Compliance Manager

0001802533-21-000003.txt : 20210412 0001802533-21-000003.hdr.sgml : 20210412 20210412125645 ACCESSION NUMBER: 0001802533-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210412 DATE AS OF CHANGE: 20210412 EFFECTIVENESS DATE: 20210412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOHIMER WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001802533 IRS NUMBER: 832676110 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20000 FILM NUMBER: 21820055 BUSINESS ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-709-5950 MAIL ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802533 XXXXXXXX 03-31-2021 03-31-2021 HOHIMER WEALTH MANAGEMENT, LLC

ONE UNION SQUARE 600 UNIVERSITY STREET, SUITE 2401 SEATTLE WA 98101

13F HOLDINGS REPORT 028-20000 N Erick Aguayo Compliance Manager 2067411339 Erick Aguayo Seattle WA 04-12-2021 0 200 410390 false INFORMATION TABLE 2 hohimer13f03312021.xml CHESAPEAKE ENERGY CORP COM 165167735 1849 42617 SH SOLE 0 0 0 42617 SPDR SER TR PORTFOLIO INTRMD 78464A375 209 5759 SH SOLE 0 0 0 5759 GENERAL MTRS CO COM 37045V100 28 2000 SH Call SOLE 0 0 0 2000 PFIZER INC COM 717081103 3666 101177 SH SOLE 0 0 0 101177 DISNEY WALT CO COM 254687106 198 1071 SH SOLE 0 0 0 1071 BECTON DICKINSON & CO COM 075887109 203 835 SH SOLE 0 0 0 835 CROWN ELECTROKINETICS CORP COM NEW 228339206 43 10000 SH SOLE 0 0 0 10000 VOYA FINANCIAL INC COM 929089100 2332 36649 SH SOLE 0 0 0 36649 SNAP INC CL A 83304A106 355 6785 SH SOLE 0 0 0 6785 SPDR S&P 500 ETF TR TR UNIT 78462F103 5492 13856 SH SOLE 0 0 0 13856 ABBOTT LABS COM 002824100 221 1843 SH SOLE 0 0 0 1843 PEPSICO INC COM 713448108 3610 25518 SH SOLE 0 0 0 25518 BK OF AMERICA CORP COM 060505104 2409 62267 SH SOLE 0 0 0 62267 ANNALY CAPITAL MANAGEMENT IN COM 035710409 88 10192 SH SOLE 0 0 0 10192 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 206 6360 SH SOLE 0 0 0 6360 ROBERT HALF INTL INC COM 770323103 2965 37975 SH SOLE 0 0 0 37975 THE AARONS COMPANY INC COM 00258W108 1570 61120 SH SOLE 0 0 0 61120 CVS HEALTH CORP COM 126650100 4080 54228 SH SOLE 0 0 0 54228 COSTCO WHSL CORP NEW COM 22160K105 1102 3127 SH SOLE 0 0 0 3127 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 20 13000 PRN SOLE 0 0 0 13000 WESTERN DIGITAL CORP. COM 958102105 909 13621 SH SOLE 0 0 0 13621 UNION PAC CORP COM 907818108 224 1015 SH SOLE 0 0 0 1015 PRUDENTIAL FINL INC COM 744320102 4419 48503 SH SOLE 0 0 0 48503 EVERCORE INC CLASS A 29977A105 3097 23507 SH SOLE 0 0 0 23507 CONSTELLIUM SE CL A SHS F21107101 1346 91593 SH SOLE 0 0 0 91593 CATERPILLAR INC COM 149123101 338 1457 SH SOLE 0 0 0 1457 BAUSCH HEALTH COS INC COM 071734107 322 10154 SH SOLE 0 0 0 10154 AT&T INC COM 00206R102 4912 162277 SH SOLE 0 0 0 162277 APPLE INC COM 037833100 7311 59856 SH SOLE 0 0 0 59856 PAYCHEX INC COM 704326107 1740 17753 SH SOLE 0 0 0 17753 AMAZON COM INC