Compliance Manager

0001802533-21-000001.txt : 20210111 0001802533-21-000001.hdr.sgml : 20210111 20210111171147 ACCESSION NUMBER: 0001802533-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210111 DATE AS OF CHANGE: 20210111 EFFECTIVENESS DATE: 20210111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOHIMER WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001802533 IRS NUMBER: 832676110 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20000 FILM NUMBER: 21521553 BUSINESS ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-709-5950 MAIL ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802533 XXXXXXXX 12-31-2020 12-31-2020 HOHIMER WEALTH MANAGEMENT, LLC

ONE UNION SQUARE 600 UNIVERSITY STREET, SUITE 2401 SEATTLE WA 98101

13F HOLDINGS REPORT 028-20000 N Erick Aguayo Compliance Manager 2067411339 Erick Aguayo Seattle WA 12-31-2020 0 197 389004 false INFORMATION TABLE 2 hohimer13f12312020.xml SPDR SER TR PORTFOLIO INTRMD 78464A375 248 6677 SH SOLE 0 0 0 6677 DISNEY WALT CO COM 254687106 548 3022 SH SOLE 0 0 0 3022 PFIZER INC COM 717081103 3382 91881 SH SOLE 0 0 0 91881 BECTON DICKINSON & CO COM 075887109 292 1165 SH SOLE 0 0 0 1165 VOYA FINANCIAL INC COM 929089100 2374 40372 SH SOLE 0 0 0 40372 SNAP INC CL A 83304A106 330 6585 SH SOLE 0 0 0 6585 DANAHER CORPORATION COM 235851102 1105 4976 SH SOLE 0 0 0 4976 SPDR S&P 500 ETF TR TR UNIT 78462F103 5258 14063 SH SOLE 0 0 0 14063 ABBOTT LABS COM 002824100 357 3262 SH SOLE 0 0 0 3262 PEPSICO INC COM 713448108 3286 22156 SH SOLE 0 0 0 22156 BK OF AMERICA CORP COM 060505104 1527 50379 SH SOLE 0 0 0 50379 ANNALY CAPITAL MANAGEMENT IN COM 035710409 88 10442 SH SOLE 0 0 0 10442 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 203 6360 SH SOLE 0 0 0 6360 ROBERT HALF INTL INC COM 770323103 2333 37336 SH SOLE 0 0 0 37336 CVS HEALTH CORP COM 126650100 3652 53467 SH SOLE 0 0 0 53467 COSTCO WHSL CORP NEW COM 22160K105 1506 3998 SH SOLE 0 0 0 3998 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 19 13000 PRN SOLE 0 0 0 13000 UNION PAC CORP COM 907818108 211 1015 SH SOLE 0 0 0 1015 WESTERN DIGITAL CORP. COM 958102105 946 17070 SH SOLE 0 0 0 17070 NUTANIX INC CL A 67059N108 219 6887 SH SOLE 0 0 0 6887 PRUDENTIAL FINL INC COM 744320102 3722 47677 SH SOLE 0 0 0 47677 EVERCORE INC CLASS A 29977A105 2175 19840 SH SOLE 0 0 0 19840 CONSTELLIUM SE CL A SHS F21107101 546 38994 SH SOLE 0 0 0 38994 CATERPILLAR INC COM 149123101 274 1507 SH SOLE 0 0 0 1507 BAUSCH HEALTH COS INC COM 071734107 211 10154 SH SOLE 0 0 0 10154 APPLE INC COM 037833100 20805 156792 SH SOLE 0 0 0 156792 AT&T INC COM 00206R102 4317 150118 SH SOLE 0 0 0 150118 PAYCHEX INC COM 704326107 1267 13594 SH SOLE 0 0 0 13594 AMAZON COM INC COM 023135106 8175 2510 SH SOLE 0 0 0 2510 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 38 37000 PRN