0001802533-21-000001.txt : 20210111
0001802533-21-000001.hdr.sgml : 20210111
20210111171147
ACCESSION NUMBER: 0001802533-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210111
DATE AS OF CHANGE: 20210111
EFFECTIVENESS DATE: 20210111
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOHIMER WEALTH MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001802533
IRS NUMBER: 832676110
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20000
FILM NUMBER: 21521553
BUSINESS ADDRESS:
STREET 1: ONE UNION SQUARE
STREET 2: 600 UNIVERSITY STREET, SUITE 2401
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-709-5950
MAIL ADDRESS:
STREET 1: ONE UNION SQUARE
STREET 2: 600 UNIVERSITY STREET, SUITE 2401
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001802533
XXXXXXXX
12-31-2020
12-31-2020
HOHIMER WEALTH MANAGEMENT, LLC
ONE UNION SQUARE
600 UNIVERSITY STREET, SUITE 2401
SEATTLE
WA
98101
13F HOLDINGS REPORT
028-20000
N
Erick Aguayo
Compliance Manager
2067411339
Erick Aguayo
Seattle
WA
12-31-2020
0
197
389004
false
INFORMATION TABLE
2
hohimer13f12312020.xml
SPDR SER TR
PORTFOLIO INTRMD
78464A375
248
6677
SH
SOLE
0
0
0
6677
DISNEY WALT CO
COM
254687106
548
3022
SH
SOLE
0
0
0
3022
PFIZER INC
COM
717081103
3382
91881
SH
SOLE
0
0
0
91881
BECTON DICKINSON & CO
COM
075887109
292
1165
SH
SOLE
0
0
0
1165
VOYA FINANCIAL INC
COM
929089100
2374
40372
SH
SOLE
0
0
0
40372
SNAP INC
CL A
83304A106
330
6585
SH
SOLE
0
0
0
6585
DANAHER CORPORATION
COM
235851102
1105
4976
SH
SOLE
0
0
0
4976
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5258
14063
SH
SOLE
0
0
0
14063
ABBOTT LABS
COM
002824100
357
3262
SH
SOLE
0
0
0
3262
PEPSICO INC
COM
713448108
3286
22156
SH
SOLE
0
0
0
22156
BK OF AMERICA CORP
COM
060505104
1527
50379
SH
SOLE
0
0
0
50379
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
88
10442
SH
SOLE
0
0
0
10442
EXCHANGE LISTED FDS TR
HIGH YIELD ETF
30151E814
203
6360
SH
SOLE
0
0
0
6360
ROBERT HALF INTL INC
COM
770323103
2333
37336
SH
SOLE
0
0
0
37336
CVS HEALTH CORP
COM
126650100
3652
53467
SH
SOLE
0
0
0
53467
COSTCO WHSL CORP NEW
COM
22160K105
1506
3998
SH
SOLE
0
0
0
3998
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
19
13000
PRN
SOLE
0
0
0
13000
UNION PAC CORP
COM
907818108
211
1015
SH
SOLE
0
0
0
1015
WESTERN DIGITAL CORP.
