0001140361-22-033641.txt : 20220916 0001140361-22-033641.hdr.sgml : 20220916 20220916170531 ACCESSION NUMBER: 0001140361-22-033641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220914 FILED AS OF DATE: 20220916 DATE AS OF CHANGE: 20220916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GG 1978 SICAF SIF S.A. - GG Strategic CENTRAL INDEX KEY: 0001814890 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39329 FILM NUMBER: 221248693 BUSINESS ADDRESS: STREET 1: C/O NOGRA GROUP SICAF-SIF S.A. STREET 2: 18 AVENUE DE LA PORTE NEUVE CITY: LUXEMBOURG STATE: N4 ZIP: L-2227 BUSINESS PHONE: 352 26200068 MAIL ADDRESS: STREET 1: C/O NOGRA GROUP SICAF-SIF S.A. STREET 2: 18 AVENUE DE LA PORTE NEUVE CITY: LUXEMBOURG STATE: N4 ZIP: L-2227 FORMER NAME: FORMER CONFORMED NAME: Nogra Group SICAF SIF GG Strategic DATE OF NAME CHANGE: 20200611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GG 1978 SICAF SIF S.A. CENTRAL INDEX KEY: 0001814891 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39329 FILM NUMBER: 221248694 BUSINESS ADDRESS: STREET 1: 18 AVENUE DE LA PORTE NEUVE CITY: LUXEMBOURG STATE: N4 ZIP: L-2227 BUSINESS PHONE: 352 26200068 MAIL ADDRESS: STREET 1: 18 AVENUE DE LA PORTE NEUVE CITY: LUXEMBOURG STATE: N4 ZIP: L-2227 FORMER NAME: FORMER CONFORMED NAME: Nogra Group SICAF - SIF S.A. DATE OF NAME CHANGE: 20200611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Royalty Pharma plc CENTRAL INDEX KEY: 0001802768 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-0200 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml FORM 4 X0306 4 2022-09-14 0001802768 Royalty Pharma plc RPRX 0001814891 GG 1978 SICAF SIF S.A. 18 AVENUE DE LA PORTE NEUVE LUXEMBOURG N4 L-2227 LUXEMBOURG true 0001814890 GG 1978 SICAF SIF S.A. - GG Strategic 18 AVENUE DE LA PORTE NEUVE LUXEMBOURG N4 L-2227 LUXEMBOURG true Class A Ordinary Shares 2022-09-14 4 S 0 190860 42.4821 D 22235310 I See Footnotes Class A Ordinary Shares 2022-09-15 4 S 0 154154 42.2624 D 22081156 I See Footnotes Reflects securities held directly by GG 1978 SICAF SIF S.A. - GG Strategic (formerly known as Nogra Group SICAF SIF GG Strategic) ("GG Strategic"). GG Strategic is a sub-fund managed and administered by GG 1978 SICAF S.A. ("GG 1978 SICAF"). A board of directors consisting of Giammaria Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by GG 1978 SICAF. Each member of the board disclaims beneficial ownership over such shares. GG 1978 SICAF is owned by the GG Trust, of which Giammaria Giuliani is the beneficiary. The GG Trust is the 100% economic owner of the shares held by GG Strategic. Giammaria Giuliani disclaims beneficial ownership over the shares beneficially owned by GG Strategic. The trustee of the GG Trust is GISEV Trustees Limited. The protector of the GG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the GG Trust. Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $42.88 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.08 to $42.65 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. GG 1978 SICAF SIF S.A. - GG STRATEGIC By: /s/ Achille G. Severgnini, Title: Director /s/ Giammaria Giuliani, Title: Director 2022-09-16 GG 1978 SICAF SIF S.A. By: /s/ Achille G. Severgnini, Title: Director By: /s/ Giammaria Giuliani, Title: Director 2022-09-16