0001140361-24-000455.txt : 20240103
0001140361-24-000455.hdr.sgml : 20240103
20240103163102
ACCESSION NUMBER: 0001140361-24-000455
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231229
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Giuliani Mario Germano
CENTRAL INDEX KEY: 0001814882
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 24507068
MAIL ADDRESS:
STREET 1: C/O GISEV FAMILY OFFICE SA
STREET 2: CONTRADA DI SASSELLO 2
CITY: LUGANO
STATE: V8
ZIP: 6900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Avara Management Ltd
CENTRAL INDEX KEY: 0001814934
ORGANIZATION NAME:
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 24507069
BUSINESS ADDRESS:
STREET 1: C/O GISEV FAMILY OFFICE SA
STREET 2: CONTRADA DI SASSELLO 2
CITY: LUGANO
STATE: V8
ZIP: 6900
BUSINESS PHONE: 41919732890
MAIL ADDRESS:
STREET 1: C/O GISEV FAMILY OFFICE SA
STREET 2: CONTRADA DI SASSELLO 2
CITY: LUGANO
STATE: V8
ZIP: 6900
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Royalty Pharma plc
CENTRAL INDEX KEY: 0001802768
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-0200
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form4.xml
FORM 4
X0508
4
2023-12-29
0001802768
Royalty Pharma plc
RPRX
0001814934
Avara Management Ltd
C/O GISEV (SUISSE) SA, VIA NASSA 11
LUGANO
V8
6900
SWITZERLAND
true
0001814882
Giuliani Mario Germano
C/O GISEV FAMILY OFFICE SA
VIA NASSA 11
LUGANO
V8
6900
SWITZERLAND
true
true
false
Class A Ordinary Shares
2023-12-29
4
S
0
65803
28.0444
D
2477520
I
See Footnotes
Class A Ordinary Shares
7795072
I
See Footnotes
Class A Ordinary Shares
22225000
I
See Footnotes
Class A Ordinary Shares
50000
I
See Footnotes
Class A Ordinary Shares
7747
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.105 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Reflects securities held directly by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani.
The Reporting Person may be deemed to beneficially own the securities reported herein directly or indirectly controlled by him, but such Reporting Person (other than the direct holder to the extent of his direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein or is subject to Section 16.
Reflects securities held directly by Skyeline Management Ltd. Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani.
Reflects securities held directly by MGG Strategic SICAF SIF S.A. - MGG Strategic, a Luxembourg company ("MGG Strategic"). MGG Strategic is a sub-fund managed and administered by MGG Strategic SICAF SIF S.A. ("MGG SICAF"). A board of directors consisting of M. Germano Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by MGG SICAF. Each member of the board disclaims beneficial ownership over such shares. MGG SICAF is owned by the MGG Trust of which M. Germano Giuliani is the beneficiary. The MGG Trust is the 100% economic owner of the shares held by MGG Strategic. M. Germano Giuliani disclaims beneficial ownership over the shares beneficially owned by MGG Strategic. The trustee of the MGG Trust is GISEV Trustees Limited. The protector of the MGG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the MGG Trust.
Reflects securities held by the spouse of M. Germano Giuliani.
Avara Management Ltd By: GISEV (Suisse) SA, Corporate Director to GS Corp LTD, Corporate Director to Avara /s/ Achille G. Severgnini, Director
2024-01-03
MARIO GERMANO GIULIANI By: /s/ Achille G. Severgnini, Attorney-in-Fact
2024-01-03