Chief Compliance Officer

0001606587-22-000420.txt : 20220209 0001606587-22-000420.hdr.sgml : 20220209 20220209092955 ACCESSION NUMBER: 0001606587-22-000420 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220209 DATE AS OF CHANGE: 20220209 EFFECTIVENESS DATE: 20220209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC CENTRAL INDEX KEY: 0001802867 IRS NUMBER: 472330987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19860 FILM NUMBER: 22604518 BUSINESS ADDRESS: STREET 1: 10635 SANTA MONICA BOULEVARD STREET 2: SUITE 240 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 4242833802 MAIL ADDRESS: STREET 1: 10635 SANTA MONICA BOULEVARD STREET 2: SUITE 240 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802867 XXXXXXXX 12-31-2021 12-31-2021 false ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC

10635 SANTA MONICA BOULEVARD SUITE 240 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19860 N Dan Kelso Chief Compliance Officer 424-372-1775 Dan Kelso Los Angeles CA 02-09-2022 0 193 274838 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Abbott Laboratories COM 002824100 10 75 SH SOLE None 0 0 75 Aberdeen Standard Physical Silver ETF PHYSCL SILVR SHS 003264108 22 987 SH SOLE None 0 0 987 Accenture PLC A SHS CLASS A G1151C101 184 445 SH SOLE None 0 0 445 Activision Blizzard COM 00507V109 6 100 SH SOLE None 0 0 100 Advanced Micro COM 007903107 59 415 SH SOLE None 0 0 415 Alibaba Group SPONSORED ADS 01609W102 1 10 SH SOLE None 0 0 10 Alphabet Inc Class A CAP STK CL A 02079K305 353 122 SH SOLE None 0 0 122 Alphabet Inc. Cl C CAP STK CL C 02079K107 1021 353 SH SOLE None 0 0 353 Amazon.com Inc. COM 023135106 1313 394 SH SOLE None 0 0 394 American Tower Corp COM 03027X100 17 60 SH SOLE None 0 0 60 Amgen Inc COM 031162100 1 8 SH SOLE None 0 0 8 Appian Corp CL A CL A 03782L101 176 2700 SH SOLE None 0 0 2700 Apple Inc COM 037833100 1907 10740 SH SOLE None 0 0 10740 ARK AutoTechnology & Robotics ETF AUTNMUS TECHNLGY 00214Q203 11 150 SH SOLE None 0 0 150 ARK Innovation ETF INNOVATION ETF 00214Q104 841 8900 SH SOLE None 0 0 8900 ARK Next Generation Internet ETF NEXT GNRTN INTER 00214Q401 11 100 SH SOLE None 0 0 100 Barclays Bank PLC IPTH SR B S&P 06747R477 0 0 SH SOLE None 0 0 0 Barrick Gold Corp COM 067901108 855 45000 SH SOLE None 0 0 45000 BCE, Inc. COM NEW 05534B760 31 592 SH SOLE None 0 0 592 Beachbody Co Inc COM CL A 073463101 0 100 SH SOLE None 0 0 100 Berkshire Hathaway Class A CL A 084670108 450 1 SH SOLE None 0 0 1 Berkshire Hathaway Class B CL B NEW 084670702 104 350 SH SOLE None 0 0 350 Biogen Inc COM 09062X103 6 25 SH SOLE None 0 0 25 BlackRock Inc Com COM 09247X101 8 9 SH SOLE None 0 0 9 Boeing Co Com COM 097023105 6 30 SH SOLE None 0 0 30 Broadcom Inc COM 11135F101 13 20 SH SOLE None 0 0 20 Brookfield Asset Management Inc CL A LTD VT SH 112585104 1505 24935 SH SOLE None 0 0 24935 Chewy Inc CL A CL A 16679L109 5 100 SH SOLE None 0 0 100 Chipotle Mexican COM 