CCO

0001802872-21-000001.txt : 20210208 0001802872-21-000001.hdr.sgml : 20210208 20210208162242 ACCESSION NUMBER: 0001802872-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBC Financial Services, PLLC CENTRAL INDEX KEY: 0001802872 IRS NUMBER: 912096444 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19866 FILM NUMBER: 21601681 BUSINESS ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 BUSINESS PHONE: 206-548-5000 MAIL ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802872 XXXXXXXX 12-31-2020 12-31-2020 HBC Financial Services, PLLC

1200 WESTLAKE AVE N, STE 902 SEATTLE WA 98109-3529

13F HOLDINGS REPORT 028-19866 N James D. Guard III CCO 2065485000 James D. Guard III Seattle WA 02-08-2021 0 168 128962 true INFORMATION TABLE 2 13finformationtable.xml 13FINFORMATIONTABLE Abbott Laboratories Stock 002824100 69 623 SH SOLE 0 0 623 AbbVie Inc Stock 00287Y109 114 1069 SH SOLE 0 0 1069 Advanced Micro Devices Inc Stock 007903107 23 250 SH SOLE 0 0 250 Afterpay Ltd ADR Stock 00832J102 4 50 SH SOLE 0 0 50 Alphabet Inc A Stock 02079K305 174 101 SH SOLE 0 0 101 Alphabet Inc Class C Stock 02079K107 109 61 SH SOLE 0 0 61 Alteryx Inc Class A Stock 02156B103 23 200 SH SOLE 0 0 200 Amazon.com Inc Stock 023135106 1776 566 SH SOLE 0 0 566 Ameren Corp Stock 023608102 15 206 SH SOLE 0 0 206 Amgen Inc Stock 031162100 67 286 SH SOLE 0 0 286 Apollo Investment Corp Stock 03761U502 1 58 SH SOLE 0 0 58 Apple Inc Stock 037833100 1714 13089 SH SOLE 0 0 13089 Arbor Realty Trust Inc Stock 038923108 36 2500 SH SOLE 0 0 2500 ARK Autonomous Technology&Robotics ETF Exchange-Traded fund 00214Q203 63 750 SH SOLE 0 0 750 ARK Fintech Innovation ETF Exchange-Traded fund 00214Q708 13 250 SH SOLE 0 0 250 ARK Innovation ETF Exchange-Traded fund 00214Q104 14 100 SH SOLE 0 0 100 ARK Next Generation Internet ETF Exchange-Traded fund 00214Q401 16 100 SH SOLE 0 0 100 AT&T Inc Stock 00206R102 1087 36354 SH SOLE 0 0 36354 Atlantica Sustainable Infrastructure PLC Stock G0751N103 59 1300 SH SOLE 0 0 1300 Bank of America Corp Stock 060505104 148 4499 SH SOLE 0 0 4499 Bank of New York Mellon Corp Stock 064058100 14 302 SH SOLE 0 0 302 Baxter International Inc Stock 071813109 65 800 SH SOLE 0 0 800 Berkshire Hathaway Inc Class A Stock 084670108 350 1 SH SOLE 0 0 1 Berkshire Hathaway Inc Class B Stock 084670702 406 1745 SH SOLE 0 0 1745 BHP Group Ltd ADR Stock 00BH0P3Z9 0 6 SH SOLE 0 0 6 Big Lots Inc Stock 089302103 0 10 SH SOLE 0 0 10 BlackRock Inc Stock 09247X101 20 26 SH SOLE 0 0 26 BlackRock Util, Infra & Power Opp Closed-End Fund 09248D104 44 1700 SH SOLE 0 0 1700 Blackstone Mortgage Trust Inc A Stock 09257W100 19 700 SH SOLE 0 0 700 Boeing Co Stock 097023105 647 3043 SH SOLE 0 0 3043 Bristol-Myers Squibb Company Stock 110122108 49 800 SH SOLE 0 0 800 Broadcom Inc Stock 11135F101 49 110 SH SOLE 0 0 110 Brookfield Infrastructure Corp Ordinary Shares - Class A (Subordinate Share Stock 11275Q107 45 694 SH SOLE 0 0 694 Brookfield Renewable Corp Ordinary