0001802872-22-000001.txt : 20220128 0001802872-22-000001.hdr.sgml : 20220128 20220127184833 ACCESSION NUMBER: 0001802872-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220127 EFFECTIVENESS DATE: 20220128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBC Financial Services, PLLC CENTRAL INDEX KEY: 0001802872 IRS NUMBER: 912096444 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19866 FILM NUMBER: 22564785 BUSINESS ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 BUSINESS PHONE: 206-548-5000 MAIL ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802872 XXXXXXXX 12-31-2021 12-31-2021 HBC Financial Services, PLLC

1200 WESTLAKE AVE N, STE 902 SEATTLE WA 98109-3529

13F HOLDINGS REPORT 028-19866 N James D Guard III 2065485000 James D Guard III Seattle WA 01-27-2022 0 181 157614 true INFORMATION TABLE 2 13Finformationtable.xml 13FINFORMATIONTABLE 3M Co Stock 88579Y101 10 60 SH SOLE 0 0 60 Abbott Laboratories Stock 002824100 143 1020 SH SOLE 0 0 1020 AbbVie Inc Stock 00287Y109 134 996 SH SOLE 0 0 996 Advanced Micro Devices Inc Stock 007903107 40 270 SH SOLE 0 0 270 Airbnb Inc Ordinary Shares - Class A Stock 009066101 56 340 SH SOLE 0 0 340 Alaska Air Group Inc Stock 011659109 1 20 SH SOLE 0 0 20 Alphabet Inc Class A Stock 02079K305 290 99 SH SOLE 0 0 99 Alphabet Inc Class C Stock 02079K107 159 55 SH SOLE 0 0 55 Altria Group Inc Stock 02209S103 2 60 SH SOLE 0 0 60 Amazon.com Inc Stock 023135106 2067 611 SH SOLE 0 0 611 Amgen Inc Stock 031162100 147 646 SH SOLE 0 0 646 Amkor Technology Inc Stock 031652100 0 10 SH SOLE 0 0 10 Apple Inc Stock 03761U502 2274 12811 SH SOLE 0 0 12811 Applied Materials Inc Stock 037833100 59 368 SH SOLE 0 0 368 Arbor Realty Trust Inc Stock 038923108 22 1250 SH SOLE 0 0 1250 ARK Autonomous Technology&Robotics ETF Exchange-Traded Fund 00214Q203 42 550 SH SOLE 0 0 550 AT&T Inc Stock 00206R102 877 35653 SH SOLE 0 0 35653 Atlantica Sustainable Infrastructure PLC Stock G0751N103 17 500 SH SOLE 0 0 500 Avantis U.S. Small Cap Value ETF Exchange-Traded Fund 025072877 18 228 SH SOLE 0 0 228 Bank of America Corp Stock 060505104 200 4498 SH SOLE 0 0 4498 Bank of New York Mellon Corp Stock 064058100 17 309 SH SOLE 0 0 309 Baxter International Inc Stock 071813109 51 600 SH SOLE 0 0 600 Berkshire Hathaway Inc Class A Stock 084670108 450 1 SH SOLE 0 0 1 Berkshire Hathaway Inc Class B Stock 084670702 515 1725 SH SOLE 0 0 1725 Big Lots Inc Stock 089302103 0 10 SH SOLE 0 0 10 BJ's Wholesale Club Holdings Inc Stock 05550J101 4 70 SH SOLE 0 0 70 BlackBerry Ltd Stock 09228F103 44 4781 SH SOLE 0 0 4781 BlackRock Inc Stock 09247X101 