169656105 17 10 SH SOLE None 0 0 10 Cisco Systems Inc COM 17275R102 5 82 SH SOLE None 0 0 82 Clorox Co Com COM 189054109 6 35 SH SOLE None 0 0 35 Coinbase Global Inc. COM CL A 19260Q107 4161 16491 SH SOLE None 0 0 16491 Compass Pathways PLC SPONSORED ADS 20451W101 110 5000 SH SOLE None 0 0 5000 Conocophillips Com COM 20825C104 10 150 SH SOLE None 0 0 150 Costco Wholesale COM 22160K105 17 30 SH SOLE None 0 0 30 Crowdstrike Holdings Inc CL A 22788C105 7 35 SH SOLE None 0 0 35 CVS Health COM 126650100 10 105 SH SOLE None 0 0 105 Deere & Company COM 244199105 6 19 SH SOLE None 0 0 19 Devon Energy Corp COM 25179M103 17 400 SH SOLE None 0 0 400 Dexcom Inc COM 252131107 8 15 SH SOLE None 0 0 15 DFA Emerging Core Equity Market ETF EMGR CRE EQT MNG 25434V302 430 15740 SH SOLE None 0 0 15740 DFA Int Core Equity Market ETF INTL CORE EQT MK 25434V203 42 1449 SH SOLE None 0 0 1449 DFA US Core Equity 2 ETF US CORE EQUITY 2 25434V708 487 16841 SH SOLE None 0 0 16841 DFA US Equity ETF US EQUITY ETF 25434V401 46 892 SH SOLE None 0 0 892 Docusign Inc Com COM 256163106 156 1025 SH SOLE None 0 0 1025 Dollar General Corp. COM 256677105 11 50 SH SOLE None 0 0 50 DR Horton Inc Com COM 23331A109 32 298 SH SOLE None 0 0 298 eBay Inc COM 278642103 4 64 SH SOLE None 0 0 64 Edwards Lifesciences COM 28176E108 9 75 SH SOLE None 0 0 75 Eli Lilly And Co COM 532457108 11 40 SH SOLE None 0 0 40 Eog Resources Inc COM 26875P101 1 20 SH SOLE None 0 0 20 Etsy Inc Com COM 29786A106 4 20 SH SOLE None 0 0 20 Facebook Inc A CL A 30303M102 94 280 SH SOLE None 0 0 280 Fastly Inc CL A 31188V100 354 10000 SH SOLE None 0 0 10000 Fedex Corp Com COM 31428X106 10 40 SH SOLE None 0 0 40 First Republic Bank COM 33616C100 5 25 SH SOLE None 0 0 25 First Trust NASDAQ Clean Edge Green Energy NAS CLNEDG GREEN 33733E500 11 175 SH SOLE None 0 0 175 First Trust NYSE Arca Biotech ETF NY ARCA BIOTECH 33733E203 12 75 SH SOLE None 0 0 75 First Trust Value Line Div Index ETF SHS 33734H106 6 150 SH SOLE None 0 0 150 FlexShares Global Upstream Resources ETF MORNSTAR UPSTR 33939L407 1466 37127 SH SOLE None 0 0 37127 Ford COM 345370860 462 22250 SH SOLE None 0 0 22250 General Dynamics COM 369550108 2 10 SH SOLE None 0 0 10 General Motors Company COM 37045V100 252 4300 SH SOLE None 0 0 4300 Goldman Sachs ActiveBeta US Large Cap ETF ACTIVEBETA US LG 381430503 95 999 SH SOLE None 0 0 999 GraniteShares Gold Trust ETF SHS BEN INT 38748G101 74 4111 SH SOLE None 0 0 4111 Home Depot Inc COM 437076102 135 327 SH SOLE None 0 0 327 Honeywell COM 438516106 8 43 SH SOLE None 0 0 43 Idexx Laboratories COM 45168D104 9 15 SH SOLE None 0 0 15 Intel Corp Com COM 458140100 15 303 SH SOLE None 0 0 303 InterContinental Exchange Inc COM 45866F104 47 344 SH SOLE None 0 0 344 International Business Machines COM 459200101 78 587 SH SOLE None 0 0 587 Intuitive Surgical COM NEW 46120E602 16 45 SH SOLE None 0 0 45 Invesco Dynamic Oil & Gas Services ETF DYNMC OIL GAS 46137V670 10 3250 SH