Chief Compliance Officer

0001606587-22-001067.txt : 20220510 0001606587-22-001067.hdr.sgml : 20220510 20220510150020 ACCESSION NUMBER: 0001606587-22-001067 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220510 DATE AS OF CHANGE: 20220510 EFFECTIVENESS DATE: 20220510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC CENTRAL INDEX KEY: 0001802867 IRS NUMBER: 472330987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19860 FILM NUMBER: 22909021 BUSINESS ADDRESS: STREET 1: 10635 SANTA MONICA BOULEVARD STREET 2: SUITE 240 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 4242833802 MAIL ADDRESS: STREET 1: 10635 SANTA MONICA BOULEVARD STREET 2: SUITE 240 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802867 XXXXXXXX 03-31-2022 03-31-2022 false ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC

10635 SANTA MONICA BOULEVARD SUITE 240 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19860 N Dan Kelso Chief Compliance Officer 424-372-1775 Dan Kelso Los Angeles CA 05-10-2022 0 188 239309 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M Company COM 88579Y101 10 70 SH SOLE None 0 0 70 Abbott Laboratories COM 002824100 11 90 SH SOLE None 0 0 90 Aberdeen Standard Physical Silver ETF PHYSCL SILVR SHS 003264108 24 987 SH SOLE None 0 0 987 Accenture PLC A SHS CLASS A G1151C101 82 243 SH SOLE None 0 0 243 Adobe Inc COM 00724F101 10 22 SH SOLE None 0 0 22 Advanced Micro COM 007903107 45 415 SH SOLE None 0 0 415 AirBnB Inc COM CL A 009066101 9 55 SH SOLE None 0 0 55 Alibaba Group SPONSORED ADS 01609W102 1 10 SH SOLE None 0 0 10 Allstate Corporation COM 020002101 11 82 SH SOLE None 0 0 82 Alphabet Inc. Cl A CAP STK CL A 02079K305 348 125 SH SOLE None 0 0 125 Alphabet Inc. Cl C CAP STK CL C 02079K107 427 153 SH SOLE None 0 0 153 Amazon.com COM 023135106 1161 356 SH SOLE None 0 0 356 American Express Co COM 025816109 11 58 SH SOLE None 0 0 58 Amgen Inc COM 031162100 2 8 SH SOLE None 0 0 8 Apple Inc. COM 037833100 1567 8973 SH SOLE None 0 0 8973 Archer Daniels COM 039483102 20 220 SH SOLE None 0 0 220 Arrow Electronics COM 042735100 18 154 SH SOLE None 0 0 154 Asml Holding N V N Y N Y REGISTRY SHS N07059210 3 5 SH SOLE None 0 0 5 AT&T Inc COM 00206R102 9 394 SH SOLE None 0 0 394 Axalta Coating COM G0750C108 8 345 SH SOLE None 0 0 345 Bank of America Corp. COM 060505104 24 583 SH SOLE None 0 0 583 BCE, Inc. COM NEW 05534B760 10 181 SH SOLE None 0 0 181 Beachbody Co. Inc. COM CL A 073463101 0 100 SH SOLE None 0 0 100 Berkshire Hathaway Class B CL B NEW 084670702 124 350 SH SOLE None 0 0 350 Biogen Inc COM 09062X103 1 5 SH SOLE None 0 0 5 BlackRock Inc Com COM 09247X101 7 9 SH SOLE None 0 0 9 Boeing Co. COM 097023105 4 23 SH SOLE None 0 0 23 Borg Warner Inc Com COM 099724106 7 181 SH SOLE None 0 0 181 Bristol-Myers Squibb COM 110122108 14 186 SH SOLE None 0 0 186 Broadridge Financial COM 11133T103 9 60 SH SOLE None 