Chief Compliance Officer

0001802872-20-000003.txt : 20200814 0001802872-20-000003.hdr.sgml : 20200814 20200814121407 ACCESSION NUMBER: 0001802872-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBC Financial Services, PLLC CENTRAL INDEX KEY: 0001802872 IRS NUMBER: 912096444 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19866 FILM NUMBER: 201103257 BUSINESS ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 BUSINESS PHONE: 206-548-5000 MAIL ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802872 XXXXXXXX 06-30-2020 06-30-2020 HBC Financial Services, PLLC

1200 WESTLAKE AVE N, STE 902 SEATTLE WA 98109-3529

13F HOLDINGS REPORT 028-19866 N James D Guard III Chief Compliance Officer 206-548-5000 James D Guard III CCO Seattle WA 08-14-2020 0 166 111369 true INFORMATION TABLE 2 13finformationtable.xml 13 F INFORMATION TABLE Abbott Laboratories Stock 002824100 63 648 SH SOLE 0 0 648 AbbVie Inc Stock 00287Y109 102 1016 SH SOLE 0 0 1016 Advanced Micro Devices Inc Stock 007903107 8 150 SH SOLE 0 0 150 Alphabet Inc A Stock 02079K305 184 121 SH SOLE 0 0 121 Alphabet Inc Class C Stock 02079K107 62 41 SH SOLE 0 0 41 Altria Group Inc Stock 02209S103 4 100 SH SOLE 0 0 100 Amazon.com Inc Stock 023135106 1814 603 SH SOLE 0 0 603 Ameren Corp Stock 023608102 16 206 SH SOLE 0 0 206 AMERICAN INTL GR INC EXP 01/19/20 Warrant ACG874152 0 10029 SH SOLE 0 0 10029 Amgen Inc Stock 031162100 72 286 SH SOLE 0 0 286 Apple Inc Stock 037833100 1474 3771 SH SOLE 0 0 3771 ARK Autonomous Tech Robotics ETF Exchange-Traded Fund 038923108 39 750 SH SOLE 0 0 750 AT&T Inc Stock 00214Q203 1162 38723 SH SOLE 0 0 38723 Atlantica Sustainable Infrastructure Stock 00206R102 44 1500 SH SOLE 0 0 1500 Bank of America Corp Stock G0751N103 145 5899 SH SOLE 0 0 5899 Bank of New York Mellon Corp Stock 060505104 11 297 SH SOLE 0 0 297 Baxter International Inc Stock 071813109 70 800 SH SOLE 0 0 800 Berkshire Hathaway Inc Class A Stock 084670108 286 1 SH SOLE 0 0 1 Berkshire Hathaway Inc Class B Stock 084670702 365 1915 SH SOLE 0 0 1915 Big Lots Inc Stock 089302103 0 10 SH SOLE 0 0 10 BlackRock Inc Stock 09247X101 15 26 SH SOLE 0 0 26 BlackRock Util, Infra & Power Opp Closed-End Fund 09248D104 36 1700 SH SOLE 0 0 1700 Boeing Co Stock 097023105 633 3368 SH SOLE 0 0 3368 Bristol-Myers Squibb Company Stock 110122108 47 800 SH SOLE 0 0 800 Broadcom Inc Stock 11135F101 16 50 SH SOLE 0 0 50 Brookfield Asset Mgt Inc Class A Stock 112585104 45 1298 SH SOLE 0 0 1298 Brookfield Infrast Corp Ord Sh Class A Stock G16252101 33 694 SH SOLE 0 0 694 Brookfield Renewable Partners LP Ltd Partnership G16249107 53 1000 PRN SOLE 0 0 1000 Carrier Global Corp Ordinary Shares Stock 14448C104 3 126 SH SOLE 0 0 126 Caterpillar Inc Stock 143658300 22 161 SH SOLE 0 0 161 CenterPoint Energy Inc Stock 149123101 7 384 SH SOLE 0 0 384 Chevron Corp Stock 166764100 66 742 SH SOLE 0 0 742 Cisco Systems Inc Stock 17275R102 118 2552 SH SOLE 0 0 2552 City Office REIT Inc Stock 