COM 023135106 7955 2571 SH SOLE 0 0 0 2571 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 48 47000 PRN SOLE 0 0 0 47000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 248 897 SH SOLE 0 0 0 897 MERCK & CO. INC COM 58933Y105 233 3026 SH SOLE 0 0 0 3026 PALO ALTO NETWORKS INC COM 697435105 932 2895 SH SOLE 0 0 0 2895 QUALCOMM INC COM 747525103 2867 21624 SH SOLE 0 0 0 21624 PROCTER AND GAMBLE CO COM 742718109 1295 9559 SH SOLE 0 0 0 9559 EDWARDS LIFESCIENCES CORP COM 28176E108 827 9884 SH SOLE 0 0 0 9884 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 50 49000 PRN SOLE 0 0 0 49000 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 17 17000 PRN SOLE 0 0 0 17000 BOEING CO COM 097023105 914 3589 SH SOLE 0 0 0 3589 CUMMINS INC COM 231021106 1070 4128 SH SOLE 0 0 0 4128 AMERIPRISE FINL INC COM 03076C106 6027 25928 SH SOLE 0 0 0 25928 SCHWAB CHARLES CORP COM 808513105 5048 77442 SH SOLE 0 0 0 77442 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 81 75000 PRN SOLE 0 0 0 75000 VANGUARD INDEX FDS GROWTH ETF 922908736 3621 14087 SH SOLE 0 0 0 14087 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 1197 17415 SH SOLE 0 0 0 17415 STRYKER CORPORATION COM 863667101 1072 4399 SH SOLE 0 0 0 4399 PIONEER MUN HIGH INCOME TR COM SHS 723763108 445 36000 SH SOLE 0 0 0 36000 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 25 21000 PRN SOLE 0 0 0 21000 NIKE INC CL B 654106103 2962 22287 SH SOLE 0 0 0 22287 WALMART INC COM 931142103 211 1550 SH SOLE 0 0 0 1550 WILLIAMS COS INC COM 969457100 3657 154390 SH SOLE 0 0 0 154390 TRACTOR SUPPLY CO COM 892356106 2034 11484 SH SOLE 0 0 0 11484 BURLINGTON STORES INC COM 122017106 2533 8476 SH SOLE 0 0 0 8476 SHERWIN WILLIAMS CO COM 824348106 2752 3729 SH SOLE 0 0 0 3729 COMCAST CORP NEW CL A 20030N101 3993 73797 SH SOLE 0 0 0 73797 JPMORGAN CHASE & CO COM 46625H100 6234 40949 SH SOLE 0 0 0 40949 ISHARES TR CORE S&P SCP ETF 464287804 1197 11033 SH SOLE 0 0 0 11033 TRACTOR SUPPLY CO COM 892356106 34 700 SH Call SOLE 0 0 0 700 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 48 28000 PRN SOLE 0 0 0 28000 UNITED RENTALS INC COM 911363109 68 700 SH Call SOLE 0 0 0 700 CISCO SYS INC COM 17275R102 3377 65306 SH SOLE 0 0 0 65306 FEDEX CORP COM 31428X106 232 817 SH SOLE 0 0 0 817 BRISTOL-MYERS SQUIBB CO COM 110122108 3686 58392 SH SOLE 0 0 0 58392 VISA INC COM CL A 92826C839 9 200 SH Call SOLE 0 0 0 200 EXXON MOBIL CORP COM 30231G102 518 9275 SH SOLE 0 0 0 9275 DOW INC COM 260557103 1118 17493 SH SOLE 0 0 0 17493 LUMEN TECHNOLOGIES INC COM 550241103 1920 143847 SH SOLE 0 0 0 143847 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3614 93277 SH SOLE 0 0 0 93277 DISNEY WALT CO COM 254687106 32 500 SH Call SOLE 0 0 0 500 ISHARES TR FLTG RATE NT ETF 46429B655 454 8946 SH SOLE 0 0 0 8946 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6231 27480 SH