Shares - Class A (Sub Voting) Stock 11284V105 69 1125 SH SOLE 0 0 1125 Carrier Global Corp Ordinary Shares Stock 14448C104 1 25 SH SOLE 0 0 25 Caterpillar Inc Stock 149123101 31 162 SH SOLE 0 0 162 Chevron Corp Stock 166764100 55 608 SH SOLE 0 0 608 China Mobile Ltd ADR Stock 16941M109 1 23 SH SOLE 0 0 23 Cisco Systems Inc Stock 17275R102 74 1651 SH SOLE 0 0 1651 Cleanspark Inc Stock 18452B209 229 5676 SH SOLE 0 0 5676 Coca-Cola Co Stock 191216100 58 1140 SH SOLE 0 0 1140 Colony Capital Inc Class A Stock 19626G108 5 900 SH SOLE 0 0 900 Comcast Corp Class A Stock 20030N101 27 537 SH SOLE 0 0 537 Consolidated Edison Inc Stock 209115104 14 200 SH SOLE 0 0 200 Costco Wholesale Corp Stock 22160K105 472 1275 SH SOLE 0 0 1275 Crown Castle International Corp Stock 22822V101 65 425 SH SOLE 0 0 425 CVS Health Corp Stock 126650100 7 100 SH SOLE 0 0 100 Digital Realty Trust Inc Stock 253868103 27 200 SH SOLE 0 0 200 Discovery Inc Class A Stock 25470F104 7 200 SH SOLE 0 0 200 DNP Select Income Closed-End Fund 23325P104 55 5360 SH SOLE 0 0 5360 DocuSign Inc Stock 256163106 2 10 SH SOLE 0 0 10 Dominion Energy Inc Stock 25746U109 29 400 SH SOLE 0 0 400 DuPont de Nemours Inc Stock 26614N102 12 150 SH SOLE 0 0 150 Edison International Stock 281020107 48 768 SH SOLE 0 0 768 Enbridge Inc Stock 29250N105 55 1645 SH SOLE 0 0 1645 Expeditors International of Washington Inc Stock 302130109 21 225 SH SOLE 0 0 225 Exxon Mobil Corp Stock 30231G102 95 2134 SH SOLE 0 0 2134 Facebook Inc A Stock 30303M102 17 65 SH SOLE 0 0 65 Fastenal Co Stock 311900104 21 423 SH SOLE 0 0 423 Fastly Inc Stock 31188V100 26 300 SH SOLE 0 0 300 FedEx Corp Stock 31428X106 2 9 SH SOLE 0 0 9 Ford Motor Co Stock 345370860 22 2500 SH SOLE 0 0 2500 FS Investment Corp II Stock 35952V105 0 0 SH SOLE 0 0 0 FS KKR CAP CORP II COM Stock 35952V303 15 859 SH SOLE 0 0 859 General Mills Inc Stock 370334104 13 229 SH SOLE 0 0 229 GoPro Inc A Stock 38268T103 0 22 SH SOLE 0 0 22 Hannon Armstrong Sustainable Infrastructure Capital Inc Stock 41068X100 76 1100 SH SOLE 0 0 1100 Honeywell International Inc Stock 438516106 31 145 SH SOLE 0 0 145 Hyatt Hotels Corp Stock 448579102 7 100 SH SOLE 0 0 100 Idacorp Inc Stock 451107106 20 234 SH SOLE 0 0 234 Impinj Inc Stock 453204109 19 417 SH SOLE 0 0 417 Innovative Industrial Properties Inc Registered Shs Stock 45781V101 44 250 SH SOLE 0 0 250 Intel Corp Stock 458140100 176 3380 SH SOLE 0 0 3380 Invesco KBW Premium Yield Eq REIT ETF Exchange-Traded fund 46138E594 15 743 SH SOLE 0 0 743 Invesco S&P 500 High Div Low Vol ETF Exchange-Traded fund 46138E362 88 2300 SH SOLE 0 0 2300 Invesco S&P 500 Quality ETF Exchange-Traded fund 46137V241 40 940 SH SOLE 0 0 940 iShares Core S&P 500 ETF Exchange-Traded fund 464287200 1168 3071 SH SOLE 0 0 3071 iShares Core S&P Mid-Cap ETF Exchange-Traded fund 464287507 37647 156042 SH SOLE 0 0 156042 iShares Core US Aggregate Bond ETF Exchange-Traded fund 464287226 9570 81640 SH SOLE 0 0 81640 iShares MSCI EAFE ETF