Chief Compliance Officer

0001802872-22-000003.txt : 20220722 0001802872-22-000003.hdr.sgml : 20220722 20220722122505 ACCESSION NUMBER: 0001802872-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220722 DATE AS OF CHANGE: 20220722 EFFECTIVENESS DATE: 20220722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBC Financial Services, PLLC CENTRAL INDEX KEY: 0001802872 IRS NUMBER: 912096444 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19866 FILM NUMBER: 221099244 BUSINESS ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 BUSINESS PHONE: 206-548-5000 MAIL ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802872 XXXXXXXX 06-30-2022 06-30-2022 HBC Financial Services, PLLC

1200 WESTLAKE AVE N, STE 902 SEATTLE WA 98109-3529

13F HOLDINGS REPORT 028-19866 N James D Guard III Chief Compliance Officer 206-548-5000 James D Guard III Seattle WA 07-22-2022 0 188 128461430 true INFORMATION TABLE 2 13Finformationtable.xml 13FINFORMATIONTABLE 3M Co Stock 88579Y101 7948 61 SH SOLE 0 0 61 Abbott Laboratories Stock 002824100 94509 865 SH SOLE 0 0 865 AbbVie Inc Stock 00287Y109 54853 358 SH SOLE 0 0 358 Advanced Micro Devices Inc Stock 007903107 50784 640 SH SOLE 0 0 640 Airbnb Inc Ordinary Shares - Class A Stock 009066101 1460 15 SH SOLE 0 0 15 Alaska Air Group Inc Stock 011659109 3434 84 SH SOLE 0 0 84 Alphabet Inc Class A Stock 02079K305 236319 99 SH SOLE 0 0 99 Alphabet Inc Class C Stock 02079K107 122571 51 SH SOLE 0 0 51 Altria Group Inc Stock 02209S103 2491 60 SH SOLE 0 0 60 Amazon.com Inc Stock 023135106 365568 3164 SH SOLE 0 0 3164 American Water Works Co Inc Stock 030420103 46766 310 SH SOLE 0 0 310 Amgen Inc Stock 031162100 160518 646 SH SOLE 0 0 646 Amkor Technology Inc Stock 031652100 166 10 SH SOLE 0 0 10 AMN Healthcare Services Inc Stock 001744101 45833 405 SH SOLE 0 0 405 Apple Inc Stock 03761U502 1844015 12540 SH SOLE 0 0 12540 Applied Materials Inc Stock 037833100 40853 448 SH SOLE 0 0 448 Arbor Realty Trust Inc Stock 038923108 13830 1000 SH SOLE 0 0 1000 ARK Autonomous Technology&Robotics ETF Exchange-Traded Fund 00214Q203 49856 950 SH SOLE 0 0 950 ARK Genomic Revolution ETF Exchange-Traded Fund 00214Q302 18730 500 SH SOLE 0 0 500 ARK Innovation ETF Exchange-Traded Fund 00214Q104 14058 300 SH SOLE 0 0 300 AT&T Inc Stock 00206R102 721060 34666 SH SOLE 0 0 34666 Atlantica Sustainable Infrastructure PLC Stock G0751N103 13424 400 SH SOLE 0 0 400 Bank of America Corp Stock 060505104 143007 4498 SH SOLE 0 0 4498 Bank of New York Mellon Corp Stock 064058100 13152 313 SH SOLE 0 0 313 Baxter International Inc Stock 071813109 19554 300 SH SOLE 0 0 300 Berkshire Hathaway Inc Class A Stock 084670108 421800 1 SH SOLE 0 0 1 Berkshire Hathaway Inc Class B Stock 084670702 484431 1725 SH SOLE 0 0 1725 BJ's Wholesale Club Holdings Inc Stock 05550J101 4725 70 SH SOLE 0 0 70 BlackBerry Ltd Stock 