178587101 2 172 SH SOLE 0 0 172 Clorox Co Stock 189054109 14 60 SH SOLE 0 0 60 Coca-Cola Co Stock 191216100 53 1136 SH SOLE 0 0 1136 Colgate-Palmolive Co Stock 19626G108 26 350 SH SOLE 0 0 350 Colony Capital Inc Class A Stock 197236102 2 900 SH SOLE 0 0 900 Columbia Banking System Inc Stock 20030N101 8 293 SH SOLE 0 0 293 Comcast Corp Class A Stock 20676Y403 54 1284 SH SOLE 0 0 1284 Condor Hospitality Trust Inc Stock 209115104 0 116 SH SOLE 0 0 116 Consolidated Edison Inc Stock 22160K105 14 200 SH SOLE 0 0 200 Costco Wholesale Corp Stock 22822V101 466 1425 SH SOLE 0 0 1425 Crown Castle International Corp Stock 126650100 50 300 SH SOLE 0 0 300 CVS Health Corp Stock 23331A109 10 160 SH SOLE 0 0 160 D.R. Horton Inc Stock 253868103 17 278 SH SOLE 0 0 278 Digital Realty Trust Inc Stock 25470F104 81 560 SH SOLE 0 0 560 Discovery Inc Class A Stock 23325P104 4 200 SH SOLE 0 0 200 DNP Select Income Closed-End Fund 256163106 58 5360 SH SOLE 0 0 5360 DocuSign Inc Stock 25746U109 2 10 SH SOLE 0 0 10 Dominion Energy Inc Stock 281020107 30 400 SH SOLE 0 0 400 DuPont de Nemours Inc Stock 26614B102 12 225 SH SOLE 0 0 225 Edison International Stock 25153Q708 42 768 SH SOLE 0 0 768 Enbridge Inc Stock 532457108 51 1634 SH SOLE 0 0 1634 Enterprise Products Partners LP Ltd Partnership 29250N105 36 2000 PRN SOLE 0 0 2000 Evergreen Pacific Partners LP Ltd Partnership 293792107 24 23682 PRN SOLE 0 0 23682 Expeditors International of Wa Inc Stock 302130109 18 224 SH SOLE 0 0 224 Exxon Mobil Corp Stock 30231G102 102 2296 SH SOLE 0 0 2296 Facebook Inc A Stock 30303M102 8 35 SH SOLE 0 0 35 Fastenal Co Stock 311900104 418 415 SH SOLE 0 0 415 Frontline Ltd Stock 35952V105 8 1000 SH SOLE 0 0 1000 FS Investment Corp II Stock 369604103 0 0 SH SOLE 0 0 0 FS KKR CAP CORP II COM Stock 370334104 12 859 SH SOLE 0 0 859 General Mills Inc Stock 375558103 15 226 SH SOLE 0 0 226 Gilead Sciences Inc Stock 38141G104 5 60 SH SOLE 0 0 60 GoPro Inc A Stock 28268T103 0 22 SH SOLE 0 0 22 Hannon Armstrong Sust Infrast Cap Inc Stock 41068X100 37 1100 SH SOLE 0 0 1100 Health Care Select Sector SPDR ETF Exchange-Traded Fund 81369Y209 10 100 SH SOLE 0 0 100 Hyatt Hotels Corp Stock 451107106 5 100 SH SOLE 0 0 100 Idacorp Inc Stock 453204109 89 984 SH SOLE 0 0 984 Impinj Inc Stock 458140100 12 417 SH SOLE 0 0 417 Intel Corp Stock 459200101 285 4821 SH SOLE 0 0 4821 Invesco KBW Premium Yld Eq REIT ETF Exchange-Traded Fund 46138E594 14 743 SH SOLE 0 0 743 Invesco S&P 500 High Div Low Vol ETF Exchange-Traded Fund 46138E362 78 2300 SH SOLE 0 0 2300 Invesco S&P 500 Quality ETF Exchange-Traded Fund 46137V241 35 940 SH SOLE 0 0 940 iPath MSCI India ETN Exchange-Traded Fund 06739F291 2 26 SH SOLE 0 0 26 iShares Core S&P 500 ETF Exchange-Traded Fund 464287200 1007 3116 SH SOLE 0 0 3116 iShares Core S&P Mid-Cap ETF Exchange-Traded Fund 464287507 29111 158955 SH SOLE 0 0 158955 iShares Core S&P Small-Cap ETF Exchange-Traded Fund 464287804 3 48 SH SOLE 0 0 48 iShares Core US