FD | COM | 72201H108 | 292 | 25,135 | SH | SOLE | 0 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 14 | 100 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,068 | 8,281 | SH | SOLE | 0 | 0 | 0 | ||
QUANTUMSCAPE CORP | COM CL A | 74767V109 | 11 | 450 | SH | SOLE | 0 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 410 | 1,308 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 26 | 60 | SH | SOLE | 0 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 13 | 79 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 69 | 545 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 2,202 | 42,700 | SH | SOLE | 0 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 9 | 33 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 121 | 1,163 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 2 | 30 | SH | SOLE | 0 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 4,580 | 73,190 | SH | SOLE | 0 | 0 | 0 | ||
SEAGEN INC | COM | 81181C104 | 1,287 | 7,580 | SH | SOLE | 0 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 480 | 354 | SH | SOLE | 0 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 16 | 217 | SH | SOLE | 0 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 33 | 537 | SH | SOLE | 0 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 347 | 2,397 | SH | SOLE | 0 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 371 | 1,547 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 35 | 319 | SH | SOLE | 0 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 2,207 | 8,367 | SH | SOLE | 0 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 4 | 100 | SH | SOLE | 0 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 80 | 625 | SH | SOLE | 0 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 10 | 300 | SH | SOLE | 0 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 99 | 891 | SH | SOLE | 0 | 0 | 0 | ||
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 37 | 2,250 | SH | SOLE | 0 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 172 | 750 | SH | SOLE | 0 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 4 | 25 | SH | SOLE | 0 | 0 | 0 | ||
TILRAY INC | COM CL 2 | 88688T100 | 95 | 8,381 | SH | SOLE | 0 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 14 | 79 | SH | SOLE | 0 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,995 | 5,105 | SH | SOLE | 0 | 0 | 0 | ||
VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 | 109 | 1,750 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 4,580 | 29,819 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 179 | 2,836 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,996 | 59,344 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 | 122 | 1,400 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 677 | 12,875 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,565 | 51,286 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 3,498 | 14,153 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 344 | 858 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 2,247 | 36,585 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 67 | 815 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | 345 | 6,470 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 884 | 9,359 | SH | SOLE | 0 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 72 | 1,305 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 1,068 | 19,505 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 204 | 2,000 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 8,824 | 52,134 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 556 | 2,350 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 481 | 2,200 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 6 | 29 | SH | SOLE | 0 | 0 | 0 | ||
VERISK ANALYTICS INC | COM | 92345Y106 | 2 | 8 | SH | SOLE | 0 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 538 | 2,415 | SH | SOLE | 0 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 1 | 10 | SH | SOLE | 0 | 0 | 0 | ||
WESTPAC BANKING CORP | SPONSORED ADR | 961214301 | 46 | 2,500 | SH | SOLE | 0 | 0 | 0 | ||
WEYERHAEUSER CO MTN BE | COM NEW | 962166104 | 1,198 | 33,670 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | 1,120 | 20,947 | SH | SOLE | 0 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 8 | 30 | SH | SOLE | 0 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 14 | 44 | SH | SOLE | 0 | 0 | 0 | ||
JOHNSON CTLS INTL PLC | SHS | G51502105 | 1,173 | 17,235 | SH | SOLE | 0 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 9 | 70 | SH | SOLE | 0 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 6 | 50 | SH | SOLE | 0 | 0 | 0 | ||
GARMIN LTD | SHS | H2906T109 | 868 | 5,585 | SH | SOLE | 0 | 0 | 0 |