09228F103 35 6 SH SOLE 0 0 6 BlackRock Inc Stock 09247X101 16957 27 SH SOLE 0 0 27 BlackRock Util, Infra & Power Opp Closed-End Fund 09248D104 12900 600 SH SOLE 0 0 600 Blackstone Inc Stock 09260D107 4807 50 SH SOLE 0 0 50 Block Inc Class A Stock 852234103 1005 15 SH SOLE 0 0 15 Boeing Co Stock 097023105 300755 2162 SH SOLE 0 0 2162 Broadcom Inc Stock 11135F101 37401 75 SH SOLE 0 0 75 Brookfield Infrastructure Corp Ordinary Shares - Class A (Subordinate Share Stock 11275Q107 15918 375 SH SOLE 0 0 375 Carnival Corp Shs Paired with 1 sh of beneficial interest from P&O Princess Stock 143658300 901 100 SH SOLE 0 0 100 Carrier Global Corp Ordinary Shares Stock 14448C104 901 25 SH SOLE 0 0 25 Caterpillar Inc Stock 149123101 29504 164 SH SOLE 0 0 164 ChargePoint Holdings Inc Ordinary Shares - Class A Stock 15961R105 51138 3822 SH SOLE 0 0 3822 Chevron Corp Stock 166764100 28554 200 SH SOLE 0 0 200 Chipotle Mexican Grill Inc Stock 16941M109 53571 40 SH SOLE 0 0 40 Cisco Systems Inc Stock 17275R102 152732 3520 SH SOLE 0 0 3520 Cleanspark Inc Stock 18452B209 4580 1000 SH SOLE 0 0 1000 Cleveland-Cliffs Inc Stock 185899101 1547 100 SH SOLE 0 0 100 Coca-Cola Co Stock 191216100 48119 762 SH SOLE 0 0 762 Comcast Corp Class A Stock 20030N101 21783 545 SH SOLE 0 0 545 Costco Wholesale Corp Stock 22160K105 930356 1855 SH SOLE 0 0 1855 CrowdStrike Holdings Inc Class A Stock 22788C105 3807 20 SH SOLE 0 0 20 Deere & Co Stock 244199105 48133 158 SH SOLE 0 0 158 Digital Turbine Inc Stock 25400W102 700 40 SH SOLE 0 0 40 DigitalBridge Group Inc Class A Stock 25401T108 0 0 SH SOLE 0 0 0 Dimensional International Value ETF Exchange-Traded Fund 464288448 0 0 SH SOLE 0 0 0 DocuSign Inc Stock 25746U109 664 10 SH SOLE 0 0 10 Dominion Energy Inc Stock 26142R104 15876 200 SH SOLE 0 0 200 DraftKings Inc Ordinary Shares - Class A Stock 26614N102 254 20 SH SOLE 0 0 20 Enbridge Inc Stock 29250N105 32732 775 SH SOLE 0 0 775 Energy Select Sector SPDR ETF Exchange-Traded Fund 81369Y506 17737 250 SH SOLE 0 0 250 EOG Resources Inc Stock 26875P101 31656 300 SH SOLE 0 0 300 Expeditors International of Washington Inc Stock 302130109 27112 278 SH SOLE 0 0 278 Exxon Mobil Corp Stock 30231G102 168171 1953 SH SOLE 0 0 1953 Fastenal Co Stock 311900104 24565 485 SH SOLE 0 0 485 First Majestic Silver Corp Stock 32076V103 91 13 SH SOLE 0 0 13 First Trust NASDAQ Cybersecurity ETF Exchange-Traded Fund 33734X846 66851 1550 SH SOLE 0 0 1550 Ford Motor Co Stock 345370860 23414 2015 SH SOLE 0 0 2015 FS Investment Corp II Stock 35952V105 0 0 SH SOLE 0 0 0 FS KKR Capital Corp Stock 302635107 16992 815 SH SOLE 0 0 815 General Mills Inc Stock 370334104 18184 240 SH SOLE 0 0 240 GoPro Inc A Stock 38268T103 122 22 SH SOLE 0 0 22 Grayscale Bitcoin Trust (BTC) Exchange-Traded Fund 389637109 1377 100 SH SOLE 0 0 100 Hannon Armstrong Sustainable Infrastructure Capital