SOLE None 0 0 3250 Invesco FTSE RAFI US 1500 Small-Mid ETF FTSE RAFI 1500 46137V597 95 500 SH SOLE None 0 0 500 Invesco S&P 500 Low Volatility ETF S&P500 LOW VOL 46138E354 13 200 SH SOLE None 0 0 200 Invesco Water Resources ETF WATER RES ETF 46137V142 10 175 SH SOLE None 0 0 175 IQ Hedge Multi-Strategy Tracker ETF HEDGE MLTI ETF 45409B107 7 250 SH SOLE None 0 0 250 iShares 1-3 Year Treasury Bond ETF 1 3 YR TREAS BD 464287457 128 1500 SH SOLE None 0 0 1500 iShares 3-7 Year Treasury Bond ETF 3 7 YR TREAS BD 464288661 115 900 SH SOLE None 0 0 900 iShares Commodities Select Strategy ETF GSCI CMDTY STGY 46431W853 699 22639 SH SOLE None 0 0 22639 iShares Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 50 670 SH SOLE None 0 0 670 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 10 172 SH SOLE None 0 0 172 iShares Core MSCI Int'l Developed Markets ETF CORE MSCI INTL 46435G326 653 9654 SH SOLE None 0 0 9654 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 99 209 SH SOLE None 0 0 209 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 14 50 SH SOLE None 0 0 50 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 8 75 SH SOLE None 0 0 75 iShares Core US Aggregate Bond ETF CORE US AGGBD ET 464287226 164 1442 SH SOLE None 0 0 1442 iShares Edge MSCI Min Vol Global ETF MSCI GBL MIN VOL 464286525 393 3631 SH SOLE None 0 0 3631 iShares Gold Trust ISHARES NEW 464285204 965 27750 SH SOLE None 0 0 27750 iShares iBoxx $ Investment Grade Corp.Bond ETF IBOXX INV CP ETF 464287242 165 1250 SH SOLE None 0 0 1250 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 36 460 SH SOLE None 0 0 460 iShares MSCI Emerging Markets ETF MSCI EMG MKT ETF 464287234 5 115 SH SOLE None 0 0 115 iShares MSCI Emerging Markets Min Vol Factor ETF MSCI EMERG MRKT 464286533 378 6022 SH SOLE None 0 0 6022 iShares MSCI Intl Small-Cap Multifactor ETF MSCI INTL SML CP 46434V266 53 1467 SH SOLE None 0 0 1467 iShares MSCI Israel ETF MSCI ISRAEL ETF 464286632 303 3896 SH SOLE None 0 0 3896 iShares MSCI Singapore ETF MSCI SINGPOR ETF 46434G780 204 9200 SH SOLE None 0 0 9200 iShares MSCI South Korea ETF MSCI STH KOR ETF 464286772 221 2850 SH SOLE None 0 0 2850 iShares National Muni Bond ETF NATIONAL MUN ETF 464288414 15116 130000 SH SOLE None 0 0 130000 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 13 45 SH SOLE None 0 0 45 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 108 487 SH SOLE None 0 0 487 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 210 2533 SH SOLE None 0 0 2533 iShares S&P 100 ETF S&P 100 ETF 464287101 182 834 SH SOLE None 0 0 834 Johnson & Johnson COM 478160104 10 60 SH SOLE None 0 0 60 JPMorgan BetaBuilders Canada ETF BETABUILDERS CDA 46641Q225 521 7755 SH SOLE None 0 0 7755 JPMorgan BetaBuilders Japan ETF BETABULDRS JAPAN 46641Q217 115 2100 SH SOLE None 0 0 2100 JPMorgan Chase & Co. COM 46625H100 20 132 SH SOLE None 0 0 132 JPMorgan Diversified EM Equity ETF DIV RTN EM EQT 46641Q308 1107 