24 26 SH SOLE 0 0 26 BlackRock Util, Infra & Power Opp Closed-End Fund 09248D104 22 850 SH SOLE 0 0 850 Blackstone Inc Stock 09260D107 6 50 SH SOLE 0 0 50 Block Inc Class A Stock 852234103 5 35 SH SOLE 0 0 35 Boeing Co Stock 097023105 534 2656 SH SOLE 0 0 2656 Broadcom Inc Stock 11135F101 43 65 SH SOLE 0 0 65 Brookfield Infrastructure Corp Ordinary Shares - Class A (Subordinate Share Stock 11275Q107 22 335 SH SOLE 0 0 335 Carnival Corp Shs Paired with 1 sh of beneficial interest from P&O Princess Stock 143658300 2 100 SH SOLE 0 0 100 Carrier Global Corp Ordinary Shares Stock 14448C104 1 25 SH SOLE 0 0 25 Caterpillar Inc Stock 149123101 56 273 SH SOLE 0 0 273 Chevron Corp Stock 166764100 23 200 SH SOLE 0 0 200 Chipotle Mexican Grill Inc Stock 16941M109 41 24 SH SOLE 0 0 24 Cisco Systems Inc Stock 17275R102 232 3670 SH SOLE 0 0 3670 Cleanspark Inc Stock 18452B209 9 1000 SH SOLE 0 0 1000 Cleveland-Cliffs Inc Stock 185899101 2 100 SH SOLE 0 0 100 Coca-Cola Co Stock 191216100 56 958 SH SOLE 0 0 958 Comcast Corp Class A Stock 20030N101 27 541 SH SOLE 0 0 541 Costco Wholesale Corp Stock 22160K105 993 1750 SH SOLE 0 0 1750 CrowdStrike Holdings Inc Class A Stock 22788C105 4 20 SH SOLE 0 0 20 Crown Castle International Corp Stock 22822V101 26 125 SH SOLE 0 0 125 Deere & Co Stock 244199105 50 148 SH SOLE 0 0 148 Digital Turbine Inc Stock 25400W102 2 40 SH SOLE 0 0 40 DigitalBridge Group Inc Class A Stock 25401T108 7 900 SH SOLE 0 0 900 Dimensional International Value ETF Exchange-Traded Fund 464288448 0 0 SH SOLE 0 0 0 Discovery Inc Registered Shs Series -A- Stock 23325P104 4 200 SH SOLE 0 0 200 DocuSign Inc Stock 25746U109 1 10 SH SOLE 0 0 10 Dominion Energy Inc Stock 26142R104 15 200 SH SOLE 0 0 200 DraftKings Inc Ordinary Shares - Class A Stock 26614N102 1 70 SH SOLE 0 0 70 Edison International Stock 281020107 40 600 SH SOLE 0 0 600 Enbridge Inc Stock 29250N105 37 966 SH SOLE 0 0 966 Enel SpA ADR Stock 29265W207 19 2500 SH SOLE 0 0 2500 Expeditors International of Washington Inc Stock 302130109 36 277 SH SOLE 0 0 277 Exxon Mobil Corp Stock 30231G102 119 1950 SH SOLE 0 0 1950 Fastenal Co Stock 311900104 30 479 SH SOLE 0 0 479 First Majestic Silver Corp Stock 32076V103 0 13 SH SOLE 0 0 13 Ford Motor Co Stock 345370860 46 2250 SH SOLE 0 0 2250 FS Investment Corp II Stock 35952V105 0 0 SH SOLE 0 0 0 FS KKR Capital Corp Stock 302635107 17 815 SH SOLE 0 0 815 General Mills Inc Stock 370334104 15 237 SH SOLE 0 0 237 GoPro Inc A Stock 38268T103 0 22 SH SOLE 0 0 22 Grayscale Bitcoin Trust (BTC) Exchange-Traded Fund 389637109 3 100 SH SOLE 0 0 100 Hannon Armstrong