Inc Stock 41068X100 11520 300 SH SOLE 0 0 300 Hyatt Hotels Corp Class A Stock 448579102 7437 100 SH SOLE 0 0 100 Impinj Inc Stock 453204109 27321 417 SH SOLE 0 0 417 Innovative Industrial Properties Inc Registered Shs Stock 45781V101 8658 75 SH SOLE 0 0 75 Innoviz Technologies Ltd Stock M5R635108 2035 500 SH SOLE 0 0 500 Intel Corp Stock 458140100 93945 2472 SH SOLE 0 0 2472 InvenTrust Properties Corp Stock 46124J201 3832 146 SH SOLE 0 0 146 Invesco Emerging Markets Sov Debt ETF Exchange-Traded Fund 46138E784 16936 924 SH SOLE 0 0 924 Invesco QQQ Trust Exchange-Traded Fund 46138E594 18607 63 SH SOLE 0 0 63 Invesco S&P 500 High Div Low Vol ETF Exchange-Traded Fund 46138E362 97328 2210 SH SOLE 0 0 2210 Invesco S&P 500 Quality ETF Exchange-Traded Fund 46137V241 40326 940 SH SOLE 0 0 940 iShares Core S&P 500 ETF Exchange-Traded Fund 464287200 1221265 3126 SH SOLE 0 0 3126 iShares Core S&P Mid-Cap ETF Exchange-Traded Fund 464287507 35958508 155355 SH SOLE 0 0 155355 iShares Core US Aggregate Bond ETF Exchange-Traded Fund 464287226 11069835 109353 SH SOLE 0 0 109353 iShares ESG 1-5 Year USD Corp Bd ETF Exchange-Traded Fund 46435G243 57333 2379 SH SOLE 0 0 2379 iShares ESG Aware MSCI EAFE ETF Exchange-Traded Fund 46435G516 52312 835 SH SOLE 0 0 835 iShares ESG Aware MSCI EM ETF Exchange-Traded Fund 46434G863 41705 1294 SH SOLE 0 0 1294 iShares ESG U.S. Aggregate Bond ETF Exchange-Traded Fund 46435U549 54523 1115 SH SOLE 0 0 1115 iShares MSCI EAFE ETF Exchange-Traded Fund 464287465 242541 3890 SH SOLE 0 0 3890 iShares MSCI Pacific ex Japan ETF Exchange-Traded Fund 464286665 1505 36 SH SOLE 0 0 36 iShares National Muni Bond ETF Exchange-Traded Fund 464288414 14645617 137324 SH SOLE 0 0 137324 iShares Russell 1000 ETF Exchange-Traded Fund 464287622 36483692 170166 SH SOLE 0 0 170166 iShares Russell 3000 ETF Exchange-Traded Fund 464287689 84593 376 SH SOLE 0 0 376 iShares Russell Mid-Cap ETF Exchange-Traded Fund 464287499 350346 5266 SH SOLE 0 0 5266 iShares Russell Mid-Cap Growth ETF Exchange-Traded Fund 464287481 141151 1700 SH SOLE 0 0 1700 iShares Russell Mid-Cap Value ETF Exchange-Traded Fund 464287473 167686 1620 SH SOLE 0 0 1620 iShares Silver Trust Exchange-Traded Fund 46428Q109 7116 400 SH SOLE 0 0 400 iShares TIPS Bond ETF Exchange-Traded Fund 464287176 117823 1038 SH SOLE 0 0 1038 Johnson & Johnson Stock 478160104 51285 287 SH SOLE 0 0 287 JPMorgan Chase & Co Stock 46625H100 27103 237 SH SOLE 0 0 237 JPMorgan Equity Premium Income ETF Exchange-Traded Fund 46645V675 3887 70 SH SOLE 0 0 70 Jumia Technologies AG ADR Stock 48138M105 477 75 SH SOLE 0 0 75 Lincoln National Corp Stock 534187109 14208 300 SH SOLE 0 0 300 Live Nation Entertainment Inc Stock 538034109 2952 35 SH SOLE 0 0 35 Lowe's Companies Inc Stock 539830109 63570 350 SH SOLE 0 0 350 Marathon Oil Corp Stock 565849106 3475 160 SH SOLE 0 