SOLE 0 0 0 37000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 321 1230 SH SOLE 0 0 0 1230 QUALCOMM INC COM 747525103 676 4436 SH SOLE 0 0 0 4436 MERCK & CO. INC COM 58933Y105 1515 18518 SH SOLE 0 0 0 18518 PALO ALTO NETWORKS INC COM 697435105 913 2569 SH SOLE 0 0 0 2569 TEXAS INSTRS INC COM 882508104 1598 9734 SH SOLE 0 0 0 9734 EDWARDS LIFESCIENCES CORP COM 28176E108 1490 16335 SH SOLE 0 0 0 16335 PROCTER AND GAMBLE CO COM 742718109 1335 9597 SH SOLE 0 0 0 9597 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 21 21000 PRN SOLE 0 0 0 21000 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 17 17000 PRN SOLE 0 0 0 17000 CUMMINS INC COM 231021106 1151 5070 SH SOLE 0 0 0 5070 BOEING CO COM 097023105 800 3739 SH SOLE 0 0 0 3739 AMERIPRISE FINL INC COM 03076C106 4949 25469 SH SOLE 0 0 0 25469 SCHWAB CHARLES CORP COM 808513105 3885 73243 SH SOLE 0 0 0 73243 VANGUARD INDEX FDS GROWTH ETF 922908736 2825 11150 SH SOLE 0 0 0 11150 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 77 75000 PRN SOLE 0 0 0 75000 PIONEER MUN HIGH INCOME TR COM SHS 723763108 535 43000 SH SOLE 0 0 0 43000 STRYKER CORPORATION COM 863667101 1807 7375 SH SOLE 0 0 0 7375 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 287 4801 SH SOLE 0 0 0 4801 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 14 11000 PRN SOLE 0 0 0 11000 NIKE INC CL B 654106103 2650 18735 SH SOLE 0 0 0 18735 WALMART INC COM 931142103 218 1512 SH SOLE 0 0 0 1512 WILLIAMS COS INC COM 969457100 2920 145619 SH SOLE 0 0 0 145619 INTEL CORP COM 458140100 2293 46026 SH SOLE 0 0 0 46026 SHERWIN WILLIAMS CO COM 824348106 2499 3400 SH SOLE 0 0 0 3400 TRACTOR SUPPLY CO COM 892356106 801 5697 SH SOLE 0 0 0 5697 BURLINGTON STORES INC COM 122017106 2020 7722 SH SOLE 0 0 0 7722 COMCAST CORP NEW CL A 20030N101 3528 67322 SH SOLE 0 0 0 67322 ISHARES TR CORE S&P SCP ETF 464287804 964 10494 SH SOLE 0 0 0 10494 JPMORGAN CHASE & CO COM 46625H100 5129 40361 SH SOLE 0 0 0 40361 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 41 28000 PRN SOLE 0 0 0 28000 CISCO SYS INC COM 17275R102 2786 62267 SH SOLE 0 0 0 62267 BRISTOL-MYERS SQUIBB CO COM 110122108 3274 52777 SH SOLE 0 0 0 52777 EXXON MOBIL CORP COM 30231G102 398 9648 SH SOLE 0 0 0 9648 DOW INC COM 260557103 1218 21954 SH SOLE 0 0 0 21954 ANALOG DEVICES INC COM 032654105 761 5150 SH SOLE 0 0 0 5150 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3112 83014 SH SOLE 0 0 0 83014 ISHARES TR FLTG RATE NT ETF 46429B655 330 6497 SH SOLE 0 0 0 6497 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5759 24746 SH SOLE 0 0 0 24746 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 223 3817 SH SOLE 0 0 0 3817 T-MOBILE US INC COM 872590104 2417 17923 SH SOLE 0 0 0 17923 SPDR S&P 500 ETF TR TR UNIT 78462F103 213 11000 SH Put SOLE 0 0 0 11000 ABBVIE INC COM 00287Y109 