Aggregate Bond ETF Exchange-Traded Fund 464287226 9266 78075 SH SOLE 0 0 78075 iShares ESG MSCI EAFE ETF Exchange-Traded Fund S52314853 2 30 SH SOLE 0 0 30 iShares MSCI EAFE ETF Exchange-Traded Fund 464287465 237 3728 SH SOLE 0 0 3728 iShares MSCI Pacific ex Japan ETF Exchange-Traded Fund 464286665 1 36 SH SOLE 0 0 36 iShares National Muni Bond ETF Exchange-Traded Fund 464288414 11064 95468 SH SOLE 0 0 95468 iShares Preferred Income Sec ETF Exchange-Traded Fund 464288687 3 74 SH SOLE 0 0 74 iShares Russell 1000 ETF Exchange-Traded Fund 464287622 32310 180384 SH SOLE 0 0 180384 iShares Russell 3000 ETF Exchange-Traded Fund 464287689 68 364 SH SOLE 0 0 364 iShares Russell Mid-Cap ETF Exchange-Traded Fund 464287499 109 1966 SH SOLE 0 0 1966 iShares Russell Mid-Cap Growth ETF Exchange-Traded Fund 464287481 139 850 SH SOLE 0 0 850 iShares Russell Mid-Cap Value ETF Exchange-Traded Fund 464287473 128 1620 SH SOLE 0 0 1620 iShares Silver Trust Exchange-Traded Fund 46428Q109 7 400 SH SOLE 0 0 400 iShares TIPS Bond ETF Exchange-Traded Fund 464287176 84 675 SH SOLE 0 0 675 Johnson & Johnson Stock 478160104 96 645 SH SOLE 0 0 645 JPMorgan Chase & Co Stock 46625H100 29 294 SH SOLE 0 0 294 Lam Research Corp Stock 49456B101 34 100 SH SOLE 0 0 100 Lowe's Companies Inc Stock 512807108 85 600 SH SOLE 0 0 600 Marvell Technology Group Ltd Stock 548661107 23 625 SH SOLE 0 0 625 Mastercard Inc A Stock G5876H105 23 75 SH SOLE 0 0 75 Match Group Inc Stock 57665R106 10 100 SH SOLE 0 0 100 McCormick & Co Inc Non-Voting Stock 57636Q104 28 150 SH SOLE 0 0 150 McDonald's Corp Stock 580135101 17 90 SH SOLE 0 0 90 MedMen Enterprises Inc Stock 58507M107 1 5000 SH SOLE 0 0 5000 Merck & Co Inc Stock 58933Y105 180 2267 SH SOLE 0 0 2267 Microsoft Corp Stock 594918104 6474 31117 SH SOLE 0 0 31117 NextEra Energy Partners LP Ltd Partnership 65341B106 47 800 PRN SOLE 0 0 800 Nordstrom Inc Stock 655664100 6 400 SH SOLE 0 0 400 NVIDIA Corp Stock 67066G104 8 20 SH SOLE 0 0 20 Omnicom Group Inc Stock 681919106 8 137 SH SOLE 0 0 137 Otis Worldwide Corp Ordinary Sh Stock 68902V107 4 62 SH SOLE 0 0 62 Pembina Pipeline Corp Stock 706327103 25 1000 SH SOLE 0 0 1000 PepsiCo Inc Stock 713448108 13 100 SH SOLE 0 0 100 Pfizer Inc Stock 717081103 9 258 SH SOLE 0 0 258 Physicians Realty Trust Stock 71943U104 1 85 SH SOLE 0 0 85 Procter & Gamble Co Stock 742718109 72 575 SH SOLE 0 0 575 Public Service Enterprise Group Inc Stock 744573106 28 536 SH SOLE 0 0 536 Raytheon Technologies Corp Stock 755111507 8 126 SH SOLE 0 0 126 Rocky Brands Inc Stock 774515100 2 100 SH SOLE 0 0 100 Royal Dutch Shell PLC ADR Class A Stock 780259206 49 1452 SH SOLE 0 0 1452 Schwab Fundamental US Sm Co ETF Exchange-Traded Fund 808524763 0 14 SH SOLE 0 0 14 Schwab International Equity ETF Exchange-Traded Fund 808524805 0 12 SH SOLE 0 0 12 Schwab US Dividend Equity ETF Exchange-Traded Fund 808524797 106 1995 SH SOLE 0 0 1995 Schwab US TIPS ETF Exchange-Traded Fund 808524870 1 23 SH SOLE 0 0 