0 160 Mastercard Inc Class A Stock 57636Q104 53627 166 SH SOLE 0 0 166 McCormick & Co Inc Registered Shs Non Vtg Stock 579780206 17234 210 SH SOLE 0 0 210 MedMen Enterprises Inc Stock 58507M107 295 5000 SH SOLE 0 0 5000 Medtronic PLC Stock G5960L103 9000 100 SH SOLE 0 0 100 Merck & Co Inc Stock 58933Y105 214307 2309 SH SOLE 0 0 2309 Meta Platforms Inc Class A Stock 30303M102 854 5 SH SOLE 0 0 5 Microsoft Corp Stock 594918104 5956424 22253 SH SOLE 0 0 22253 Moderna Inc Stock 60770K107 2643 15 SH SOLE 0 0 15 Morgan Stanley Stock 60937P106 52176 680 SH SOLE 0 0 680 NextEra Energy Partners LP Stock 64110L106 18965 250 SH SOLE 0 0 250 Nike Inc Class B Stock 65341B106 18348 170 SH SOLE 0 0 170 Nordstrom Inc Stock 655664100 8448 400 SH SOLE 0 0 400 Norwegian Cruise Line Holdings Ltd Stock G66721104 1153 100 SH SOLE 0 0 100 Nucor Corp Stock 670346105 16351 150 SH SOLE 0 0 150 NVIDIA Corp Stock 67066G104 47514 300 SH SOLE 0 0 300 Occidental Petroleum Corp Stock 674599105 3640 60 SH SOLE 0 0 60 Organon & Co Ordinary Shares Stock 68622V106 7237 221 SH SOLE 0 0 221 Otis Worldwide Corp Ordinary Shares Stock 68902V107 489 7 SH SOLE 0 0 7 PACCAR Inc Stock 693718108 10049 123 SH SOLE 0 0 123 Palantir Technologies Inc Ordinary Shares - Class A Stock 69608A108 1017 100 SH SOLE 0 0 100 PayPal Holdings Inc Stock 70450Y103 1101 15 SH SOLE 0 0 15 PepsiCo Inc Stock 713448108 41251 240 SH SOLE 0 0 240 Pfizer Inc Stock 717081103 17439 327 SH SOLE 0 0 327 Porch Group Inc Ordinary Shares - Class A Stock 733245112 277 100 SH SOLE 0 0 100 Procter & Gamble Co Stock 742718109 70184 483 SH SOLE 0 0 483 Prudential Financial Inc Stock 74347R503 13166 136 SH SOLE 0 0 136 Raytheon Technologies Corp Stock 75513E101 2378 25 SH SOLE 0 0 25 Rivian Automotive Inc Class A Stock 76954A103 9597 300 SH SOLE 0 0 300 Rocky Brands Inc Stock 774515100 3308 100 SH SOLE 0 0 100 Roku Inc Class A Stock 77543R102 944 10 SH SOLE 0 0 10 Salesforce Inc Stock 79466L302 39487 225 SH SOLE 0 0 225 Schwab US Dividend Equity ETF Exchange-Traded Fund 808524797 129992 1793 SH SOLE 0 0 1793 ServiceNow Inc Stock 81141R100 494 1 SH SOLE 0 0 1 Skyworks Solutions Inc Stock 83558L204 34254 350 SH SOLE 0 0 350 Sonoma Pharmaceuticals Inc Stock 842587107 5 2 SH SOLE 0 0 2 SPDR Blmbg High Yield Bd ETF Exchange-Traded Fund 78468R622 33586 364 SH SOLE 0 0 364 SPDR Gold MiniShares Exchange-Traded Fund 98149E204 17675 511 SH SOLE 0 0 511 SPDR Gold Shares Exchange-Traded Fund 78463V107 4057 25 SH SOLE 0 0 25 SPDR Nuveen Blmbg Hi Yld Muncpl Bd ETF Exchange-Traded Fund 78463X889 7089 137 SH SOLE 0 0 137 SPDR S&P 500 ETF Trust Exchange-Traded Fund 78462F103 121653 313 SH SOLE 0 0 313 SPDR S&P 600 Small Cap Growth ETF Exchange-Traded Fund 78464A201 133032 1840 SH SOLE 0 0 1840 SPDR S&P 600 Small Cap Value ETF Exchange-Traded Fund 78464A300 52344 720 SH SOLE 0 0 720 Spirit Realty