COM
958102105
946
17070
SH
SOLE
0
0
0
17070
NUTANIX INC
CL A
67059N108
219
6887
SH
SOLE
0
0
0
6887
PRUDENTIAL FINL INC
COM
744320102
3722
47677
SH
SOLE
0
0
0
47677
EVERCORE INC
CLASS A
29977A105
2175
19840
SH
SOLE
0
0
0
19840
CONSTELLIUM SE
CL A SHS
F21107101
546
38994
SH
SOLE
0
0
0
38994
CATERPILLAR INC
COM
149123101
274
1507
SH
SOLE
0
0
0
1507
BAUSCH HEALTH COS INC
COM
071734107
211
10154
SH
SOLE
0
0
0
10154
APPLE INC
COM
037833100
20805
156792
SH
SOLE
0
0
0
156792
AT&T INC
COM
00206R102
4317
150118
SH
SOLE
0
0
0
150118
PAYCHEX INC
COM
704326107
1267
13594
SH
SOLE
0
0
0
13594
AMAZON COM INC
COM
023135106
8175
2510
SH
SOLE
0
0
0
2510
FORTIVE CORP
NOTE 0.875% 2/1
34959JAK4
38
37000
PRN
SOLE
0
0
0
37000
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
321
1230
SH
SOLE
0
0
0
1230
QUALCOMM INC
COM
747525103
676
4436
SH
SOLE
0
0
0
4436
MERCK & CO. INC
COM
58933Y105
1515
18518
SH
SOLE
0
0
0
18518
PALO ALTO NETWORKS INC
COM
697435105
913
2569
SH
SOLE
0
0
0
2569
TEXAS INSTRS INC
COM
882508104
1598
9734
SH
SOLE
0
0
0
9734
EDWARDS LIFESCIENCES CORP
COM
28176E108
1490
16335
SH
SOLE
0
0
0
16335
PROCTER AND GAMBLE CO
COM
742718109
1335
9597
SH
SOLE
0
0
0
9597
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
21
21000
PRN
SOLE
0
0
0
21000
ARES CAPITAL CORP
NOTE 3.750% 2/0
04010LAT0
17
17000
PRN
SOLE
0
0
0
17000
CUMMINS INC
COM
231021106
1151
5070
SH
SOLE
0
0
0
5070
BOEING CO
COM
097023105
800
3739
SH
SOLE
0
0
0
3739
AMERIPRISE FINL INC
COM
03076C106
4949
25469
SH
SOLE
0
0
0
25469
SCHWAB CHARLES CORP
COM
808513105
3885
73243
SH
SOLE
0
0
0
73243
VANGUARD INDEX FDS
GROWTH ETF
922908736
2825
11150
SH
SOLE
0
0
0
11150
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
77
75000
PRN
SOLE
0
0
0
75000
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
535
43000
SH
SOLE
0
0
0
43000
STRYKER CORPORATION
COM
863667101
1807
7375
SH
SOLE
0
0
0
7375
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
287
4801
SH
SOLE
0
0
0
4801
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
14
11000
PRN
SOLE
0
0
0
11000
NIKE INC
CL B
654106103
2650
18735
SH
SOLE
0
0
0
18735
WALMART INC
COM
931142103
218
1512
SH
SOLE
0
0
0
1512
WILLIAMS COS INC
COM
969457100
2920
145619
SH
SOLE
0
0
0
145619
INTEL CORP
COM
458140100
2293
46026
SH
SOLE
0
0
0
46026
SHERWIN WILLIAMS CO
COM
824348106
2499
3400
SH
SOLE
0
0
0
3400
TRACTOR SUPPLY CO
COM
892356106
801
5697
SH
SOLE
0
0
0
5697
BURLINGTON STORES INC
COM
122017106
2020
7722
SH
SOLE
0
0
0
7722
COMCAST CORP NEW
CL A
20030N101
3528
67322
SH
SOLE
0
0
0
67322
ISHARES TR
CORE S&P SCP ETF
464287804
964
10494
SH
SOLE
0
0
0
10494
JPMORGAN CHASE & CO
COM
46625H100
5129
40361
SH
SOLE
0
0
0
40361
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
41
28000
PRN
SOLE
0
0
0
28000
CISCO SYS INC
COM
17275R102
2786
62267
SH
SOLE
0
0
0
62267
BRISTOL-MYERS SQUIBB CO
COM
110122108
3274
52777
SH
SOLE
0
0
0
52777
EXXON MOBIL CORP
COM