2738 25556 SH SOLE 0 0 0 25556 LEIDOS HOLDINGS INC COM 525327102 845 8040 SH SOLE 0 0 0 8040 CHEVRON CORP NEW COM 166764100 2190 25928 SH SOLE 0 0 0 25928 ISHARES TR PFD AND INCM SEC 464288687 663 17215 SH SOLE 0 0 0 17215 SANOFI SPONSORED ADR 80105N105 733 15088 SH SOLE 0 0 0 15088 EATON CORP PLC SHS G29183103 921 7669 SH SOLE 0 0 0 7669 SYSCO CORP COM 871829107 2272 30596 SH SOLE 0 0 0 30596 BROADCOM INC COM 11135F101 7902 18047 SH SOLE 0 0 0 18047 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 446 1923 SH SOLE 0 0 0 1923 CONSTELLATION BRANDS INC CL A 21036P108 2310 10546 SH SOLE 0 0 0 10546 GILEAD SCIENCES INC COM 375558103 3000 51486 SH SOLE 0 0 0 51486 CME GROUP INC COM 12572Q105 702 3854 SH SOLE 0 0 0 3854 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3516 17273 SH SOLE 0 0 0 17273 EXPEDITORS INTL WASH INC COM 302130109 390 4100 SH SOLE 0 0 0 4100 IHEARTMEDIA INC COM CL A 45174J509 2302 177326 SH SOLE 0 0 0 177326 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 179 175000 PRN SOLE 0 0 0 175000 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 231 1800 SH SOLE 0 0 0 1800 WEYERHAEUSER CO MTN BE COM NEW 962166104 223 6664 SH SOLE 0 0 0 6664 VISA INC COM CL A 92826C839 3486 15939 SH SOLE 0 0 0 15939 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2780 19695 SH SOLE 0 0 0 19695 SVB FINANCIAL GROUP COM 78486Q101 1683 4339 SH SOLE 0 0 0 4339 SPDR S&P 500 ETF TR TR UNIT 78462F103 207 17500 SH Put SOLE 0 0 0 17500 MONDELEZ INTL INC CL A 609207105 1316 22510 SH SOLE 0 0 0 22510 ISHARES TR IBOXX INV CP ETF 464287242 1837 13296 SH SOLE 0 0 0 13296 PUTNAM MANAGED MUN INCOME TR COM 746823103 116 14395 SH SOLE 0 0 0 14395 ILLUMINA INC NOTE 8/1 452327AK5 18 16000 PRN SOLE 0 0 0 16000 ROPER TECHNOLOGIES INC COM 776696106 2232 5178 SH SOLE 0 0 0 5178 EURONET WORLDWIDE INC COM 298736109 2222 15330 SH SOLE 0 0 0 15330 APOLLO GLOBAL MGMT INC COM CL A 03768E105 1524 31106 SH SOLE 0 0 0 31106 ELECTRONIC ARTS INC COM 285512109 999 6959 SH SOLE 0 0 0 6959 BLACKSTONE GROUP INC COM CL A 09260D107 1473 22723 SH SOLE 0 0 0 22723 HOLOGIC INC COM 436440101 838 11510 SH SOLE 0 0 0 11510 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2214 25105 SH SOLE 0 0 0 25105 VIATRIS INC COM 92556V106 1482 79107 SH SOLE 0 0 0 79107 DISCOVERY INC COM SER A 25470F104 709 23551 SH SOLE 0 0 0 23551 BLACKROCK CAP INVT CORP NOTE 5.000% 6/1 092533AC2 49 50000 PRN SOLE 0 0 0 50000 AUTOMATIC DATA PROCESSING IN COM 053015103 245 1389 SH SOLE 0 0 0 1389 VIACOMCBS INC CL B 92556H206 4015 107761 SH SOLE 0 0 0 107761 TJX COS INC NEW COM 872540109 2639 38643 SH SOLE 0 0 0 38643 FACEBOOK INC CL A 30303M102 4074 14915 SH SOLE 0 0 0 14915 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 115 113000 PRN SOLE 0 0 0 113000 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1551 42143 