Exchange-Traded fund 464287465 304 4055 SH SOLE 0 0 4055 iShares MSCI Pacific ex Japan ETF Exchange-Traded fund 464286665 2 36 SH SOLE 0 0 36 iShares National Muni Bond ETF Exchange-Traded fund 464288414 11915 101739 SH SOLE 0 0 101739 iShares Russell 1000 ETF Exchange-Traded fund 464287622 37243 173118 SH SOLE 0 0 173118 iShares Russell 3000 ETF Exchange-Traded fund 464287689 83 365 SH SOLE 0 0 365 iShares Russell Mid-Cap ETF Exchange-Traded fund 464287499 139 1966 SH SOLE 0 0 1966 iShares Russell Mid-Cap Growth ETF Exchange-Traded fund 464287481 178 1700 SH SOLE 0 0 1700 iShares Russell Mid-Cap Value ETF Exchange-Traded fund 464287473 162 1620 SH SOLE 0 0 1620 iShares Silver Trust Exchange-Traded fund 46428Q109 10 400 SH SOLE 0 0 400 iShares TIPS Bond ETF Exchange-Traded fund 464287176 95 748 SH SOLE 0 0 748 Johnson & Johnson Stock 478160104 80 497 SH SOLE 0 0 497 JPMorgan Chase & Co Stock 46625H100 19 147 SH SOLE 0 0 147 Lam Research Corp Stock 512807108 26 50 SH SOLE 0 0 50 Lincoln National Corp Stock 534187109 42 800 SH SOLE 0 0 800 Lowe's Companies Inc Stock 548661107 98 600 SH SOLE 0 0 600 Marvell Technology Group Ltd Stock G5876H105 26 560 SH SOLE 0 0 560 Mastercard Inc A Stock 57636Q104 17 50 SH SOLE 0 0 50 McDonald's Corp Stock 580135101 19 90 SH SOLE 0 0 90 MedMen Enterprises Inc Stock 58507M107 1 5000 SH SOLE 0 0 5000 MercadoLibre Inc Stock 58733R102 24 15 SH SOLE 0 0 15 Merck & Co Inc Stock 58933Y105 183 2183 SH SOLE 0 0 2183 Microsoft Corp Stock 594918104 5626 25773 SH SOLE 0 0 25773 MongoDB Inc Class A Stock 60937P106 25 70 SH SOLE 0 0 70 Netflix Inc Stock 64110L106 132 260 SH SOLE 0 0 260 NextEra Energy Partners LP Stock 65341B106 64 800 SH SOLE 0 0 800 Nike Inc B Stock 654106103 14 100 SH SOLE 0 0 100 Nordstrom Inc Stock 655664100 13 400 SH SOLE 0 0 400 NortonLifeLock Inc Stock 668771108 25 1200 SH SOLE 0 0 1200 NVIDIA Corp Stock 67066G104 19 35 SH SOLE 0 0 35 Otis Worldwide Corp Ordinary Shares Stock 68902V107 1 12 SH SOLE 0 0 12 Pembina Pipeline Corp Stock 706327103 49 1800 SH SOLE 0 0 1800 Pfizer Inc Stock 717081103 10 264 SH SOLE 0 0 264 Procter & Gamble Co Stock 742718109 132 952 SH SOLE 0 0 952 Prudential Financial Inc Stock 744320102 41 500 SH SOLE 0 0 500 Public Service Enterprise Group Inc Stock 744573106 30 536 SH SOLE 0 0 536 Raytheon Technologies Corp Stock 75513E101 2 25 SH SOLE 0 0 25 Riot Blockchain Inc Stock 767292105 23 1000 SH SOLE 0 0 1000 Rocky Brands Inc Stock 774515100 3 100 SH SOLE 0 0 100 Roku Inc Class A Stock 77543R102 28 75 SH SOLE 0 0 75 Salesforce.com Inc Stock 79466L302 33 150 SH SOLE 0 0 150 Schwab Fundamental US Small Company ETF Exchange-Traded fund 808524763 1 14 SH SOLE 0 0 14 Schwab International Equity ETF Exchange-Traded fund 808524805 0 12 SH SOLE 0 0 12 Schwab US Dividend Equity ETF Exchange-Traded fund 808524797 132 1995 SH SOLE 0 0 1995 Schwab US TIPS ETF Exchange-Traded fund 808524870 1 23 SH SOLE 0 0 23 Sea Ltd ADR Stock 81141R100 22 110 SH SOLE 0 0 110 