0001085146-21-001959.txt : 20210714 0001085146-21-001959.hdr.sgml : 20210714 20210713204331 ACCESSION NUMBER: 0001085146-21-001959 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210714 DATE AS OF CHANGE: 20210713 EFFECTIVENESS DATE: 20210714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Game Plan Financial Advisors, LLC CENTRAL INDEX KEY: 0001802952 IRS NUMBER: 262767571 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19965 FILM NUMBER: 211089099 BUSINESS ADDRESS: STREET 1: 26600 STREET 2: SUITE 270 CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: (440) 209-6480 MAIL ADDRESS: STREET 1: 26600 STREET 2: SUITE 270 CITY: WESTLAKE STATE: OH ZIP: 44145 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802952 XXXXXXXX 06-30-2021 06-30-2021 false Game Plan Financial Advisors, LLC

26600 SUITE 270 WESTLAKE OH 44145

13F HOLDINGS REPORT 028-19965 N Michael Norehad 440-209-6480 /s/ Michael Norehad Westlake OH 07-12-2021 0 106 168027 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 239 2061 SH SOLE 2061 0 0 ABBVIE INC COM 00287Y109 291 2585 SH SOLE 2585 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2889 30271 SH SOLE 30271 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1893 20154 SH SOLE 20154 0 0 AILERON THERAPEUTICS INC COM 00887A105 125 100000 SH SOLE 100000 0 0 ALPHABET INC CAP STK CL A 02079K305 239 98 SH SOLE 98 0 0 ALPHABET INC CAP STK CL C 02079K107 6612 2638 SH SOLE 2638 0 0 AMAZON COM INC COM 023135106 6994 2033 SH SOLE 2033 0 0 AMERICAN EXPRESS CO COM 025816109 1112 6730 SH SOLE 6730 0 0 ANNOVIS BIO INC COM 03615A108 231 2700 SH SOLE 2700 0 0 APPLE INC COM 037833100 9112 66528 SH SOLE 66528 0 0 APTIV PLC SHS G6095L109 2206 14019 SH SOLE 14019 0 0 AXT INC COM 00246W103 6109 556350 SH SOLE 556350 0 0 AXT INC COM 00246W103 5 2000 SH Call SOLE 2000 0 0 BECTON DICKINSON & CO COM 075887109 222 912 SH SOLE 912 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 937 3371 SH SOLE 3371 0 0 BIOLINERX LTD SPONSORED ADS 09071M205 81 29000 SH SOLE 29000 0 0 BLACKSTONE GROUP INC COM 09260D107 2040 21000 SH SOLE 21000 0 0 BOEING CO COM 097023105 2516 10504 SH SOLE 10504 0 0 BROADCOM INC COM 11135F101 2143 4495 SH SOLE 4495 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 168 11600 SH SOLE 11600 0 0 CALADRIUS BIOSCIENCES INC COM NEW 128058203 40 25000 SH SOLE 25000 0 0 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 455 30000 SH SOLE 30000 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 455 25000 SH SOLE 25000 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 716 27180 SH SOLE 27180 0 0 CATERPILLAR INC COM 149123101 323 1485 SH SOLE 1485 0 0 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 33 11000 SH SOLE 11000 0 0 CITIGROUP INC COM NEW 172967424 828 11700 SH SOLE 11700 0 0 COSTCO WHSL CORP NEW COM 22160K105 2394 6050 SH SOLE 6050 0 0 DISNEY WALT CO COM 254687106 908 5166 SH SOLE 5166 0 0 EATON CORP PLC SHS G29183103 3172 21409 SH SOLE 21409 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 717 11828 SH SOLE 11828 0 0 FACEBOOK INC CL A 30303M102 1891 5438 SH SOLE 5438 0 0 FERRARI N V COM N3167Y103 412 2000 SH SOLE 2000 0 0 FIFTH THIRD BANCORP COM 316773100 264 6900 SH SOLE 6900 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1061 10013 SH SOLE 10013 0 0 FIRSTHAND TECHNOLOGY VALUE F COM 33766Y100 389 68316 SH SOLE 68316 0 0 FORD MTR CO DEL COM 345370860 418 28112 SH SOLE 28112 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1987 56844 SH SOLE 56844 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2041 5378 SH SOLE 5378 0 0 HALL OF FAME RESORT & ENTMT COM 40619L102 169 43000 SH SOLE 43000 0 0 HARMONIC INC COM 413160102 5499 645472 SH SOLE 645472 0 0 HARMONIC INC COM 413160102 17 15000 SH Call SOLE 15000 0 0 HOME DEPOT INC COM 437076102 1660 5205 SH SOLE 5205 0 0 HUDSON TECHNOLOGIES INC COM 444144109 197 58000 SH SOLE 58000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1045 73252 SH SOLE 73252 0 0 HYDROFARM HLDGS GROUP INC COM 44888K209 251 4241 SH SOLE 4241 0 0 