19501 SH SOLE None 0 0 19501 JPMorgan Equity Premium Income ETF EQUITY PREMIUM 46641Q332 143 2261 SH SOLE None 0 0 2261 Kyndryl Holdings Inc COMMON STOCK 50155Q100 2 117 SH SOLE None 0 0 117 Lululemon Athletica COM 550021109 13 35 SH SOLE None 0 0 35 Madden Steven LTD COM 556269108 15 341 SH SOLE None 0 0 341 Marsh &mclennan COM 571748102 104 602 SH SOLE None 0 0 602 Mastercard Inc CL A CL A 57636Q104 8 25 SH SOLE None 0 0 25 McDonalds Corp COM 580135101 125 468 SH SOLE None 0 0 468 Micron Technology COM 595112103 4 50 SH SOLE None 0 0 50 Microsoft Corp COM 594918104 223 664 SH SOLE None 0 0 664 Moderna Inc COM 60770K107 19 75 SH SOLE None 0 0 75 Netflix Inc COM 64110L106 45 75 SH SOLE None 0 0 75 Newmont Goldcorp COM 651639106 659 10636 SH SOLE None 0 0 10636 Nextera Energy Inc COM 65339F101 95 1020 SH SOLE None 0 0 1020 Nike Inc B CL B 654106103 147 882 SH SOLE None 0 0 882 Nio Inc Spon Ads SPON ADS 62914V106 6 200 SH SOLE None 0 0 200 Nuveen NY AMT-Free Quality Muni Income COM 670656107 800 58030 SH SOLE None 0 0 58030 Nvidia Corp COM 67066G104 29 100 SH SOLE None 0 0 100 Occidental Pete Corp COM 674599105 11 400 SH SOLE None 0 0 400 Paypal Holdings Inc COM 70450Y103 10 55 SH SOLE None 0 0 55 Peloton Interactive CL A COM 70614W100 1 55 SH SOLE None 0 0 55 Pepsico Inc COM 713448108 127 729 SH SOLE None 0 0 729 Pfizer Inc COM 717081103 8 150 SH SOLE None 0 0 150 PIMCO 15 Year US TIPS ETF 15+ YR US TIPS 72201R304 663 7230 SH SOLE None 0 0 7230 Pinterest Inc CL A CL A 72352L106 3 100 SH SOLE None 0 0 100 PNC Financial COM 693475105 106 532 SH SOLE None 0 0 532 Procter And Gamble COM 742718109 1 8 SH SOLE None 0 0 8 Regeneron COM 75886F107 18 30 SH SOLE None 0 0 30 Ringcentral Inc A CL A 76680R206 4 25 SH SOLE None 0 0 25 Rio Tinto ADR Each SPONSORED ADR 767204100 9 137 SH SOLE None 0 0 137 RPAR Risk Parity ETF RPAR RISK PARI 886364603 153794 6132163 SH SOLE None 0 0 6132163 Salesforce.Com Inc COM 79466L302 15 60 SH SOLE None 0 0 60 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 167 2073 SH SOLE None 0 0 2073 Schwab US Large Cap ETF US LRG CAP ETF 808524201 227 2000 SH SOLE None 0 0 2000 Schwab US TIPS ETF US TIPS ETF 808524870 4289 68204 SH SOLE None 0 0 68204 SEA LTD ADR SPONSORD ADS 81141R100 11 50 SH SOLE None 0 0 50 Servicenow Inc Com COM 81762P102 9 15 SH SOLE None 0 0 15 Sherwin Williams Co COM 824348106 100 284 SH SOLE None 0 0 284 Shopify Inc CL A 82509L107 683 496 SH SOLE None 0 0 496 Signature BK New COM 82669G104 19 60 SH SOLE None 0 0 60 Southwest Airlns Co COM 844741108 9 225 SH SOLE None 0 0 225 SPDR Blmbg Barclays 1-3M T-Bill ETF BLOOMBERG 1-3 MO 78468R663 24 273 SH SOLE None 0 0 273 SPDR Dow Jones Industrial Average ETF UT SER 1 78467X109 18 50 SH SOLE None 0 0 50 SPDR EURO Stock 50 ETF EURO STOXX 50 78463X202 65 1396 SH SOLE None 0 0 1396 SPDR FTSE Int Govt Inflation-Protected Bond FTSE INT GVT ETF 78464A490 538 10000 SH SOLE None 0 0 10000 SPDR Gold MiniShares