0001085146-22-000917.txt : 20220214 0001085146-22-000917.hdr.sgml : 20220214 20220211204821 ACCESSION NUMBER: 0001085146-22-000917 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Game Plan Financial Advisors, LLC CENTRAL INDEX KEY: 0001802952 IRS NUMBER: 262767571 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19965 FILM NUMBER: 22624124 BUSINESS ADDRESS: STREET 1: 26600 STREET 2: SUITE 270 CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: (440) 209-6480 MAIL ADDRESS: STREET 1: 26600 STREET 2: SUITE 270 CITY: WESTLAKE STATE: OH ZIP: 44145 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802952 XXXXXXXX 12-31-2021 12-31-2021 false Game Plan Financial Advisors, LLC

26600 SUITE 270 WESTLAKE OH 44145

13F HOLDINGS REPORT 028-19965 N Michael Norehad 440-209-6480 /s/ Michael Norehad Westlake OH 02-11-2022 0 110 186956 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 272 1934 SH SOLE 1934 0 0 ABBVIE INC COM 00287Y109 348 2573 SH SOLE 2573 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2626 18251 SH SOLE 18251 0 0 AGENUS INC COM NEW 00847G705 38 11700 SH SOLE 11700 0 0 AIKIDO PHARMA INC COM 008875106 29 50000 SH SOLE 50000 0 0 AILERON THERAPEUTICS INC COM 00887A105 50 88000 SH SOLE 88000 0 0 ALPHABET INC CAP STK CL A 02079K305 275 95 SH SOLE 95 0 0 ALPHABET INC CAP STK CL C 02079K107 7790 2692 SH SOLE 2692 0 0 AMAZON COM INC COM 023135106 7032 2109 SH SOLE 2109 0 0 AMERICAN EXPRESS CO COM 025816109 1117 6830 SH SOLE 6830 0 0 APPLE INC COM 037833100 11600 65325 SH SOLE 65325 0 0 APTIV PLC SHS G6095L109 2304 13969 SH SOLE 13969 0 0 ATHERSYS INC NEW COM 04744L106 13 14000 SH SOLE 14000 0 0 AXT INC COM 00246W103 5361 608550 SH SOLE 608550 0 0 BECTON DICKINSON & CO COM 075887109 229 912 SH SOLE 912 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1030 3446 SH SOLE 3446 0 0 BIOLINERX LTD SPONSORED ADS 09071M205 37 18000 SH SOLE 18000 0 0 BLACKSKY TECHNOLOGY INC COM CL A 09263B108 68 15100 SH SOLE 15100 0 0 BLACKSTONE INC COM 09260D107 2584 19974 SH SOLE 19974 0 0 BOEING CO COM 097023105 2748 13650 SH SOLE 13650 0 0 BROADCOM INC COM 11135F101 2718 4085 SH SOLE 4085 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 70 10400 SH SOLE 10400 0 0 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 453 30000 SH SOLE 30000 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 482 25000 SH SOLE 25000 0 0 CATERPILLAR INC COM 149123101 433 2095 SH SOLE 2095 0 0 CITIGROUP INC COM NEW 172967424 655 10850 SH SOLE 10850 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 288 13225 SH SOLE 13225 0 0 COSTCO WHSL CORP NEW COM 22160K105 1647 2901 SH SOLE 2901 0 0 DESKTOP METAL INC COM CL A 25058X105 62 12450 SH SOLE 12450 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25460G849 1476 27105 SH SOLE 27105 0 0 DISNEY WALT CO COM 254687106 658 4249 SH SOLE 4249 0 0 EATON CORP PLC SHS G29183103 3687 21334 SH SOLE 21334 0 0 EMERSON ELEC CO COM 291011104 207 2230 SH SOLE 2230 0 0 ENERGY FOCUS INC COM 29268T409 139 32500 SH SOLE 32500 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 1514 24637 SH SOLE 24637 0 0 FERRARI N V COM N3167Y103 518 2000 SH SOLE 2000 0 0 FIFTH THIRD BANCORP COM 316773100 300 6900 SH SOLE 6900 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 568 5450 SH SOLE 5450 0 0 FIRSTHAND TECHNOLOGY VALUE F COM 33766Y100 180 44816 SH SOLE 44816 0 0 FORD MTR CO DEL COM 345370860 2212 106503 SH SOLE 106503 0 0 GENERAL MTRS CO COM 37045V100 1320 22510 SH SOLE 22510 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 2382 66285 SH SOLE 66285 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2056 5375 SH SOLE 5375 0 0 HALL OF FAME RESORT & ENTMT COM 40619L102 36 23500 SH SOLE 23500 0 0 HARMONIC INC COM 413160102 7575 644096 SH SOLE 644096 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1592 100969 SH SOLE 100969 0 0 HOME DEPOT INC COM 437076102 2156 5195 SH SOLE 5195 0 0 HOTH THERAPEUTICS INC COM 44148G105 20 30000 SH SOLE 30000 0 0 HUDSON TECHNOLOGIES INC COM 444144109 164 37000 SH SOLE 37000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1239 