23 Seattle Genetics Inc Stock 812578102 31 175 SH SOLE 0 0 175 Sonoma Pharmaceuticals Inc Stock 83558L204 0 2 SH SOLE 0 0 2 South32 Ltd ADR Stock 84473L105 1 190 SH SOLE 0 0 190 SPDR S&P 500 ETF Trust Exchange-Traded Fund 78462F103 103 320 SH SOLE 0 0 320 SPDR S&P 600 Small Cap Growth ETF Exchange-Traded Fund 78464A201 107 1840 SH SOLE 0 0 1840 SPDR S&P 600 Small Cap Value ETF Exchange-Traded Fund 78464A300 36 720 SH SOLE 0 0 720 Spirit Realty Capital Inc Stock 855244109 6 187 SH SOLE 0 0 187 Square Inc A Stock 852234103 73 600 SH SOLE 0 0 600 Starbucks Corp Stock 85571B105 4095 54156 SH SOLE 0 0 54156 Starwood Property Trust Inc Stock 87165B103 1 53 SH SOLE 0 0 53 T. Rowe Price Group Inc Stock 74144T108 15 111 SH SOLE 0 0 111 Take-Two Interactive Software Inc Stock 87807B107 14 90 SH SOLE 0 0 90 Templeton Global Income Closed-End Fund 880191101 3 600 SH SOLE 0 0 600 Tesla Inc Stock 880770102 263 170 SH SOLE 0 0 170 The Home Depot Inc Stock 88160R101 27 105 SH SOLE 0 0 105 The Kraft Heinz Co Stock 500754106 3 100 SH SOLE 0 0 100 The Trade Desk Inc A Stock 88339J105 9 20 SH SOLE 0 0 20 The Walt Disney Co Stock 437076102 16 136 SH SOLE 0 0 136 theMaven Inc Stock 254687106 14 23750 SH SOLE 0 0 23750 TJX Companies Inc Stock 88339B102 5 100 SH SOLE 0 0 100 U.S. Bancorp Stock 902973304 70 1858 SH SOLE 0 0 1858 Unilever PLC ADR Stock 904767704 12 221 SH SOLE 0 0 221 Union Pacific Corp Stock 907818108 20 112 SH SOLE 0 0 112 United Airlines Holdings Inc Stock 910047109 9 250 SH SOLE 0 0 250 United Parcel Service Inc Class B Stock 911312106 25 206 SH SOLE 0 0 206 VanEck Vectors Vdo Gaming eSprts Exchange-Traded Fund 913017109 1 10 SH SOLE 0 0 10 Vanguard Dividend Appreciation ETF Exchange-Traded Fund 921908844 1254 10279 SH SOLE 0 0 10279 Vanguard ESG US Stock ETF Exchange-Traded Fund 921910733 6 100 SH SOLE 0 0 100 Vanguard FTSE Developed Mkts ETF Exchange-Traded Fund 921943858 69 1701 SH SOLE 0 0 1701 Vanguard FTSE Emerging Mkts ETF Exchange-Traded Fund 922042858 2 45 SH SOLE 0 0 45 Vanguard Information Tech ETF Exchange-Traded Fund 92204A702 72 250 SH SOLE 0 0 250 Vanguard Real Estate ETF Exchange-Traded Fund 922908553 77 986 SH SOLE 0 0 986 Vanguard Small-Cap ETF Exchange-Traded Fund 922908751 2742 18273 SH SOLE 0 0 18273 Vanguard Total Stock Market ETF Exchange-Traded Fund 922908769 1543 9448 SH SOLE 0 0 9448 Vanguard Total World Stock ETF Exchange-Traded Fund 922042742 36 460 SH SOLE 0 0 460 Verizon Communications Inc Stock 92343V104 63 1146 SH SOLE 0 0 1146 Vodafone Group PLC ADR Stock 92857W308 2 140 SH SOLE 0 0 140 Walmart Inc Stock 931142103 313 2370 SH SOLE 0 0 2370 Waste Management Inc Stock 94106L109 34 321 SH SOLE 0 0 321 Woodbrook Group Holdings Inc Stock 978887107 0 1 SH SOLE 0 0 1 Yum Brands Inc Stock 988498101 7 80 SH SOLE 0 0 80 Zillow Group Inc A Stock 98954M101 6 100 SH SOLE 0 0 100 Zillow Group Inc C Stock 98954M200 12 200 SH SOLE 0 0 200 Zoetis Inc Class A Stock 98978V103 22 155 SH SOLE 0 0 155