SOLE 0 0 0 27480 T-MOBILE US INC COM 872590104 1263 10084 SH SOLE 0 0 0 10084 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 259 4272 SH SOLE 0 0 0 4272 ABBVIE INC COM 00287Y109 3073 28398 SH SOLE 0 0 0 28398 LEIDOS HOLDINGS INC COM 525327102 1543 16029 SH SOLE 0 0 0 16029 CHEVRON CORP NEW COM 166764100 3023 28846 SH SOLE 0 0 0 28846 ISHARES TR PFD AND INCM SEC 464288687 756 19680 SH SOLE 0 0 0 19680 SANOFI SPONSORED ADR 80105N105 610 12341 SH SOLE 0 0 0 12341 SYSCO CORP COM 871829107 2728 34645 SH SOLE 0 0 0 34645 BROADCOM INC COM 11135F101 8145 17567 SH SOLE 0 0 0 17567 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 491 1923 SH SOLE 0 0 0 1923 GILEAD SCIENCES INC COM 375558103 3631 56188 SH SOLE 0 0 0 56188 CONSTELLATION BRANDS INC CL A 21036P108 2866 12571 SH SOLE 0 0 0 12571 CME GROUP INC COM 12572Q105 874 4282 SH SOLE 0 0 0 4282 PALANTIR TECHNOLOGIES INC CL A 69608A108 292 12559 SH SOLE 0 0 0 12559 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4750 18625 SH SOLE 0 0 0 18625 EXPEDITORS INTL WASH INC COM 302130109 230 2132 SH SOLE 0 0 0 2132 IHEARTMEDIA INC COM CL A 45174J509 3887 214172 SH SOLE 0 0 0 214172 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 179 175000 PRN SOLE 0 0 0 175000 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 234 1800 SH SOLE 0 0 0 1800 VISA INC COM CL A 92826C839 3777 17838 SH SOLE 0 0 0 17838 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4007 27244 SH SOLE 0 0 0 27244 SVB FINANCIAL GROUP COM 78486Q101 1572 3185 SH SOLE 0 0 0 3185 PAYPAL HLDGS INC COM 70450Y103 67 1000 SH Call SOLE 0 0 0 1000 MONDELEZ INTL INC CL A 609207105 832 14216 SH SOLE 0 0 0 14216 ISHARES TR IBOXX INV CP ETF 464287242 1516 11654 SH SOLE 0 0 0 11654 ILLUMINA INC NOTE 8/1 452327AK5 28 24000 PRN SOLE 0 0 0 24000 PUTNAM MANAGED MUN INCOME TR COM 746823103 117 14395 SH SOLE 0 0 0 14395 EURONET WORLDWIDE INC COM 298736109 2629 19010 SH SOLE 0 0 0 19010 ROPER TECHNOLOGIES INC COM 776696106 2394 5936 SH SOLE 0 0 0 5936 UNITED RENTALS INC COM 911363109 95 290 SH SOLE 0 0 0 290 HOLOGIC INC COM 436440101 923 12414 SH SOLE 0 0 0 12414 ELECTRONIC ARTS INC COM 285512109 1019 7524 SH SOLE 0 0 0 7524 APOLLO GLOBAL MGMT INC COM CL A 03768E105 1797 38236 SH SOLE 0 0 0 38236 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1320 15583 SH SOLE 0 0 0 15583 UWM HOLDINGS CORPORATION COM CL A 91823B109 2557 322445 SH SOLE 0 0 0 322445 VIATRIS INC COM 92556V106 2403 171988 SH SOLE 0 0 0 171988 BLACKROCK CAP INVT CORP NOTE 5.000% 6/1 092533AC2 50 50000 PRN SOLE 0 0 0 50000 AUTOMATIC DATA PROCESSING IN COM 053015103 201 1065 SH SOLE 0 0 0 1065 VIACOMCBS INC CL B 92556H206 4720 104666 SH SOLE 0 0 0 104666 TJX COS INC NEW COM 872540109 2710 40969 SH SOLE 0 0 0 40969 FACEBOOK INC CL A 30303M102 4780 16228 SH SOLE 0 0 0 16228 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 115 113000 