0 0 60 Canadian Natl RY Co COM 136375102 12 93 SH SOLE None 0 0 93 Celsius Holdings, Inc. COM NEW 15118V207 1 19 SH SOLE None 0 0 19 Chevron Corp New Com COM 166764100 19 115 SH SOLE None 0 0 115 Chubb Limited Com COM H1467J104 29 134 SH SOLE None 0 0 134 Cisco Systems Inc COM 17275R102 30 545 SH SOLE None 0 0 545 Citigroup Inc COM NEW 172967424 7 132 SH SOLE None 0 0 132 Coinbase Global Inc. COM CL A 19260Q107 2348 12369 SH SOLE None 0 0 12369 Comcast Corp New CL A 20030N101 12 246 SH SOLE None 0 0 246 Communication Services Select Sector SPDR ETF COMMUNICATION 81369Y852 115 1667 SH SOLE None 0 0 1667 Conocophillips Com COM 20825C104 39 392 SH SOLE None 0 0 392 Consumer Staples Select Sector SPDR ETF SBI CONS STPLS 81369Y308 48 634 SH SOLE None 0 0 634 Costco Wholesale COM 22160K105 14 25 SH SOLE None 0 0 25 CVS Health COM 126650100 12 120 SH SOLE None 0 0 120 Deere & Company COM 244199105 8 19 SH SOLE None 0 0 19 Devon Energy Corp COM 25179M103 24 400 SH SOLE None 0 0 400 DFA Emerging Core Equity Market ETF EMGR CRE EQT MNG 25434V302 1392 53042 SH SOLE None 0 0 53042 DFA US Core Equity 2 ETF US CORE EQUITY 2 25434V708 464 16841 SH SOLE None 0 0 16841 Dimensional Intl Value ETF INTERNATNAL VAL 25434V807 193 5775 SH SOLE None 0 0 5775 DR Horton Inc. COM 23331A109 22 298 SH SOLE None 0 0 298 eBay Inc COM 278642103 4 64 SH SOLE None 0 0 64 Energy Select Sector SPDR ETF ENERGY 81369Y506 46 596 SH SOLE None 0 0 596 Financial Select Sector SPDR FINANCIAL 81369Y605 206 5367 SH SOLE None 0 0 5367 First Trust NASDAQ Cybersecurity ETF NASDAQ CYB ETF 33734X846 4 75 SH SOLE None 0 0 75 FlexShares Global Upstream Resources ETF MORNSTAR UPSTR 33939L407 1909 40774 SH SOLE None 0 0 40774 Ford Motor Co. COM 345370860 385 22745 SH SOLE None 0 0 22745 Generac HLDGS Inc COM 368736104 6 20 SH SOLE None 0 0 20 General Dynamics COM 369550108 13 53 SH SOLE None 0 0 53 General Electric Co COM NEW 369604301 1 12 SH SOLE None 0 0 12 General Motors Company COM 37045V100 137 3126 SH SOLE None 0 0 3126 Global X US Infrastructure Dev ETF US INFR DEV ETF 37954Y673 8 275 SH SOLE None 0 0 275 Goldman Sachs ActiveBeta US Large Cap ETF ACTIVEBETA US LG 381430503 89 999 SH SOLE None 0 0 999 GraniteShares Gold Trust ETF SHS BEN INT 38748G101 79 4111 SH SOLE None 0 0 4111 Healthcare Select Sector SPDR SBI HEALTHCARE 81369Y209 221 1614 SH SOLE None 0 0 1614 Home Depot Inc. COM 437076102 55 185 SH SOLE None 0 0 185 Honeywell COM 438516106 8 43 SH SOLE None 0 0 43 Industrial Select Sector SPDR ETF SBI INT-INDS 81369Y704 126 1225 SH SOLE None 0 0 1225 Intel Corp Com COM 458140100 10 203 SH SOLE None 0 0 203 InterContinental Exchange Inc COM 45866F104 30 226 SH SOLE None 0 0 226 International Business Machines COM 459200101 76 587 SH SOLE None 0 0 587 Invesco FTSE RAFI US 1500 Small-Mid ETF FTSE RAFI 1500 46137V597 91 500 SH SOLE None 0 0 500 Invesco S&P 500 Low