0001085146-21-002893.txt : 20211026 0001085146-21-002893.hdr.sgml : 20211026 20211026115503 ACCESSION NUMBER: 0001085146-21-002893 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211026 DATE AS OF CHANGE: 20211026 EFFECTIVENESS DATE: 20211026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Game Plan Financial Advisors, LLC CENTRAL INDEX KEY: 0001802952 IRS NUMBER: 262767571 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19965 FILM NUMBER: 211347201 BUSINESS ADDRESS: STREET 1: 26600 STREET 2: SUITE 270 CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: (440) 209-6480 MAIL ADDRESS: STREET 1: 26600 STREET 2: SUITE 270 CITY: WESTLAKE STATE: OH ZIP: 44145 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802952 XXXXXXXX 09-30-2021 09-30-2021 false Game Plan Financial Advisors, LLC

26600 SUITE 270 WESTLAKE OH 44145

13F HOLDINGS REPORT 028-19965 N Michael Norehad 440-209-6480 /s/ Michael Norehad Westlake OH 10-23-2021 0 107 167778 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 243 2061 SH SOLE 2061 0 0 ABBVIE INC COM 00287Y109 278 2573 SH SOLE 2573 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2298 29695 SH SOLE 29695 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2208 21453 SH SOLE 21453 0 0 AGENUS INC COM NEW 00847G705 67 12700 SH SOLE 12700 0 0 AIKIDO PHARMA INC COM 008875106 33 40000 SH SOLE 40000 0 0 AILERON THERAPEUTICS INC COM 00887A105 130 127000 SH SOLE 127000 0 0 ALPHABET INC CAP STK CL A 02079K305 254 95 SH SOLE 95 0 0 ALPHABET INC CAP STK CL C 02079K107 6810 2555 SH SOLE 2555 0 0 AMAZON COM INC COM 023135106 6784 2065 SH SOLE 2065 0 0 AMERICAN EXPRESS CO COM 025816109 1127 6730 SH SOLE 6730 0 0 APPLE INC COM 037833100 9222 65174 SH SOLE 65174 0 0 APTIV PLC SHS G6095L109 2085 13994 SH SOLE 13994 0 0 AXT INC COM 00246W103 5048 606050 SH SOLE 606050 0 0 BECTON DICKINSON & CO COM 075887109 224 912 SH SOLE 912 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 920 3371 SH SOLE 3371 0 0 BIOLINERX LTD SPONSORED ADS 09071M205 69 25000 SH SOLE 25000 0 0 BLACKSKY TECHNOLOGY INC COM CL A 09263B108 145 14000 SH SOLE 14000 0 0 BLACKSTONE INC COM 09260D107 2316 19911 SH SOLE 19911 0 0 BOEING CO COM 097023105 1587 7214 SH SOLE 7214 0 0 BROADCOM INC COM 11135F101 2180 4495 SH SOLE 4495 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 105 10100 SH SOLE 10100 0 0 CALADRIUS BIOSCIENCES INC COM NEW 128058203 21 17000 SH SOLE 17000 0 0 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 449 30000 SH SOLE 30000 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 443 25000 SH SOLE 25000 0 0 CATERPILLAR INC COM 149123101 381 1985 SH SOLE 1985 0 0 CITIGROUP INC COM NEW 172967424 853 12150 SH SOLE 12150 0 0 COSTCO WHSL CORP NEW COM 22160K105 1308 2911 SH SOLE 2911 0 0 DESKTOP METAL INC COM CL A 25058X105 103 14300 SH SOLE 14300 0 0 DISNEY WALT CO COM 254687106 718 4242 SH SOLE 4242 0 0 EATON CORP PLC SHS G29183103 3189 21359 SH SOLE 21359 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 1345 22110 SH SOLE 22110 0 0 FACEBOOK INC CL A 30303M102 1842 5428 SH SOLE 5428 0 0 FERRARI N V COM N3167Y103 418 2000 SH SOLE 2000 0 0 FIFTH THIRD BANCORP COM 316773100 293 6900 SH SOLE 6900 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1072 10170 SH SOLE 10170 0 0 FIRSTHAND TECHNOLOGY VALUE F COM 33766Y100 323 68316 SH SOLE 68316 0 0 FORD MTR CO DEL COM 345370860 1963 138597 SH SOLE 138597 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 2285 62494 SH SOLE 62494 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2032 5375 SH SOLE 5375 0 0 HALL OF FAME RESORT & ENTMT COM 40619L102 109 41000 SH SOLE 41000 0 0 HARMONIC INC COM 413160102 5721 653872 SH SOLE 653872 0 0 HOME DEPOT INC COM 437076102 1709 5205 SH SOLE 5205 0 0 HUDSON TECHNOLOGIES INC COM 444144109 141 40000 SH SOLE 40000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1132 73253 SH SOLE 73253 0 0 INTEL CORP COM 458140100 213 4000 SH SOLE 4000 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 448 8180 SH SOLE 8180 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2808 