SPDR GLD MINIS 98149E204 6537 359572 SH SOLE None 0 0 359572 SPDR Gold Shares GOLD SHS 78463V107 35 209 SH SOLE None 0 0 209 SPDR Long Term Treasury ETF PORTFOLIO LN TSR 78464A664 414 9836 SH SOLE None 0 0 9836 SPDR Portfolio Developed ex-US ETF PORTFOLIO DEVLPD 78463X889 555 15236 SH SOLE None 0 0 15236 SPDR Portfolio Emerging Markets ETF PORTFOLIO EMG MK 78463X509 814 19637 SH SOLE None 0 0 19637 SPDR S&P 500 ETF TR UNIT 78462F103 30 65 SH SOLE None 0 0 65 Spotify Technology SHS L8681T102 5 25 SH SOLE None 0 0 25 Square Inc A CL A 852234103 161 1000 SH SOLE None 0 0 1000 Tandem Diabetes Care COM NEW 875372203 15 100 SH SOLE None 0 0 100 Tesla Inc COM 88160R101 47 45 SH SOLE None 0 0 45 Texas Instruments COM 882508104 161 855 SH SOLE None 0 0 855 Thermo Fisher COM 883556102 10 15 SH SOLE None 0 0 15 Total SA Sponsored ADR SPONSORED ADS 89151E109 64 1276 SH SOLE None 0 0 1276 Toyota Motor Corp ADS 892331307 69 377 SH SOLE None 0 0 377 UBS GROUP SHS H42097107 32 1817 SH SOLE None 0 0 1817 Ulta Beauty Inc COM 90384S303 20 50 SH SOLE None 0 0 50 United Parcel SVC CL B 911312106 2 12 SH SOLE None 0 0 12 Unitedhealth Group COM 91324P102 179 358 SH SOLE None 0 0 358 USD PSHS ULT SEMICDT 74347R669 31599 31599431 SH SOLE None 0 0 31599431 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 8703 50673 SH SOLE None 0 0 50673 Vanguard Extended Duration ETF EXTENDED DUR 921910709 1012 7233 SH SOLE None 0 0 7233 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 4756 93154 SH SOLE None 0 0 93154 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 4117 83245 SH SOLE None 0 0 83245 Vanguard FTSE Pacific FTSE PACIFIC ETF 922042866 127 1632 SH SOLE None 0 0 1632 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 0 1 SH SOLE None 0 0 1 Vanguard Information Technology ETF INF TECH ETF 92204A702 9 20 SH SOLE None 0 0 20 Vanguard Mid Cap Index ETF MID CAP ETF 922908629 53 210 SH SOLE None 0 0 210 Vanguard Real Estate Index Fund ETF REAL ESTATE ETF 922908553 1041 8980 SH SOLE None 0 0 8980 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 185 426 SH SOLE None 0 0 426 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 206 2541 SH SOLE None 0 0 2541 Vanguard Small-Cap ETF SMALL CP ETF 922908751 99 440 SH SOLE None 0 0 440 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 9811 40637 SH SOLE None 0 0 40637 Verizon COM 92343V104 509 9813 SH SOLE None 0 0 9813 Viatris Inc COM 92556V106 2 200 SH SOLE None 0 0 200 Visa Inc A COM CL A 92826C839 99 459 SH SOLE None 0 0 459 Walt Disney Co COM 254687106 36 238 SH SOLE None 0 0 238 Wix.Com LTD Com SHS M98068105 6 40 SH SOLE None 0 0 40 Workday Inc CL A CL A 98138H101 8 30 SH SOLE None 0 0 30 Xtrackers MSCI EAFE Hedged Equity XTRACK MSCI EAFE 233051200 48 1234 SH SOLE None 0 0 1234 Zillow Group Inc CL CL C CAP STK 98954M200 3 50 SH SOLE None 0 0 50 Zoom Video CL A 98980L101 8 45 SH SOLE None 0 0 45 Zscaler Inc Com COM 98980G102 11 35 SH SOLE None 0 0 35