Shopify Inc A Stock 82509L107 29 25 SH SOLE 0 0 25 Sonoma Pharmaceuticals Inc Stock 83558L204 0 2 SH SOLE 0 0 2 South32 Ltd ADR Stock 84473L105 0 2 SH SOLE 0 0 2 SPDR S&P 500 ETF Trust Exchange-Traded fund 78462F103 122 322 SH SOLE 0 0 322 SPDR S&P 600 Small Cap Growth ETF Exchange-Traded fund 78464A201 150 1840 SH SOLE 0 0 1840 SPDR S&P 600 Small Cap Value ETF Exchange-Traded fund 78464A300 51 720 SH SOLE 0 0 720 Spirit Realty Capital Inc Stock 855244109 7 191 SH SOLE 0 0 191 Square Inc A Stock 852234103 54 225 SH SOLE 0 0 225 Starbucks Corp Stock 855244109 5181 50128 SH SOLE 0 0 50128 Starwood Property Trust Inc Stock 85571B105 19 1000 SH SOLE 0 0 1000 T. Rowe Price Group Inc Stock 74144T108 17 111 SH SOLE 0 0 111 Take-Two Interactive Software Inc Stock 874054109 9 45 SH SOLE 0 0 45 Tencent Holdings Ltd ADR Stock 88032Q109 36 500 SH SOLE 0 0 500 Tesla Inc Stock 88160R101 681 834 SH SOLE 0 0 834 The Home Depot Inc Stock 437076102 68 255 SH SOLE 0 0 255 The Kraft Heinz Co Stock 500754106 3 100 SH SOLE 0 0 100 The Trade Desk Inc A Stock 88339J105 15 20 SH SOLE 0 0 20 The Walt Disney Co Stock 254687106 24 136 SH SOLE 0 0 136 theMaven Inc Stock 88339B102 14 23750 SH SOLE 0 0 23750 U.S. Bancorp Stock 902973304 89 1808 SH SOLE 0 0 1808 Unilever PLC ADR Stock 904767704 13 225 SH SOLE 0 0 225 Union Pacific Corp Stock 907818108 24 113 SH SOLE 0 0 113 United Parcel Service Inc Class B Stock 911312106 61 382 SH SOLE 0 0 382 VanEck Vectors Gold Miners ETF Exchange-Traded fund 92189F106 38 1000 SH SOLE 0 0 1000 VanEck Vectors Vdo Gaming and eSprts ETF Exchange-Traded fund 92189F114 1 10 SH SOLE 0 0 10 Vanguard Dividend Appreciation ETF Exchange-Traded fund 921908844 1223 8592 SH SOLE 0 0 8592 Vanguard FTSE Developed Markets ETF Exchange-Traded fund 921943858 87 1777 SH SOLE 0 0 1777 Vanguard FTSE Emerging Markets ETF Exchange-Traded fund 922042858 2 45 SH SOLE 0 0 45 Vanguard Information Technology ETF Exchange-Traded fund 92204A702 35 100 SH SOLE 0 0 100 Vanguard Real Estate ETF Exchange-Traded fund 922908553 89 1086 SH SOLE 0 0 1086 Vanguard Small-Cap ETF Exchange-Traded fund 922908751 3469 17020 SH SOLE 0 0 17020 Vanguard Total Stock Market ETF Exchange-Traded fund 922908769 1930 9731 SH SOLE 0 0 9731 Vanguard Total World Stock ETF Exchange-Traded fund 922042742 45 476 SH SOLE 0 0 476 Verizon Communications Inc Stock 92343V104 67 1146 SH SOLE 0 0 1146 Viatris Inc Stock 92556V106 1 32 SH SOLE 0 0 32 Vodafone Group PLC ADR Stock 92857W308 2 140 SH SOLE 0 0 140 VOXX International Corp Class A Stock 91829F104 0 6 SH SOLE 0 0 6 Walgreens Boots Alliance Inc Stock 931427108 0 9 SH SOLE 0 0 9 Walmart Inc Stock 931142103 380 2590 SH SOLE 0 0 2590 Waste Management Inc Stock 94106L109 56 471 SH SOLE 0 0 471 Woodbrook Group Holdings Inc Stock 978887107 0 1 SH SOLE 0 0 1 Zillow Group Inc A Stock 98954M101 15 100 SH SOLE 0 0 100 Zillow Group Inc C Stock 98954M200 28 200 SH SOLE 0 0 200 Zoetis Inc Class A Stock 98978V103 26 155 SH SOLE 0 0 155