Capital Inc Stock 852234103 8247 207 SH SOLE 0 0 207 Starbucks Corp Stock 855244109 3853288 48603 SH SOLE 0 0 48603 Starwood Property Trust Inc Stock 85571B105 12924 600 SH SOLE 0 0 600 T. Rowe Price Group Inc Stock 74144T108 11596 100 SH SOLE 0 0 100 Taiwan Semiconductor Manufacturing Co Ltd ADR Stock 874039100 20377 250 SH SOLE 0 0 250 Tesla Inc Stock 88160R101 500272 665 SH SOLE 0 0 665 The Arena Group Holdings Inc Stock 88339B102 10918 1080 SH SOLE 0 0 1080 The Goldman Sachs Group Inc Stock 38141G104 2964 10 SH SOLE 0 0 10 The Home Depot Inc Stock 437076102 286470 1000 SH SOLE 0 0 1000 The Kraft Heinz Co Stock 500754106 3837 100 SH SOLE 0 0 100 The Walt Disney Co Stock 254687106 4793 50 SH SOLE 0 0 50 Thermo Fisher Scientific Inc Stock 883556102 553710 1000 SH SOLE 0 0 1000 U.S. Bancorp Stock 902973304 27918 600 SH SOLE 0 0 600 Unilever PLC ADR Stock 904767704 10964 237 SH SOLE 0 0 237 Union Pacific Corp Stock 907818108 24494 116 SH SOLE 0 0 116 United Parcel Service Inc Class B Stock 911312106 82690 446 SH SOLE 0 0 446 United Rentals Inc Stock 911363109 38573 155 SH SOLE 0 0 155 UnitedHealth Group Inc Stock 91324P102 4149 8 SH SOLE 0 0 8 VanEck Gold Miners ETF Exchange-Traded Fund 92189F106 27060 1000 SH SOLE 0 0 1000 Vanguard Dividend Appreciation ETF Exchange-Traded Fund 921908844 1460742 10014 SH SOLE 0 0 10014 Vanguard FTSE Developed Markets ETF Exchange-Traded Fund 921943858 80745 1981 SH SOLE 0 0 1981 Vanguard FTSE Emerging Markets ETF Exchange-Traded Fund 922042858 1869 45 SH SOLE 0 0 45 Vanguard Growth ETF Exchange-Traded Fund 922908736 18309 78 SH SOLE 0 0 78 Vanguard Information Technology ETF Exchange-Traded Fund 92204A702 49668 145 SH SOLE 0 0 145 Vanguard Real Estate ETF Exchange-Traded Fund 922908553 218239 2370 SH SOLE 0 0 2370 Vanguard S&P 500 ETF Exchange-Traded Fund 922908363 20722 58 SH SOLE 0 0 58 Vanguard Small-Cap ETF Exchange-Traded Fund 922908751 2844121 15667 SH SOLE 0 0 15667 Vanguard Tax-Exempt Bond ETF Exchange-Traded Fund 922907746 1154 23 SH SOLE 0 0 23 Vanguard Total Stock Market ETF Exchange-Traded Fund 922908769 1906011 9793 SH SOLE 0 0 9793 Vanguard Total World Stock ETF Exchange-Traded Fund 922042742 31074 358 SH SOLE 0 0 358 Ventas Inc Stock 92276F100 10407 205 SH SOLE 0 0 205 Verizon Communications Inc Stock 92343V104 30294 600 SH SOLE 0 0 600 Walmart Inc Stock 92556V106 524799 4185 SH SOLE 0 0 4185 Warner Bros.Discovery Inc Ordinary Shares - Class A Stock 92857W308 120090 8584 SH SOLE 0 0 8584 Waste Management Inc Stock 931142103 45828 300 SH SOLE 0 0 300 Woodbrook Group Holdings Inc Stock 95766K109 0 1 SH SOLE 0 0 1 Zillow Group Inc Class A Stock 98954M101 3512 100 SH SOLE 0 0 100 Zillow Group Inc Class C Stock 98954M200 7028 200 SH SOLE 0 0 200 Zoetis Inc Class A Stock 98978V103 27586 155 SH SOLE 0 0 155 Zscaler Inc Stock 98980G102 834 5 SH SOLE 0 0 5