30231G102
398
9648
SH
SOLE
0
0
0
9648
DOW INC
COM
260557103
1218
21954
SH
SOLE
0
0
0
21954
ANALOG DEVICES INC
COM
032654105
761
5150
SH
SOLE
0
0
0
5150
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
3112
83014
SH
SOLE
0
0
0
83014
ISHARES TR
FLTG RATE NT ETF
46429B655
330
6497
SH
SOLE
0
0
0
6497
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5759
24746
SH
SOLE
0
0
0
24746
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
223
3817
SH
SOLE
0
0
0
3817
T-MOBILE US INC
COM
872590104
2417
17923
SH
SOLE
0
0
0
17923
SPDR S&P 500 ETF TR
TR UNIT
78462F103
213
11000
SH
Put
SOLE
0
0
0
11000
ABBVIE INC
COM
00287Y109
2738
25556
SH
SOLE
0
0
0
25556
LEIDOS HOLDINGS INC
COM
525327102
845
8040
SH
SOLE
0
0
0
8040
CHEVRON CORP NEW
COM
166764100
2190
25928
SH
SOLE
0
0
0
25928
ISHARES TR
PFD AND INCM SEC
464288687
663
17215
SH
SOLE
0
0
0
17215
SANOFI
SPONSORED ADR
80105N105
733
15088
SH
SOLE
0
0
0
15088
EATON CORP PLC
SHS
G29183103
921
7669
SH
SOLE
0
0
0
7669
SYSCO CORP
COM
871829107
2272
30596
SH
SOLE
0
0
0
30596
BROADCOM INC
COM
11135F101
7902
18047
SH
SOLE
0
0
0
18047
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
446
1923
SH
SOLE
0
0
0
1923
CONSTELLATION BRANDS INC
CL A
21036P108
2310
10546
SH
SOLE
0
0
0
10546
GILEAD SCIENCES INC
COM
375558103
3000
51486
SH
SOLE
0
0
0
51486
CME GROUP INC
COM
12572Q105
702
3854
SH
SOLE
0
0
0
3854
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
3516
17273
SH
SOLE
0
0
0
17273
EXPEDITORS INTL WASH INC
COM
302130109
390
4100
SH
SOLE
0
0
0
4100
IHEARTMEDIA INC
COM CL A
45174J509
2302
177326
SH
SOLE
0
0
0
177326
PROSPECT CAP CORP
NOTE 4.950% 7/1
74348TAR3
179
175000
PRN
SOLE
0
0
0
175000
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
231
1800
SH
SOLE
0
0
0
1800
WEYERHAEUSER CO MTN BE
COM NEW
962166104
223
6664
SH
SOLE
0
0
0
6664
VISA INC
COM CL A
92826C839
3486
15939
SH
SOLE
0
0
0
15939
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
2780
19695
SH
SOLE
0
0
0
19695
SVB FINANCIAL GROUP
COM
78486Q101
1683
4339
SH
SOLE
0
0
0
4339
SPDR S&P 500 ETF TR
TR UNIT
78462F103
207
17500
SH
Put
SOLE
0
0
0
17500
MONDELEZ INTL INC
CL A
609207105
1316
22510
SH
SOLE
0
0
0
22510
ISHARES TR
IBOXX INV CP ETF
464287242
1837
13296
SH
SOLE
0
0
0
13296
PUTNAM MANAGED MUN INCOME TR
COM
746823103
116
14395
SH
SOLE
0
0
0
14395
ILLUMINA INC
NOTE 8/1
452327AK5
18
16000
PRN
SOLE
0
0
0
16000
ROPER TECHNOLOGIES INC
COM
776696106
2232
5178
SH
SOLE
0
0
0
5178
EURONET WORLDWIDE INC
COM
298736109
2222
15330
SH
SOLE
0
0
0
15330
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
1524
31106
SH
SOLE
0
0
0
31106
ELECTRONIC ARTS INC
COM
285512109
999
6959
SH
SOLE
0
0
0
6959
BLACKSTONE GROUP INC
COM CL A
09260D107
1473
22723
SH
SOLE
0
0
0
22723
HOLOGIC INC
COM
436440101
838
11510
SH
SOLE
0
0
0
11510
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
2214
25105
SH
SOLE
0
0
0
25105
VIATRIS INC
COM
92556V106
1482
79107
SH
SOLE