Volatility ETF S&P500 LOW VOL 46138E354 13 200 SH SOLE None 0 0 200 Invesco WilderHill Clean Energy ETF WILDERHIL CLAN 46137V134 28 429 SH SOLE None 0 0 429 IQ Hedge Multi-Strategy Tracker ETF HEDGE MLTI ETF 45409B107 83 2680 SH SOLE None 0 0 2680 iShares Commodities Select Strategy ETF GSCI CMDTY STGY 46431W853 907 22639 SH SOLE None 0 0 22639 iShares Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 254 3659 SH SOLE None 0 0 3659 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 163 2941 SH SOLE None 0 0 2941 iShares Core MSCI Int'l Developed Markets ETF CORE MSCI INTL 46435G326 557 8761 SH SOLE None 0 0 8761 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 95 209 SH SOLE None 0 0 209 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 13 50 SH SOLE None 0 0 50 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 8 75 SH SOLE None 0 0 75 iShares Core US Aggregate Bond ETF CORE US AGGBD ET 464287226 245 2287 SH SOLE None 0 0 2287 iShares Edge MSCI Min Vol Global ETF MSCI GBL MIN VOL 464286525 344 3282 SH SOLE None 0 0 3282 iShares ESG MSCI EM ETF ESG AWR MSCI EM 46434G863 888 24181 SH SOLE None 0 0 24181 iShares Gold Trust ISHARES NEW 464285204 1026 27850 SH SOLE None 0 0 27850 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 10 135 SH SOLE None 0 0 135 iShares MSCI Emerging Markets ETF MSCI EMG MKT ETF 464287234 5 115 SH SOLE None 0 0 115 iShares MSCI Emerging Markets Min Vol Factor ETF MSCI EMERG MRKT 464286533 334 5477 SH SOLE None 0 0 5477 iShares MSCI Intl Small-Cap Multifactor ETF MSCI INTL SML CP 46434V266 50 1467 SH SOLE None 0 0 1467 iShares MSCI Japan ETF MSCI JPN ETF NEW 46434G822 72 1165 SH SOLE None 0 0 1165 iShares Nasdaq Biotechnology ETF ISHARES BIOTECH 464287556 3 25 SH SOLE None 0 0 25 iShares Russell Mid-Cap Growth ETF RUS MD CP GR ETF 464287481 110 1090 SH SOLE None 0 0 1090 iShares Russell Mid-Cap Value ETF RUS MDCP VAL ETF 464287473 131 1098 SH SOLE None 0 0 1098 iShares S&P Small-Cap 600 Growth ETF S&P SML 600 GWT 464287887 61 487 SH SOLE None 0 0 487 iShares S&P Small-Cap 600 Value SP SMCP600VL ETF 464287879 76 743 SH SOLE None 0 0 743 iShares TIPS Bond ETF TIPS BD ETF 464287176 60 478 SH SOLE None 0 0 478 Jacobs Engr Group COM 469814107 12 85 SH SOLE None 0 0 85 Johnson & Johnson COM 478160104 32 180 SH SOLE None 0 0 180 JPMorgan BetaBuilders Canada ETF BETABUILDERS CDA 46641Q225 179 2555 SH SOLE None 0 0 2555 JPMorgan Chase & Co. COM 46625H100 39 288 SH SOLE None 0 0 288 L3 Harris Technologies COM 502431109 9 35 SH SOLE None 0 0 35 Linde PLC Com SHS G5494J103 10 30 SH SOLE None 0 0 30 Lowes Companies Inc COM 548661107 13 62 SH SOLE None 0 0 62 Madden Steven Ltd COM 556269108 13 341 SH SOLE None 0 0 341 Marsh & McLennan Companies, Inc. COM 571748102 49 289 SH SOLE None 0 0 289 Mastercard Inc CL A CL A 57636Q104 11 30 SH SOLE None 0 0 30 Materials Select Sector SPDR ETF SBI MATERIALS 