The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALBEMARLE CORP | COM | 012653101 | 811 | 10,500 | SH | DFND | 0 | 0 | 10,500 | ||
| ALBEMARLE CORP | COM | 012653101 | 13,393 | 173,464 | SH | SOLE | 173,464 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 20,415 | 94,647 | SH | SOLE | 94,647 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 1,168 | 824 | SH | SOLE | 824 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 276 | 100 | SH | SOLE | 100 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 1,081 | 9,019 | SH | DFND | 0 | 0 | 9,019 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 3,433 | 28,634 | SH | SOLE | 28,634 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 9,136 | 197,244 | SH | SOLE | 197,244 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 30,701 | 662,809 | SH | DFND | 0 | 0 | 662,809 | ||
| DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 483 | 6,500 | SH | DFND | 0 | 0 | 6,500 | ||
| DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 5,568 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 324 | 1,427 | SH | SOLE | 1,427 | 0 | 0 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 19,147 | 44,592 | SH | DFND | 0 | 0 | 44,592 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 22,451 | 52,286 | SH | SOLE | 52,286 | 0 | 0 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 588 | 4,514 | SH | DFND | 0 | 0 | 4,514 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 1,224 | 9,398 | SH | SOLE | 9,398 | 0 | 0 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 5,556 | 64,726 | SH | DFND | 0 | 0 | 64,726 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 49,868 | 580,936 | SH | SOLE | 580,936 | 0 | 0 | ||
| QUDIAN INC | ADR | 747798106 | 531 | 312,208 | SH | SOLE | 312,208 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 2,131 | 59,329 | SH | SOLE | 59,329 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 576 | 16,045 | SH | DFND | 0 | 0 | 16,045 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 3,983 | 58,253 | SH | SOLE | 58,253 | 0 | 0 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 6,011 | 87,904 | SH | DFND | 0 | 0 | 87,904 | ||
| TESLA INC | COM | 88160R101 | 2,700 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
| TESLA INC | COM | 88160R101 | 648 | 600 | SH | DFND | 0 | 0 | 600 | ||
| WEIBO CORP | SPONSORED ADR | 948596101 | 5,144 | 153,088 | SH | DFND | 0 | 0 | 153,088 | ||
| WEIBO CORP | SPONSORED ADR | 948596101 | 44,094 | 1,312,315 | SH | SOLE | 1,312,315 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 13,543 | 368,922 | SH | SOLE | 368,922 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 8,992 | 244,946 | SH | DFND | 0 | 0 | 244,946 | ||