The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 542 | 5,524 | SH | SOLE | 5,524 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 237 | 6,050 | SH | SOLE | 6,050 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 383 | 139 | SH | SOLE | 139 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 958 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 336 | 11,117 | SH | SOLE | 11,117 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 184 | 16,735 | SH | SOLE | 16,735 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 200 | 17,930 | SH | SOLE | 17,930 | 0 | 0 | ||
BLACKROCK MUN INCOME INVT TR | SHS BEN INT | 09248H105 | 473 | 37,125 | SH | SOLE | 37,125 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 405 | 7,143 | SH | SOLE | 7,142 | 0 | 0 | ||
BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 | 263 | 20,058 | SH | SOLE | 20,058 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 579 | 6,487 | SH | SOLE | 6,486 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 202 | 4,322 | SH | SOLE | 4,322 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 209 | 4,681 | SH | SOLE | 4,680 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 502 | 7,731 | SH | SOLE | 7,731 | 0 | 0 | ||
DELAWARE INVTS NATL MUN INCO | SH BEN INT | 24610T108 | 413 | 33,783 | SH | SOLE | 33,782 | 0 | 0 | ||
DIREXION SHS ETF TR | DLY S&P500 2XS | 25459Y165 | 3 | 50 | SH | SOLE | 50 | 0 | 0 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 236 | 3,966 | SH | SOLE | 3,966 | 0 | 0 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 202 | 37,870 | SH | SOLE | 37,869 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 552 | 2,430 | SH | SOLE | 2,430 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI CONSM DIS | 316092204 | 10 | 183 | SH | SOLE | 183 | 0 | 0 | ||
FIDELITY COVINGTON TR | CONSMR STAPLES | 316092303 | 5 | 157 | SH | SOLE | 156 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI ENERGY IDX | 316092402 | 3 | 289 | SH | SOLE | 288 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI FINLS IDX | 316092501 | 9 | 280 | SH | SOLE | 279 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI HLTH CARE I | 316092600 | 11 | 217 | SH | SOLE | 217 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI INDL INDX | 316092709 | 6 | 164 | SH | SOLE | 164 | 0 | 0 | ||
FIDELITY COVINGTON TR | INT HG DIV ETF | 316092725 | 1,466 | 90,410 | SH | SOLE | 90,410 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI INFO TECH I | 316092808 | 123 | 1,495 | SH | SOLE | 1,495 | 0 | 0 | ||
FIDELITY COVINGTON TR | HIGH DIVID ETF | 316092840 | 98 | 3,601 | SH | SOLE | 3,600 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI UTILS INDEX | 316092865 | 1 | 20 | SH | SOLE | 19 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI COMMNTN SVC | 316092873 | 1 | 42 | SH | SOLE | 41 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI MATLS INDEX | 316092881 | 2 | 55 | SH | SOLE | 54 | 0 | 0 | ||
FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 | 292 | 6,214 | SH | SOLE | 6,214 | 0 | 0 | ||
FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 | 301 | 14,365 | SH | SOLE | 14,365 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 33737M102 | 407 | 8,512 | SH | SOLE | 8,512 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 | 645 | 15,455 | SH | SOLE | 15,455 | 0 | 0 | ||
FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 | 329 | 5,529 | SH | SOLE | 5,529 | 0 | 0 | ||
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 301 | 4,816 | SH | SOLE | 4,816 | 0 | 0 | ||
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 298 | 5,491 | SH | SOLE | 5,491 | 0 | 0 | ||
FS KKR CAPITAL CORP | COM | 302635107 | 211 | 15,047 | SH | SOLE | 15,047 | 0 | 0 | ||
HANESBRANDS INC | COM | 410345102 | 198 | 17,575 | SH | SOLE | 17,574 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 46137V175 | 1 | 8 | SH | SOLE | 8 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P MDCP400 PR | 46137V217 | 0 | 3 | SH | SOLE | 3 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 46137V233 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 82 | 802 | SH | SOLE | 802 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 | 15 | 1,045 | SH | SOLE | 1,045 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC PHRMCTLS | 46137V662 | 365 | 5,645 | SH | SOLE | 5,645 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 323 | 29,984 | SH | SOLE | 29,984 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,757 | 27,288 | SH | SOLE | 27,288 | 0 | 0 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 348 | 11,103 | SH | SOLE | 11,103 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,377 | 49,933 | SH | SOLE | 49,932 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 184 | 1,498 | SH | SOLE | 1,498 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 7,854 | 25,360 | SH | SOLE | 25,359 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,026 | 8,675 | SH | SOLE | 8,675 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 90 | 666 | SH | SOLE | 665 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 1,750 | 8,432 | SH | SOLE | 8,431 | 0 | 0 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 10 | 461 | SH | SOLE | 460 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 161 | 1,490 | SH | SOLE | 1,490 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 104 | 632 | SH | SOLE | 632 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 152 | 1,751 | SH | SOLE | 1,751 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 447 | 7,340 | SH | SOLE | 7,340 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 15 | 92 | SH | SOLE | 92 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 3,190 | 17,941 | SH | SOLE | 17,940 