0001213900-24-094654.txt : 20241105 0001213900-24-094654.hdr.sgml : 20241105 20241105174853 ACCESSION NUMBER: 0001213900-24-094654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241101 FILED AS OF DATE: 20241105 DATE AS OF CHANGE: 20241105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gracias Antonio J. CENTRAL INDEX KEY: 0001495158 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428693 MAIL ADDRESS: STREET 1: C/O VALOR EQUITY PARTNERS STREET 2: 200 SOUTH MICHIGAN AVENUE, SUITE 1020 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALOR EQUITY PARTNERS IV L.P. CENTRAL INDEX KEY: 0001705506 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428696 BUSINESS ADDRESS: STREET 1: 875 NORTH MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 683-1900 MAIL ADDRESS: STREET 1: 875 NORTH MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALOR EQUITY PARTNERS IV-B L.P. CENTRAL INDEX KEY: 0001705512 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428694 BUSINESS ADDRESS: STREET 1: 875 NORTH MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 683-1900 MAIL ADDRESS: STREET 1: 875 NORTH MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VALOR EQUITY PARTNERS IV-A L.P. CENTRAL INDEX KEY: 0001705542 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428695 BUSINESS ADDRESS: STREET 1: 875 NORTH MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 683-1900 MAIL ADDRESS: STREET 1: 875 NORTH MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valor Equity Associates IV L.P. CENTRAL INDEX KEY: 0001822427 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428697 BUSINESS ADDRESS: STREET 1: 875 N. MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 568-4766 MAIL ADDRESS: STREET 1: 875 N. MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valor IV Pharma Holdings, LLC CENTRAL INDEX KEY: 0001821186 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428700 BUSINESS ADDRESS: STREET 1: 875 N. MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 568-4766 MAIL ADDRESS: STREET 1: 875 N. MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sabater Juan A. CENTRAL INDEX KEY: 0001821210 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428692 MAIL ADDRESS: STREET 1: 630 W. GERMANTOWN PIKE STREET 2: SUITE 215 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valor Equity Capital IV LLC CENTRAL INDEX KEY: 0001821936 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428698 BUSINESS ADDRESS: STREET 1: 875 N. MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 568-4766 MAIL ADDRESS: STREET 1: 875 N. MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valor Management L.P. CENTRAL INDEX KEY: 0001822428 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39450 FILM NUMBER: 241428699 BUSINESS ADDRESS: STREET 1: 875 N. MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 568-4766 MAIL ADDRESS: STREET 1: 875 N. MICHIGAN AVENUE STREET 2: SUITE 3214 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harmony Biosciences Holdings, Inc. CENTRAL INDEX KEY: 0001802665 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 822279923 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 W GERMANTOWN PIKE STREET 2: SUITE 215 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462 BUSINESS PHONE: (484) 539-9800 MAIL ADDRESS: STREET 1: 630 W GERMANTOWN PIKE STREET 2: SUITE 215 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462 4 1 ownership.xml X0508 4 2024-11-01 0 0001802665 Harmony Biosciences Holdings, Inc. HRMY 0001821186 Valor IV Pharma Holdings, LLC 320 N. SANGAMON SUITE 1200 CHICAGO IL 60607 0 0 1 0 0001822428 Valor Management L.P. 320 N. SANGAMON SUITE 1200 CHICAGO IL 60611 0 0 1 0 0001821936 Valor Equity Capital IV LLC 320 N. SANGAMON SUITE 1200 CHICAGO IL 60611 0 0 1 0 0001822427 Valor Equity Associates IV L.P. 320 N. SANGAMON SUITE 1200 CHICAGO IL 60611 0 0 1 0 0001705506 VALOR EQUITY PARTNERS IV L.P. 320 N. SANGAMON SUITE 1200 CHICAGO IL 60611 0 0 1 0 0001705542 VALOR EQUITY PARTNERS IV-A L.P. 320 N. SANGAMON SUITE 1200 CHICAGO IL 60611 0 0 1 0 0001705512 VALOR EQUITY PARTNERS IV-B L.P. 320 N. SANGAMON SUITE 1200 CHICAGO IL 60611 0 0 1 0 0001495158 Gracias Antonio J. C/O HARMONY BIOSCIENCES HOLDINGS, INC. 630 W GERMANTOWN PIKE, SUITE 215 PLYMOUTH MEETING PA 19462 1 0 1 0 0001821210 Sabater Juan A. 630 W. GERMANTOWN PIKE SUITE 215 PLYMOUTH MEETING PA 19462 1 0 1 0 0 Common Stock 2024-11-01 4 S 0 4000000 30.3025 D 7218033 D Common Stock 2024-11-05 4 S 0 600000 30.3025 D 6618033 D Valor IV Pharma Holdings, LLC is the holder of record of the shares reported herein. Valor Funds Group LLC is the general partner of Valor Management L.P., which is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of limited partnerships (Valor Equity Partners IV L.P, Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P.) that are the members of Valor IV Pharma Holdings, LLC. Antonio Gracias and Juan Sabater, each of whom is a director of the Issuer, may each be deemed to share beneficial ownership over the shares of the Issuer held by Valor IV Pharma Holdings, LLC by virtue of their positions with the above Valor entities; however, each disclaims beneficial ownership of the shares held by Valor IV Pharma Holdings, LLC Valor IV Pharma Holdings, LLC By: /s/Antonio Gracias, Sole Manager 2024-11-05 Valor Management L.P. By: /s/Antonio Gracias, CEO 2024-11-05 Valor Equity Capital IV LLC By: Valor Management L.P., its managing member By: /s/Antonio Gracias, CEO 2024-11-05 Valor Equity Associates IV L.P., By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Antonio Gracias, CEO 2024-11-05 Valor Equity Partners IV, L.P., By: Valor Equity Associates IV L.P., By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Antonio Gracias, CEO 2024-11-05 Valor Equity Partners IV-A, L.P., By: Valor Equity Associates IV L.P., By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Antonio Gracias, CEO 2024-11-05 Valor Equity Partners IV-B, L.P., By: Valor Equity Associates IV L.P., By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Antonio Gracias, CEO 2024-11-05 /s/ Antonio Gracias 2024-11-05 /s/ Juan A. Sabater 2024-11-05