Sustainable Infrastructure Capital Inc Stock 41068X100 21 400 SH SOLE 0 0 400 Honeywell International Inc Stock 438516106 34 165 SH SOLE 0 0 165 Hyatt Hotels Corp Class A Stock 448579102 9 100 SH SOLE 0 0 100 Impinj Inc Stock 453204109 36 417 SH SOLE 0 0 417 Innovative Industrial Properties Inc Registered Shs Stock 45781V101 23 87 SH SOLE 0 0 87 Innoviz Technologies Ltd Stock M5R635108 3 500 SH SOLE 0 0 500 Intel Corp Stock 458140100 181 3522 SH SOLE 0 0 3522 InvenTrust Properties Corp Stock 46124J201 3 146 SH SOLE 0 0 146 Invesco QQQ Trust Exchange-Traded Fund 46138E594 25 63 SH SOLE 0 0 63 Invesco S&P 500 High Div Low Vol ETF Exchange-Traded Fund 46138E362 104 2300 SH SOLE 0 0 2300 Invesco S&P 500 Quality ETF Exchange-Traded Fund 46137V241 50 940 SH SOLE 0 0 940 iShares Core S&P 500 ETF Exchange-Traded Fund 464287200 1531 3210 SH SOLE 0 0 3210 iShares Core S&P Mid-Cap ETF Exchange-Traded Fund 464287507 43652 154207 SH SOLE 0 0 154207 iShares Core US Aggregate Bond ETF Exchange-Traded Fund 464287226 12032 105472 SH SOLE 0 0 105472 iShares Edge MSCI Intl Value Factor ETF Exchange-Traded Fund 46435G409 8 348 SH SOLE 0 0 348 iShares MSCI EAFE ETF Exchange-Traded Fund 464287465 314 4003 SH SOLE 0 0 4003 iShares MSCI Pacific ex Japan ETF Exchange-Traded Fund 464286665 1 36 SH SOLE 0 0 36 iShares National Muni Bond ETF Exchange-Traded Fund 464288414 15391 132368 SH SOLE 0 0 132368 iShares Russell 1000 ETF Exchange-Traded Fund 464287622 45257 171151 SH SOLE 0 0 171151 iShares Russell 3000 ETF Exchange-Traded Fund 464287689 105 379 SH SOLE 0 0 379 iShares Russell Mid-Cap ETF Exchange-Traded Fund 464287499 437 5266 SH SOLE 0 0 5266 iShares Russell Mid-Cap Growth ETF Exchange-Traded Fund 464287481 195 1700 SH SOLE 0 0 1700 iShares Russell Mid-Cap Value ETF Exchange-Traded Fund 464287473 198 1620 SH SOLE 0 0 1620 iShares S&P Mid-Cap 400 Value ETF Exchange-Traded Fund 464287705 15 143 SH SOLE 0 0 143 iShares Silver Trust Exchange-Traded Fund 46428Q109 8 400 SH SOLE 0 0 400 iShares TIPS Bond ETF Exchange-Traded Fund 464287176 103 802 SH SOLE 0 0 802 Johnson & Johnson Stock 478160104 48 286 SH SOLE 0 0 286 JPMorgan Chase & Co Stock 46625H100 23 147 SH SOLE 0 0 147 JPMorgan Equity Premium Income ETF Exchange-Traded Fund 46645V675 4 70 SH SOLE 0 0 70 Jumia Technologies AG ADR Stock 48138M105 0 75 SH SOLE 0 0 75 Lam Research Corp Stock 512807108 35 50 SH SOLE 0 0 50 Lincoln National Corp Stock 534187109 27 400 SH SOLE 0 0 400 Linde PLC Stock G5494J103 43 125 SH SOLE 0 0 125 Live Nation Entertainment Inc Stock 538034109 4 35 SH SOLE 0 0 35 Lowe's Companies Inc Stock 