SH SOLE 0 0 0 42143 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1428 7337 SH SOLE 0 0 0 7337 CITIGROUP INC COM NEW 172967424 6926 112330 SH SOLE 0 0 0 112330 STANLEY BLACK & DECKER INC COM 854502101 747 4185 SH SOLE 0 0 0 4185 SALESFORCE COM INC COM 79466L302 3358 15089 SH SOLE 0 0 0 15089 IBIO INC COM NEW 451033203 31 29805 SH SOLE 0 0 0 29805 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 693 1651 SH SOLE 0 0 0 1651 ISHARES TR IBOXX HI YD ETF 464288513 627 7180 SH SOLE 0 0 0 7180 PUBLIC STORAGE COM 74460D109 2125 9204 SH SOLE 0 0 0 9204 ALTRIA GROUP INC COM 02209S103 1715 41836 SH SOLE 0 0 0 41836 HOME DEPOT INC COM 437076102 2745 10335 SH SOLE 0 0 0 10335 L3HARRIS TECHNOLOGIES INC COM 502431109 2166 11460 SH SOLE 0 0 0 11460 HARBOR CUSTOM DEVELOPMENT IN COM 41150T108 12486 2863713 SH SOLE 0 0 0 2863713 ISHARES TR CORE US AGGBD ET 464287226 221 1869 SH SOLE 0 0 0 1869 ACADIA PHARMACEUTICALS INC COM 004225108 207 3865 SH SOLE 0 0 0 3865 GLOBAL X FDS GLB X SUPERDIV 37950E549 284 22105 SH SOLE 0 0 0 22105 SPDR SER TR SPDR BLOOMBERG 78468R663 525 5740 SH SOLE 0 0 0 5740 AMGEN INC COM 031162100 1092 4751 SH SOLE 0 0 0 4751 OMEROS CORP COM 682143102 550 38480 SH SOLE 0 0 0 38480 TESLA INC COM 88160R101 1095 1552 SH SOLE 0 0 0 1552 UNITEDHEALTH GROUP INC COM 91324P102 3831 10925 SH SOLE 0 0 0 10925 VERIZON COMMUNICATIONS INC COM 92343V104 1213 20654 SH SOLE 0 0 0 20654 NVIDIA CORPORATION COM 67066G104 4374 8377 SH SOLE 0 0 0 8377 LOCKHEED MARTIN CORP COM 539830109 1499 4222 SH SOLE 0 0 0 4222 WASTE MGMT INC DEL COM 94106L109 313 2650 SH SOLE 0 0 0 2650 SERVICENOW INC COM 81762P102 1153 2094 SH SOLE 0 0 0 2094 CARRIER GLOBAL CORPORATION COM 14448C104 2073 54957 SH SOLE 0 0 0 54957 CERENCE INC COM 156727109 951 9468 SH SOLE 0 0 0 9468 CARDINAL HEALTH INC COM 14149Y108 841 15700 SH SOLE 0 0 0 15700 3M CO COM 88579Y101 1688 9655 SH SOLE 0 0 0 9655 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3169 44314 SH SOLE 0 0 0 44314 ISHARES TR RUS 1000 ETF 464287622 588 2777 SH SOLE 0 0 0 2777 LAUDER ESTEE COS INC CL A 518439104 1487 5585 SH SOLE 0 0 0 5585 NORTHROP GRUMMAN CORP COM 666807102 1761 5780 SH SOLE 0 0 0 5780 STARBUCKS CORP COM 855244109 593 5542 SH SOLE 0 0 0 5542 RIO TINTO PLC SPONSORED ADR 767204100 323 4296 SH SOLE 0 0 0 4296 MICROSOFT CORP COM 594918104 11116 49976 SH SOLE 0 0 0 49976 ISHARES TR CORE S&P MCP ETF 464287507 316 1373 SH SOLE 0 0 0 1373 ASGN INC COM 00191U102 2289 27405 SH SOLE 0 0 0 27405 ISHARES TR RUSSELL 2000 ETF 464287655 222 1131 SH SOLE 0 0 0 1131 ADOBE SYSTEMS INCORPORATED COM 00724F101 3850 7698 SH SOLE 0 0 0 7698 SPDR GOLD TR GOLD SHS 78463V107 386 2165 SH SOLE 0 0 0 2165 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 11 11000 PRN SOLE 0 0 0 11000 ANTHEM INC COM 036752103 1377 4289 SH SOLE 0 0 0 4289 MCDONALDS