80353 SH SOLE 80353 0 0 INTEL CORP COM 458140100 201 3900 SH SOLE 3900 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 758 12457 SH SOLE 12457 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3103 7799 SH SOLE 7799 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2675 15930 SH SOLE 15930 0 0 ISHARES TR S&P 100 ETF 464287101 216 987 SH SOLE 987 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1046 12506 SH SOLE 12506 0 0 ISHARES TR TIPS BD ETF 464287176 1163 9000 SH SOLE 9000 0 0 ISHARES TR U.S. FINLS ETF 464287788 927 10695 SH SOLE 10695 0 0 ISHARES TR US REGNL BKS ETF 464288778 352 5700 SH SOLE 5700 0 0 JPMORGAN CHASE & CO COM 46625H100 2568 16219 SH SOLE 16219 0 0 KENTUCKY FIRST FED BANCORP COM 491292108 99 13200 SH SOLE 13200 0 0 KKR & CO INC COM 48251W104 397 5325 SH SOLE 5325 0 0 KOPIN CORP COM 500600101 352 86100 SH SOLE 86100 0 0 LAZYDAYS HLDGS INC COM 52110H100 224 10400 SH SOLE 10400 0 0 LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 212 87000 SH SOLE 87000 0 0 MCDONALDS CORP COM 580135101 482 1798 SH SOLE 1798 0 0 META PLATFORMS INC CL A 30303M102 2260 6719 SH SOLE 6719 0 0 MICROSOFT CORP COM 594918104 4570 13588 SH SOLE 13588 0 0 NETFLIX INC COM 64110L106 325 540 SH SOLE 540 0 0 NIKE INC CL B 654106103 3088 18528 SH SOLE 18528 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 4 13000 SH SOLE 13000 0 0 NUCOR CORP COM 670346105 1636 14334 SH SOLE 14334 0 0 NVIDIA CORPORATION COM 67066G104 3498 11893 SH SOLE 11893 0 0 OUSTER INC COM 68989M103 54 10300 SH SOLE 10300 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 571 31350 SH SOLE 31350 0 0 PARTY CITY HOLDCO INC COM 702149105 202 36275 SH SOLE 36275 0 0 PAYPAL HLDGS INC COM 70450Y103 1536 8144 SH SOLE 8144 0 0 PFIZER INC COM 717081103 216 3650 SH SOLE 3650 0 0 QORVO INC COM 74736K101 5718 36564 SH SOLE 36564 0 0 QUALCOMM INC COM 747525103 3063 16750 SH SOLE 16750 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 660 115500 SH SOLE 115500 0 0 ROCKLEY PHOTONICS HOLDINGS L ORDINARY SHARES G7614L109 52 12000 SH SOLE 12000 0 0 RPM INTL INC COM 749685103 4218 41764 SH SOLE 41764 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 347 8933 SH SOLE 8933 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3123 27636 SH SOLE 27636 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3532 43691 SH SOLE 43691 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5940 36273 SH SOLE 36273 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 4766 65098 SH SOLE 65098 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2122 18643 SH SOLE 18643 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 4887 60763 SH SOLE 60763 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3744 36561 SH SOLE 36561 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2886 51994 SH SOLE 51994 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 4369 111890 SH SOLE 111890 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 336 3177 SH SOLE 3177 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1355 7790 SH SOLE 7790 0 0 SPDR SER TR S&P REGL BKG 78464A698 3744 52837 SH SOLE 52837 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 1479 6081 SH SOLE 6081 0 0 STARBUCKS CORP COM 855244109 414 3543 SH SOLE 3543 0 0 TARGET CORP COM 87612E106 1377 5950 SH SOLE 5950 0 0 UNITED PARCEL SERVICE INC CL B 911312106 439 2046 SH SOLE 2046 0 0 UNITED STATES STL CORP NEW COM 912909108 1033 43400 SH SOLE 43400 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1497 4848 SH SOLE 4848 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 673 6000 SH SOLE 6000 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 229 2955 SH SOLE 2955 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1003 4942 SH SOLE 4942 0 0 VILLAGE SUPER MKT INC CL A NEW 927107409 4330 185121 SH SOLE 185121 0 0 VISA INC COM CL A 92826C839 2657 12261 SH SOLE 12261 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 140 22500 SH SOLE 22500 0 0 XILINX INC COM 983919101 1698 8010 SH SOLE 8010 0 0 ZOMEDICA CORP COM 98980M109 32 105000 SH SOLE 105000 0 0