PRN SOLE 0 0 0 113000 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1744 8439 SH SOLE 0 0 0 8439 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1907 53436 SH SOLE 0 0 0 53436 CITIGROUP INC COM NEW 172967424 7498 103070 SH SOLE 0 0 0 103070 STANLEY BLACK & DECKER INC COM 854502101 367 1839 SH SOLE 0 0 0 1839 SALESFORCE COM INC COM 79466L302 3499 16514 SH SOLE 0 0 0 16514 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 767 1612 SH SOLE 0 0 0 1612 ALTRIA GROUP INC COM 02209S103 2005 39191 SH SOLE 0 0 0 39191 HOME DEPOT INC COM 437076102 3375 11056 SH SOLE 0 0 0 11056 ISHARES TR IBOXX HI YD ETF 464288513 597 6853 SH SOLE 0 0 0 6853 PUBLIC STORAGE COM 74460D109 2686 10885 SH SOLE 0 0 0 10885 HARBOR CUSTOM DEVELOPMENT IN COM 41150T108 892 281490 SH SOLE 0 0 0 281490 ISHARES TR CORE US AGGBD ET 464287226 213 1869 SH SOLE 0 0 0 1869 L3HARRIS TECHNOLOGIES INC COM 502431109 2776 13695 SH SOLE 0 0 0 13695 GLOBAL X FDS GLB X SUPERDIV 37950E549 299 21538 SH SOLE 0 0 0 21538 SPDR SER TR SPDR BLOOMBERG 78468R663 469 5131 SH SOLE 0 0 0 5131 AMGEN INC COM 031162100 1276 5126 SH SOLE 0 0 0 5126 OMEROS CORP COM 682143102 705 39630 SH SOLE 0 0 0 39630 TESLA INC COM 88160R101 1419 2125 SH SOLE 0 0 0 2125 LOCKHEED MARTIN CORP COM 539830109 2002 5417 SH SOLE 0 0 0 5417 VERIZON COMMUNICATIONS INC COM 92343V104 993 17074 SH SOLE 0 0 0 17074 UNITEDHEALTH GROUP INC COM 91324P102 4481 12043 SH SOLE 0 0 0 12043 NVIDIA CORPORATION COM 67066G104 4554 8529 SH SOLE 0 0 0 8529 WASTE MGMT INC DEL COM 94106L109 342 2650 SH SOLE 0 0 0 2650 ISHARES TR S&P MC 400GR ETF 464287606 277 3532 SH SOLE 0 0 0 3532 CARRIER GLOBAL CORPORATION COM 14448C104 2770 65619 SH SOLE 0 0 0 65619 SERVICENOW INC COM 81762P102 727 1454 SH SOLE 0 0 0 1454 APPLE INC COM 037833100 14 1000 SH Call SOLE 0 0 0 1000 CERENCE INC COM 156727109 1255 14012 SH SOLE 0 0 0 14012 CARDINAL HEALTH INC COM 14149Y108 744 12252 SH SOLE 0 0 0 12252 3M CO COM 88579Y101 2098 10888 SH SOLE 0 0 0 10888 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3786 48993 SH SOLE 0 0 0 48993 ISHARES TR RUS 1000 ETF 464287622 622 2777 SH SOLE 0 0 0 2777 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 11 10000 PRN SOLE 0 0 0 10000 NORTHROP GRUMMAN CORP COM 666807102 2251 6954 SH SOLE 0 0 0 6954 STARBUCKS CORP COM 855244109 531 4859 SH SOLE 0 0 0 4859 MICROSOFT CORP COM 594918104 10958 46480 SH SOLE 0 0 0 46480 ISHARES TR CORE S&P MCP ETF 464287507 457 1755 SH SOLE 0 0 0 1755 ISHARES TR RUSSELL 2000 ETF 464287655 263 1191 SH SOLE 0 0 0 1191 ASGN INC COM 00191U102 3096 32442 SH SOLE 0 0 0 32442 ADOBE SYSTEMS INCORPORATED COM 00724F101 1290 2713 SH SOLE 0 0 0 2713 SPDR GOLD TR GOLD SHS 78463V107 346 2165 SH SOLE 0 0 0 2165 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 11 11000 PRN SOLE 0 0 0 11000 BLACKSTONE GROUP INC COM 09260D107 260 3485 SH SOLE 0 0 0 3485 