539830109 134 520 SH SOLE 0 0 520 Lucid Group Inc Shs Stock 548661107 0 10 SH SOLE 0 0 10 Marathon Oil Corp Stock 565849106 4 260 SH SOLE 0 0 260 Marvell Technology Inc Stock 573874104 50 570 SH SOLE 0 0 570 Mastercard Inc Class A Stock 57636Q104 59 166 SH SOLE 0 0 166 MedMen Enterprises Inc Stock 58507M107 0 5000 SH SOLE 0 0 5000 Merck & Co Inc Stock 58933Y105 172 2254 SH SOLE 0 0 2254 Meta Platforms Inc Class A Stock 30303M102 1 5 SH SOLE 0 0 5 Microsoft Corp Stock 594918104 9596 28534 SH SOLE 0 0 28534 Moderna Inc Stock 60770K107 3 15 SH SOLE 0 0 15 Morgan Stanley Stock 60937P106 39 400 SH SOLE 0 0 400 NextEra Energy Partners LP Stock 64110L106 26 312 SH SOLE 0 0 312 Nike Inc Class B Stock 65341B106 28 170 SH SOLE 0 0 170 Nordstrom Inc Stock 655664100 9 400 SH SOLE 0 0 400 Norwegian Cruise Line Holdings Ltd Stock G66721104 2 100 SH SOLE 0 0 100 Nucor Corp Stock 670346105 47 415 SH SOLE 0 0 415 NVIDIA Corp Stock 67066G104 58 200 SH SOLE 0 0 200 Occidental Petroleum Corp Stock 674599105 2 100 SH SOLE 0 0 100 Organon & Co Ordinary Shares Stock 68622V106 6 221 SH SOLE 0 0 221 Otis Worldwide Corp Ordinary Shares Stock 68902V107 0 7 SH SOLE 0 0 7 PACCAR Inc Stock 693718108 10 120 SH SOLE 0 0 120 Palantir Technologies Inc Ordinary Shares - Class A Stock 69608A108 1 100 SH SOLE 0 0 100 PayPal Holdings Inc Stock 70450Y103 2 15 SH SOLE 0 0 15 Pfizer Inc Stock 717081103 19 323 SH SOLE 0 0 323 Procter & Gamble Co Stock 742718109 78 481 SH SOLE 0 0 481 ProShares Short S&P500 Exchange-Traded Fund 74347R503 13 1000 SH SOLE 0 0 1000 Public Service Enterprise Group Inc Stock 744573106 13 200 SH SOLE 0 0 200 Raytheon Technologies Corp Stock 75513E101 2 25 SH SOLE 0 0 25 Rocky Brands Inc Stock 774515100 3 100 SH SOLE 0 0 100 Roku Inc Class A Stock 77543R102 4 20 SH SOLE 0 0 20 Salesforce.com Inc Stock 79466L302 29 115 SH SOLE 0 0 115 Schwab US Dividend Equity ETF Exchange-Traded Fund 808524797 144 1793 SH SOLE 0 0 1793 Sea Ltd ADR Stock 808524870 20 90 SH SOLE 0 0 90 ServiceNow Inc Stock 81141R100 0 1 SH SOLE 0 0 1 Shopify Inc Registered Shs -A- Subord Vtg Stock 82509L107 27 20 SH SOLE 0 0 20 Skyworks Solutions Inc Stock 83558L204 54 350 SH SOLE 0 0 350 Sonoma Pharmaceuticals Inc Stock 842587107 0 2 SH SOLE 0 0 2 SPDR Gold MiniShares Exchange-Traded Fund 98149E204 18 1023 SH SOLE 0 0 1023 SPDR Gold Shares Exchange-Traded Fund 78463V107 4 25 SH SOLE 0 0 25 SPDR Portfolio Developed Wld ex-US ETF Exchange-Traded Fund 78463X889 9 260 SH SOLE 0 0 260 SPDR S&P 500 ETF Trust Exchange-Traded Fund 78462F103 153 323 SH SOLE 0 0 323 SPDR S&P 600 Small Cap Growth ETF