81369Y100 41 465 SH SOLE None 0 0 465 Medtronic PLC SHS G5960L103 14 122 SH SOLE None 0 0 122 Merck & Co Inc COM 58933Y105 12 150 SH SOLE None 0 0 150 Meta Platforms Inc. CL A 30303M102 33 147 SH SOLE None 0 0 147 Microsoft Corp. COM 594918104 134 435 SH SOLE None 0 0 435 Mondelez Intl Inc CL A 609207105 15 235 SH SOLE None 0 0 235 Morgan Stanley Com COM NEW 617446448 33 381 SH SOLE None 0 0 381 Netflix Inc. COM 64110L106 153 409 SH SOLE None 0 0 409 Nextera Energy Inc COM 65339F101 11 125 SH SOLE None 0 0 125 Nike Inc. B CL B 654106103 4 32 SH SOLE None 0 0 32 Novartis A G SPONSORED ADR 66987V109 10 109 SH SOLE None 0 0 109 Nvidia Corp COM 67066G104 7 25 SH SOLE None 0 0 25 Occidental Pete Corp COM 674599105 23 400 SH SOLE None 0 0 400 Oracle Corp. COM 68389X105 14 166 SH SOLE None 0 0 166 Packaging Corp Of COM 695156109 11 72 SH SOLE None 0 0 72 Palo Alto Networks COM 697435105 15 24 SH SOLE None 0 0 24 Paypal Holdings Inc COM 70450Y103 3 25 SH SOLE None 0 0 25 Pepsico Inc. COM 713448108 54 322 SH SOLE None 0 0 322 Petco Health And COM 71601V105 10 520 SH SOLE None 0 0 520 Pfizer Inc COM 717081103 34 659 SH SOLE None 0 0 659 PIMCO 15 Year US TIPS ETF 15+ YR US TIPS 72201R304 508 6158 SH SOLE None 0 0 6158 PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 72201R833 41 409 SH SOLE None 0 0 409 Procter And Gamble COM 742718109 1 8 SH SOLE None 0 0 8 Qualcomm Inc COM 747525103 15 95 SH SOLE None 0 0 95 Raytheon Technologies COM 75513E101 12 124 SH SOLE None 0 0 124 Real Estate Select Sector SPDR RL EST SEL SEC 81369Y860 41 845 SH SOLE None 0 0 845 Rio Tinto ADR Each SPONSORED ADR 767204100 12 137 SH SOLE None 0 0 137 Rockwell Automation COM 773903109 7 25 SH SOLE None 0 0 25 RPAR Risk Parity ETF RPAR RISK PARI 886364603 140534 5939710 SH SOLE None 0 0 5939710 S&P Global Inc Com COM 78409V104 12 30 SH SOLE None 0 0 30 Schlumberger Limited COM STK 806857108 12 290 SH SOLE None 0 0 290 Schwab US Large Cap ETF US LRG CAP ETF 808524201 215 4000 SH SOLE None 0 0 4000 Schwab US TIPS ETF US TIPS ETF 808524870 6615 108967 SH SOLE None 0 0 108967 SELECT SECTOR SPDR ETF SBI CONS DISCR 81369Y407 147 795 SH SOLE None 0 0 795 Sensata Technologies Holding PLC SHS G8060N102 8 158 SH SOLE None 0 0 158 Shopify Inc. CL A 82509L107 611 904 SH SOLE None 0 0 904 Signature BK New COM 82669G104 18 60 SH SOLE None 0 0 60 Skyworks Solutions COM 83088M102 7 51 SH SOLE None 0 0 51 SPDR Bloomberg Barclays Convert Sec ETF BLOOMBERG CONV 78464A359 81 1049 SH SOLE None 0 0 1049 SPDR Dow Jones Industrial Average ETF UT SER 1 78467X109 17 50 SH SOLE None 0 0 50 SPDR Gold MiniShares SPDR GLD MINIS 98149E303 3958 102873 SH SOLE None 0 0 102873 SPDR Gold Shares GOLD SHS 78463V107 38 209 SH SOLE None 0 0 209 SPDR S&P 500 ETF TR UNIT 78462F103 29 65 SH SOLE None 0 0 65 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 9 125 SH SOLE None 0 0 125 Starbucks