7844 SH SOLE 7844 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2493 15930 SH SOLE 15930 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 924 12506 SH SOLE 12506 0 0 ISHARES TR TIPS BD ETF 464287176 894 7000 SH SOLE 7000 0 0 ISHARES TR U.S. FINLS ETF 464287788 609 7380 SH SOLE 7380 0 0 ISHARES TR US AER DEF ETF 464288760 1540 14771 SH SOLE 14771 0 0 JPMORGAN CHASE & CO COM 46625H100 2573 15719 SH SOLE 15719 0 0 KENTUCKY FIRST FED BANCORP COM 491292108 87 12200 SH SOLE 12200 0 0 KKR & CO INC COM 48251W104 330 5425 SH SOLE 5425 0 0 KOPIN CORP COM 500600101 411 80100 SH SOLE 80100 0 0 LAZYDAYS HLDGS INC COM 52110H100 444 20800 SH SOLE 20800 0 0 LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 262 123000 SH SOLE 123000 0 0 MCDONALDS CORP COM 580135101 390 1618 SH SOLE 1618 0 0 MESOBLAST LTD SPONS ADR 590717104 130 21600 SH SOLE 21600 0 0 MICROSOFT CORP COM 594918104 3774 13388 SH SOLE 13388 0 0 NETFLIX INC COM 64110L106 330 540 SH SOLE 540 0 0 NIKE INC CL B 654106103 2123 14617 SH SOLE 14617 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 6 13000 SH SOLE 13000 0 0 NUCOR CORP COM 670346105 1397 14184 SH SOLE 14184 0 0 NVIDIA CORPORATION COM 67066G104 2426 11711 SH SOLE 11711 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 783 32589 SH SOLE 32589 0 0 PARTY CITY HOLDCO INC COM 702149105 529 74550 SH SOLE 74550 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 1628 88710 SH SOLE 88710 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 121 14000 SH SOLE 14000 0 0 PROSHARES TR ULTRASHRT DOW 30 74347G648 370 11000 SH SOLE 11000 0 0 QORVO INC COM 74736K101 6116 36579 SH SOLE 36579 0 0 QUALCOMM INC COM 747525103 2131 16525 SH SOLE 16525 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 765 102000 SH SOLE 102000 0 0 REPLIGEN CORP COM 759916109 202 700 SH SOLE 700 0 0 RPM INTL INC COM 749685103 3165 40762 SH SOLE 40762 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 784 20253 SH SOLE 20253 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2809 27046 SH SOLE 27046 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3149 42421 SH SOLE 42421 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5362 36208 SH SOLE 36208 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 4304 63786 SH SOLE 63786 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1754 16857 SH SOLE 16857 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 4600 60005 SH SOLE 60005 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3390 33864 SH SOLE 33864 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2675 51344 SH SOLE 51344 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 3587 95582 SH SOLE 95582 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 304 3105 SH SOLE 3105 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1183 7925 SH SOLE 7925 0 0 SINTX TECHNOLOGIES INC COM NEW 829392307 13 10000 SH SOLE 10000 0 0 SPDR SER TR S&P REGL BKG 78464A698 2878 42478 SH SOLE 42478 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 1243 6281 SH SOLE 6281 0 0 STARBUCKS CORP COM 855244109 389 3527 SH SOLE 3527 0 0 TARGET CORP COM 87612E106 1384 6050 SH SOLE 6050 0 0 TONIX PHARMACEUTICALS HLDG C COM 890260706 16 27216 SH SOLE 27216 0 0 UNITED STATES STL CORP NEW COM 912909108 922 41950 SH SOLE 41950 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1404 5480 SH SOLE 5480 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 620 6000 SH SOLE 6000 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 214 2895 SH SOLE 2895 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 929 4942 SH SOLE 4942 0 0 VILLAGE SUPER MKT INC CL A NEW 927107409 4013 185121 SH SOLE 185121 0 0 VISA INC COM CL A 92826C839 4643 20845 SH SOLE 20845 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 133 22500 SH SOLE 22500 0 0 VTV THERAPEUTICS INC CL A 918385105 20 13000 SH SOLE 13000 0 0 WALMART INC COM 931142103 1117 8012 SH SOLE 8012 0 0 XILINX INC COM 983919101 1416 9375 SH SOLE 9375 0 0 ZOMEDICA CORP COM 98980M109 118 225000 SH SOLE 225000 0 0