Exchange-Traded Fund 78464A201 170 1840 SH SOLE 0 0 1840 SPDR S&P 600 Small Cap Value ETF Exchange-Traded Fund 78464A300 60 720 SH SOLE 0 0 720 Spirit Realty Capital Inc Stock 852234103 9 202 SH SOLE 0 0 202 Starbucks Corp Stock 855244109 5813 49701 SH SOLE 0 0 49701 Starwood Property Trust Inc Stock 85571B105 17 700 SH SOLE 0 0 700 T. Rowe Price Group Inc Stock 74144T108 21 111 SH SOLE 0 0 111 Tesla Inc Stock 88160R101 739 700 SH SOLE 0 0 700 The Home Depot Inc Stock 437076102 412 1005 SH SOLE 0 0 1005 The Kraft Heinz Co Stock 500754106 3 100 SH SOLE 0 0 100 The Walt Disney Co Stock 254687106 64 415 SH SOLE 0 0 415 theMaven Inc Stock 88339B102 15 23750 SH SOLE 0 0 23750 Thermo Fisher Scientific Inc Stock 883556102 667 1000 SH SOLE 0 0 1000 U.S. Bancorp Stock 902973304 79 1400 SH SOLE 0 0 1400 Unilever PLC ADR Stock 904767704 12 232 SH SOLE 0 0 232 Union Pacific Corp Stock 907818108 60 240 SH SOLE 0 0 240 United Parcel Service Inc Class B Stock 911312106 110 517 SH SOLE 0 0 517 VanEck Gold Miners ETF Exchange-Traded Fund 92189F106 32 1000 SH SOLE 0 0 1000 VanEck Vdo Gaming and eSprts ETF Exchange-Traded Fund 92189F114 0 10 SH SOLE 0 0 10 Vanguard Dividend Appreciation ETF Exchange-Traded Fund 921908844 1420 8273 SH SOLE 0 0 8273 Vanguard FTSE Developed Markets ETF Exchange-Traded Fund 921943858 98 1938 SH SOLE 0 0 1938 Vanguard FTSE Emerging Markets ETF Exchange-Traded Fund 922042858 2 45 SH SOLE 0 0 45 Vanguard Growth ETF Exchange-Traded Fund 922908736 25 78 SH SOLE 0 0 78 Vanguard Information Technology ETF Exchange-Traded Fund 92204A702 36 80 SH SOLE 0 0 80 Vanguard Real Estate ETF Exchange-Traded Fund 922908553 268 2316 SH SOLE 0 0 2316 Vanguard S&P 500 ETF Exchange-Traded Fund 922908363 25 58 SH SOLE 0 0 58 Vanguard Small-Cap ETF Exchange-Traded Fund 922908751 3622 16028 SH SOLE 0 0 16028 Vanguard Small-Cap Value ETF Exchange-Traded Fund 922908611 5 30 SH SOLE 0 0 30 Vanguard Total Stock Market ETF Exchange-Traded Fund 922908769 2339 9690 SH SOLE 0 0 9690 Vanguard Total World Stock ETF Exchange-Traded Fund 922042742 51 476 SH SOLE 0 0 476 Vodafone Group PLC ADR Stock 92343V104 2 140 SH SOLE 0 0 140 Walgreens Boots Alliance Inc Stock 92556V106 0 1 SH SOLE 0 0 1 Walmart Inc Stock 92857W308 360 2524 SH SOLE 0 0 2524 Waste Management Inc Stock 931142103 50 300 SH SOLE 0 0 300 Woodbrook Group Holdings Inc Stock 95766K109 0 1 SH SOLE 0 0 1 Zillow Group Inc A Stock 98954M101 6 100 SH SOLE 0 0 100 Zillow Group Inc C Stock 98954M200 12 200 SH SOLE 0 0 200 Zoetis Inc Class A Stock 98978V103 37 155 SH SOLE 0 0 155 Zscaler Inc Stock 98980G102 5 17 SH SOLE 0 0 17