Corp. COM 855244109 8 90 SH SOLE None 0 0 90 Taiwan Semiconductor SPONSORED ADS 874039100 7 66 SH SOLE None 0 0 66 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 378 2379 SH SOLE None 0 0 2379 Tesla Inc. COM 88160R101 31 29 SH SOLE None 0 0 29 Texas Instruments COM 882508104 14 77 SH SOLE None 0 0 77 Thermo Fisher COM 883556102 28 47 SH SOLE None 0 0 47 Total SA Sponsored ADR SPONSORED ADS 89151E109 40 771 SH SOLE None 0 0 771 Toyota Motor Corp. ADS 892331307 35 192 SH SOLE None 0 0 192 Truist Financial Corp COM 89832Q109 10 170 SH SOLE None 0 0 170 Twist Bioscience Corp COM 90184D100 35 705 SH SOLE None 0 0 705 UBS Group AG SHS H42097107 14 705 SH SOLE None 0 0 705 Ulta Beauty Inc COM 90384S303 30 75 SH SOLE None 0 0 75 Unilever PLC Spon SPON ADR NEW 904767704 13 276 SH SOLE None 0 0 276 United Parcel SVC CL B 911312106 3 12 SH SOLE None 0 0 12 UnitedHealth Group Inc. COM 91324P102 247 484 SH SOLE None 0 0 484 UPAR Ultra Risk Parity ETF UPAR ULTRA RISK 886364595 13743 733748 SH SOLE None 0 0 733748 USD PSHS ULT SEMICDT 74347R669 21518 21518021 SH SOLE None 0 0 21518021 Utilities Select Sector SPDR ETF SBI INT-UTILS 81369Y886 35 476 SH SOLE None 0 0 476 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 7943 48985 SH SOLE None 0 0 48985 Vanguard ESG International Stock ETF ESG INTL STK ETF 921910725 609 10652 SH SOLE None 0 0 10652 Vanguard ESG US Stock ETF ESG US STK ETF 921910733 1601 19745 SH SOLE None 0 0 19745 Vanguard Extended Duration Treasury ETF EXTENDED DUR 921910709 894 7341 SH SOLE None 0 0 7341 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 4629 96366 SH SOLE None 0 0 96366 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 4006 86831 SH SOLE None 0 0 86831 Vanguard FTSE Europe FTSE EUROPE ETF 922042874 120 1925 SH SOLE None 0 0 1925 Vanguard FTSE Pacific FTSE PACIFIC ETF 922042866 121 1633 SH SOLE None 0 0 1633 Vanguard Information Technology ETF INF TECH ETF 92204A702 8 20 SH SOLE None 0 0 20 Vanguard Intermediate-Term Treasury ETF INTER TERM TREAS 92206C706 106 1682 SH SOLE None 0 0 1682 Vanguard Mid Cap Index ETF MID CAP ETF 922908629 31 130 SH SOLE None 0 0 130 Vanguard Real Estate Index Fund ETF REAL ESTATE ETF 922908553 973 8980 SH SOLE None 0 0 8980 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 188 2406 SH SOLE None 0 0 2406 Vanguard Small-Cap ETF SMALL CP ETF 922908751 94 440 SH SOLE None 0 0 440 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 9641 42346 SH SOLE None 0 0 42346 Vanguard Value Index ETF VALUE ETF 922908744 201 1359 SH SOLE None 0 0 1359 Visa Inc A COM CL A 92826C839 94 424 SH SOLE None 0 0 424 WalMart Inc COM 931142103 15 100 SH SOLE None 0 0 100 Walt Disney Co COM 254687106 45 331 SH SOLE None 0 0 331 Xtrackers MSCI EAFE Hedged Equity XTRACK MSCI EAFE 233051200 47 1234 SH SOLE None 0 0 1234 Zillow Group Inc. Cl C CL C CAP STK 98954M200 2 50 SH SOLE None 0 0 50