INTEL CORP COM 458140100 225 4000 SH SOLE 4000 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 438 8180 SH SOLE 8180 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2809 7924 SH SOLE 7924 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2527 15930 SH SOLE 15930 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 948 13031 SH SOLE 13031 0 0 ISHARES TR TIPS BD ETF 464287176 896 7000 SH SOLE 7000 0 0 ISHARES TR US AER DEF ETF 464288760 1616 14751 SH SOLE 14751 0 0 JPMORGAN CHASE & CO COM 46625H100 2445 15719 SH SOLE 15719 0 0 KENTUCKY FIRST FED BANCORP COM 491292108 90 12200 SH SOLE 12200 0 0 KKR & CO INC COM 48251W104 321 5425 SH SOLE 5425 0 0 KOPIN CORP COM 500600101 537 65600 SH SOLE 65600 0 0 KOPIN CORP COM 500600101 4 2500 SH Call SOLE 2500 0 0 LAZYDAYS HLDGS INC COM 52110H100 458 20800 SH SOLE 20800 0 0 LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 305 120000 SH SOLE 120000 0 0 MCDONALDS CORP COM 580135101 354 1533 SH SOLE 1533 0 0 MESOBLAST LTD SPONS ADR 590717104 168 22500 SH SOLE 22500 0 0 MICROSOFT CORP COM 594918104 3674 13563 SH SOLE 13563 0 0 NETFLIX INC COM 64110L106 296 560 SH SOLE 560 0 0 NIKE INC CL B 654106103 3075 19906 SH SOLE 19906 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 6 13000 SH SOLE 13000 0 0 NUCOR CORP COM 670346105 1361 14184 SH SOLE 14184 0 0 NVIDIA CORPORATION COM 67066G104 2404 3004 SH SOLE 3004 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 140 14000 SH SOLE 14000 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 715 27134 SH SOLE 27134 0 0 PARTY CITY HOLDCO INC COM 702149105 818 87650 SH SOLE 87650 0 0 QORVO INC COM 74736K101 6410 32765 SH SOLE 32765 0 0 QUALCOMM INC COM 747525103 2358 16500 SH SOLE 16500 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 729 109000 SH SOLE 109000 0 0 RPM INTL INC COM 749685103 3615 40759 SH SOLE 40759 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 801 24356 SH SOLE 24356 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 751 19035 SH SOLE 19035 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2899 27800 SH SOLE 27800 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3218 42554 SH SOLE 42554 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5526 37860 SH SOLE 37860 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 4307 63001 SH SOLE 63001 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1666 16022 SH SOLE 16022 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 4640 59285 SH SOLE 59285 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3492 33515 SH SOLE 33515 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2763 51294 SH SOLE 51294 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 3102 84542 SH SOLE 84542 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 430 3411 SH SOLE 3411 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 316 3088 SH SOLE 3088 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1511 10236 SH SOLE 10236 0 0 SPDR SER TR S&P REGL BKG 78464A698 3319 50653 SH SOLE 50653 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 1181 6142 SH SOLE 6142 0 0 STARBUCKS CORP COM 855244109 394 3527 SH SOLE 3527 0 0 TARGET CORP COM 87612E106 1463 6050 SH SOLE 6050 0 0 TONIX PHARMACEUTICALS HLDG C COM 890260706 25 22216 SH SOLE 22216 0 0 UNITED STATES STL CORP NEW COM 912909108 870 36250 SH SOLE 36250 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 979 3733 SH SOLE 3733 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 629 6000 SH SOLE 6000 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 220 2895 SH SOLE 2895 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 971 4942 SH SOLE 4942 0 0 VILLAGE SUPER MKT INC CL A NEW 927107409 4352 185121 SH SOLE 185121 0 0 VISA INC COM CL A 92826C839 3423 14638 SH SOLE 14638 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 134 22500 SH SOLE 22500 0 0 VTV THERAPEUTICS INC CL A 918385105 30 13000 SH SOLE 13000 0 0 XILINX INC COM 983919101 1356 9375 SH SOLE 9375 0 0 ZOMEDICA CORP COM 98980M109 11 13500 SH SOLE 13500 0 0