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 31 | 137 | SH | SOLE | 136 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 3,169 | 16,511 | SH | SOLE | 16,511 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 85 | 1,187 | SH | SOLE | 1,187 | 0 | 0 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 13 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 135 | 1,712 | SH | SOLE | 1,712 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 4,867 | 71,268 | SH | SOLE | 71,267 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 198 | 1,643 | SH | SOLE | 1,643 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 85 | 777 | SH | SOLE | 776 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 50 | 435 | SH | SOLE | 435 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 139 | 5,514 | SH | SOLE | 5,514 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 39 | 476 | SH | SOLE | 476 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 63 | 1,812 | SH | SOLE | 1,811 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 132 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 890 | 10,961 | SH | SOLE | 10,961 | 0 | 0 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 4 | 71 | SH | SOLE | 71 | 0 | 0 | ||
ISHARES TR | USA QUALITY FCTR | 46432F339 | 5 | 49 | SH | SOLE | 49 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 5,244 | 91,743 | SH | SOLE | 91,742 | 0 | 0 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 2,827 | 54,918 | SH | SOLE | 54,918 | 0 | 0 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 425 | 11,296 | SH | SOLE | 11,295 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 438 | 4,655 | SH | SOLE | 4,655 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 287 | 3,707 | SH | SOLE | 3,706 | 0 | 0 | ||
MGM GROWTH PPTYS LLC | CL A COM | 55303A105 | 285 | 10,481 | SH | SOLE | 10,480 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 405 | 1,992 | SH | SOLE | 1,991 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 596 | 38,979 | SH | SOLE | 38,979 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 511 | 36,753 | SH | SOLE | 36,752 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 423 | 30,167 | SH | SOLE | 30,167 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 243 | 7,444 | SH | SOLE | 7,444 | 0 | 0 | ||
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 474 | 7,044 | SH | SOLE | 7,044 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 474 | 7,788 | SH | SOLE | 7,787 | 0 | 0 | ||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 316 | 28,435 | SH | SOLE | 28,435 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 203 | 6,659 | SH | SOLE | 6,659 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 3,419 | 46,135 | SH | SOLE | 46,135 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,629 | 25,895 | SH | SOLE | 25,895 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,149 | 59,841 | SH | SOLE | 59,841 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,097 | 47,394 | SH | SOLE | 47,394 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,047 | 42,989 | SH | SOLE | 42,989 | 0 | 0 | ||
SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 | 1,304 | 42,971 | SH | SOLE | 42,971 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 111 | 2,150 | SH | SOLE | 2,150 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1 | 41 | SH | SOLE | 41 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 107 | 1,833 | SH | SOLE | 1,833 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 158 | 1,238 | SH | SOLE | 1,238 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 5 | 5,019 | SH | SOLE | 5,019 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 296 | 4,326 | SH | SOLE | 4,326 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 381 | 7,346 | SH | SOLE | 7,346 | 0 | 0 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 403 | 1,564 | SH | SOLE | 1,564 | 0 | 0 | ||
SPDR INDEX SHS FDS | MSCI EAFE STRTGC | 78463X434 | 2,729 | 45,862 | SH | SOLE | 45,862 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 87 | 2,629 | SH | SOLE | 2,629 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,434 | 7,894 | SH | SOLE | 7,894 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 247 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 1,835 | 5,655 | SH | SOLE | 5,655 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 500 | 33,417 | SH | SOLE | 33,417 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 242 | 822 | SH | SOLE | 821 | 0 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 200 | 3,400 | SH | SOLE | 3,399 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 166 | 2,117 | SH | SOLE | 2,117 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 21 | 200 | SH | SOLE | 200 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 162 | 990 | SH | SOLE | 990 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 79 | 540 | SH | SOLE | 540 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2 | 10 | SH | SOLE | 10 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 645 | 7,808 | SH | SOLE | 7,808 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 244 | 1,262 | SH | SOLE | 1,261 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 245 | 2,047 | SH | SOLE | 2,046 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 325 | 12,697 | SH | SOLE | 12,697 | 0 | 0 | ||
WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | 337 | 3,625 | SH | SOLE | 3,625 | 0 | 0 | ||
WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 323 | 8,931 | SH | SOLE | 8,931 | 0 | 0 | ||
WISDOMTREE TR | US DIVID EX FNCL | 97717W406 | 262 | 3,557 | SH | SOLE | 3,557 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 38 | 1,328 | SH | SOLE | 1,328 | 0 | 0 |