MCDONALDS CORP COM 580135101 811 3618 SH SOLE 0 0 0 3618 AUTOZONE INC COM 053332102 911 649 SH SOLE 0 0 0 649 ANTHEM INC COM 036752103 1582 4408 SH SOLE 0 0 0 4408 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1493 24904 SH SOLE 0 0 0 24904 ALPHABET INC CAP STK CL A 02079K305 5226 2534 SH SOLE 0 0 0 2534 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 293 6075 SH SOLE 0 0 0 6075 APPLIED MATLS INC COM 038222105 7459 55834 SH SOLE 0 0 0 55834 GENERAL MTRS CO COM 37045V100 2869 49925 SH SOLE 0 0 0 49925 ISHARES TR BROAD USD HIGH 46435U853 13081 317565 SH SOLE 0 0 0 317565 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 32 28000 PRN SOLE 0 0 0 28000 ISHARES TR ISHS 1-5YR INVS 464288646 11770 215260 SH SOLE 0 0 0 215260 NEWMONT CORP COM 651639106 3165 52513 SH SOLE 0 0 0 52513 VERTEX PHARMACEUTICALS INC COM 92532F100 630 2930 SH SOLE 0 0 0 2930 CHIPOTLE MEXICAN GRILL INC COM 169656105 973 685 SH SOLE 0 0 0 685 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 365 5931 SH SOLE 0 0 0 5931 EMERSON ELEC CO COM 291011104 2571 28502 SH SOLE 0 0 0 28502 ASTRAZENECA PLC SPONSORED ADR 046353108 730 14680 SH SOLE 0 0 0 14680 ALBERTSONS COS INC COMMON STOCK 013091103 5209 273138 SH SOLE 0 0 0 273138 GODADDY INC CL A 380237107 2690 34651 SH SOLE 0 0 0 34651 FORD MTR CO DEL COM 345370860 188 15323 SH SOLE 0 0 0 15323 ISHARES TR CORE S&P500 ETF 464287200 815 2048 SH SOLE 0 0 0 2048 ALLISON TRANSMISSION HLDGS I COM 01973R101 1455 35647 SH SOLE 0 0 0 35647 BLACKROCK INC COM 09247X101 2144 2843 SH SOLE 0 0 0 2843 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 304 5557 SH SOLE 0 0 0 5557 LAM RESEARCH CORP COM 512807108 5623 9446 SH SOLE 0 0 0 9446 ISHARES TR CORE HIGH DV ETF 46429B663 1113 11734 SH SOLE 0 0 0 11734 KINDER MORGAN INC DEL COM 49456B101 917 55049 SH SOLE 0 0 0 55049 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 98 11150 SH SOLE 0 0 0 11150 THERMO FISHER SCIENTIFIC INC COM 883556102 1127 2469 SH SOLE 0 0 0 2469 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 25706 256723 SH SOLE 0 0 0 256723 AXALTA COATING SYS LTD COM G0750C108 1455 49182 SH SOLE 0 0 0 49182 RESIDEO TECHNOLOGIES INC COM 76118Y104 2079 73591 SH SOLE 0 0 0 73591 PAYPAL HLDGS INC COM 70450Y103 432 1779 SH SOLE 0 0 0 1779 ARISTA NETWORKS INC COM 040413106 940 3115 SH SOLE 0 0 0 3115 JOHNSON & JOHNSON COM 478160104 4060 24704 SH SOLE 0 0 0 24704 UNITED RENTALS INC COM 911363109 154 1200 SH Call SOLE 0 0 0 1200 S&P GLOBAL INC COM 78409V104 1065 3018 SH SOLE 0 0 0 3018 DOLLAR GEN CORP NEW COM 256677105 724 3574 SH SOLE 0 0 0 3574 CIENA CORP COM NEW 171779309 2991 54667 SH SOLE 0 0 0 54667 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 45 38000 PRN SOLE 0 0 0 38000 AKAMAI TECHNOLOGIES INC COM 00971T101 1635 16048 SH SOLE 0 0 0 16048 SCIENCE APPLICATIONS INTL CO COM 808625107 2214 26486 SH SOLE 0 0 0 26486