CORP COM 580135101 776 3618 SH SOLE 0 0 0 3618 AUTOZONE INC COM 053332102 1300 1097 SH SOLE 0 0 0 1097 MSCI INC COM 55354G100 1546 3462 SH SOLE 0 0 0 3462 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1365 27515 SH SOLE 0 0 0 27515 ALPHABET INC CAP STK CL A 02079K305 4347 2480 SH SOLE 0 0 0 2480 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 365 7295 SH SOLE 0 0 0 7295 APPLIED MATLS INC COM 038222105 4906 56847 SH SOLE 0 0 0 56847 ISHARES TR BROAD USD HIGH 46435U853 5654 137032 SH SOLE 0 0 0 137032 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 32 28000 PRN SOLE 0 0 0 28000 ISHARES TR ISHS 1-5YR INVS 464288646 729 13219 SH SOLE 0 0 0 13219 NEWMONT CORP COM 651639106 2729 45565 SH SOLE 0 0 0 45565 VERTEX PHARMACEUTICALS INC COM 92532F100 1291 5463 SH SOLE 0 0 0 5463 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 368 5973 SH SOLE 0 0 0 5973 CHIPOTLE MEXICAN GRILL INC COM 169656105 922 665 SH SOLE 0 0 0 665 EMERSON ELEC CO COM 291011104 2179 27113 SH SOLE 0 0 0 27113 ASTRAZENECA PLC SPONSORED ADR 046353108 888 17762 SH SOLE 0 0 0 17762 GODADDY INC CL A 380237107 2553 30783 SH SOLE 0 0 0 30783 ALBERTSONS COS INC COMMON STOCK 013091103 4546 258574 SH SOLE 0 0 0 258574 FORD MTR CO DEL COM 345370860 130 14823 SH SOLE 0 0 0 14823 ISHARES TR CORE S&P500 ETF 464287200 727 1937 SH SOLE 0 0 0 1937 UNITED PARCEL SERVICE INC CL B 911312106 339 2015 SH SOLE 0 0 0 2015 LUMEN TECHNOLOGIES INC COM 156700106 942 96615 SH SOLE 0 0 0 96615 BLACKROCK INC COM 09247X101 1701 2358 SH SOLE 0 0 0 2358 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 226 4099 SH SOLE 0 0 0 4099 ALLISON TRANSMISSION HLDGS I COM 01973R101 1506 34915 SH SOLE 0 0 0 34915 LAM RESEARCH CORP COM 512807108 4142 8770 SH SOLE 0 0 0 8770 ISHARES TR CORE HIGH DV ETF 46429B663 989 11284 SH SOLE 0 0 0 11284 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 106 11400 SH SOLE 0 0 0 11400 KINDER MORGAN INC DEL COM 49456B101 139 10137 SH SOLE 0 0 0 10137 THERMO FISHER SCIENTIFIC INC COM 883556102 2369 5086 SH SOLE 0 0 0 5086 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 34024 339830 SH SOLE 0 0 0 339830 MACQUARIE INFRASTRUCTURE COR NOTE 2.000%10/0 55608BAB1 14 14000 PRN SOLE 0 0 0 14000 PAYPAL HLDGS INC COM 70450Y103 2218 9470 SH SOLE 0 0 0 9470 AXALTA COATING SYS LTD COM G0750C108 1004 35151 SH SOLE 0 0 0 35151 LULULEMON ATHLETICA INC COM 550021109 401 1153 SH SOLE 0 0 0 1153 ARISTA NETWORKS INC COM 040413106 872 3002 SH SOLE 0 0 0 3002 JOHNSON & JOHNSON COM 478160104 4094 26014 SH SOLE 0 0 0 26014 CIENA CORP COM NEW 171779309 2409 45580 SH SOLE 0 0 0 45580 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 44 38000 PRN SOLE 0 0 0 38000 AKAMAI TECHNOLOGIES INC COM 00971T101 903 8604 SH SOLE 0 0 0 8604 SCIENCE APPLICATIONS INTL CO COM 808625107 2193 23176 SH SOLE 0 0 0 23176