0
0
0
79107
DISCOVERY INC
COM SER A
25470F104
709
23551
SH
SOLE
0
0
0
23551
BLACKROCK CAP INVT CORP
NOTE 5.000% 6/1
092533AC2
49
50000
PRN
SOLE
0
0
0
50000
AUTOMATIC DATA PROCESSING IN
COM
053015103
245
1389
SH
SOLE
0
0
0
1389
VIACOMCBS INC
CL B
92556H206
4015
107761
SH
SOLE
0
0
0
107761
TJX COS INC NEW
COM
872540109
2639
38643
SH
SOLE
0
0
0
38643
FACEBOOK INC
CL A
30303M102
4074
14915
SH
SOLE
0
0
0
14915
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
115
113000
PRN
SOLE
0
0
0
113000
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1551
42143
SH
SOLE
0
0
0
42143
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1428
7337
SH
SOLE
0
0
0
7337
CITIGROUP INC
COM NEW
172967424
6926
112330
SH
SOLE
0
0
0
112330
STANLEY BLACK & DECKER INC
COM
854502101
747
4185
SH
SOLE
0
0
0
4185
SALESFORCE COM INC
COM
79466L302
3358
15089
SH
SOLE
0
0
0
15089
IBIO INC
COM NEW
451033203
31
29805
SH
SOLE
0
0
0
29805
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
693
1651
SH
SOLE
0
0
0
1651
ISHARES TR
IBOXX HI YD ETF
464288513
627
7180
SH
SOLE
0
0
0
7180
PUBLIC STORAGE
COM
74460D109
2125
9204
SH
SOLE
0
0
0
9204
ALTRIA GROUP INC
COM
02209S103
1715
41836
SH
SOLE
0
0
0
41836
HOME DEPOT INC
COM
437076102
2745
10335
SH
SOLE
0
0
0
10335
L3HARRIS TECHNOLOGIES INC
COM
502431109
2166
11460
SH
SOLE
0
0
0
11460
HARBOR CUSTOM DEVELOPMENT IN
COM
41150T108
12486
2863713
SH
SOLE
0
0
0
2863713
ISHARES TR
CORE US AGGBD ET
464287226
221
1869
SH
SOLE
0
0
0
1869
ACADIA PHARMACEUTICALS INC
COM
004225108
207
3865
SH
SOLE
0
0
0
3865
GLOBAL X FDS
GLB X SUPERDIV
37950E549
284
22105
SH
SOLE
0
0
0
22105
SPDR SER TR
SPDR BLOOMBERG
78468R663
525
5740
SH
SOLE
0
0
0
5740
AMGEN INC
COM
031162100
1092
4751
SH
SOLE
0
0
0
4751
OMEROS CORP
COM
682143102
550
38480
SH
SOLE
0
0
0
38480
TESLA INC
COM
88160R101
1095
1552
SH
SOLE
0
0
0
1552
UNITEDHEALTH GROUP INC
COM
91324P102
3831
10925
SH
SOLE
0
0
0
10925
VERIZON COMMUNICATIONS INC
COM
92343V104
1213
20654
SH
SOLE
0
0
0
20654
NVIDIA CORPORATION
COM
67066G104
4374
8377
SH
SOLE
0
0
0
8377
LOCKHEED MARTIN CORP
COM
539830109
1499
4222
SH
SOLE
0
0
0
4222
WASTE MGMT INC DEL
COM
94106L109
313
2650
SH
SOLE
0
0
0
2650
SERVICENOW INC
COM
81762P102
1153
2094
SH
SOLE
0
0
0
2094
CARRIER GLOBAL CORPORATION
COM
14448C104
2073
54957
SH
SOLE
0
0
0
54957
CERENCE INC
COM
156727109
951
9468
SH
SOLE
0
0
0
9468
CARDINAL HEALTH INC
COM
14149Y108
841
15700
SH
SOLE
0
0
0
15700
3M CO
COM
88579Y101
1688
9655
SH
SOLE
0
0
0
9655
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
3169
44314
SH
SOLE
0
0
0
44314
ISHARES TR
RUS 1000 ETF
464287622
588
2777
SH
SOLE
0
0
0
2777
LAUDER ESTEE COS INC
CL A
518439104
1487
5585
SH
SOLE
0
0
0
5585
NORTHROP GRUMMAN CORP
COM
666807102
1761
5780
SH
SOLE
0
0
0
5780
STARBUCKS CORP
COM
855244109
593
5542
SH
SOLE
0
0
0
5542
RIO TINTO PLC
SPONSORED ADR
767204100
323
4296
SH
SOLE
0
0
0
4296
MICROSOFT CORP
COM
594918104
11116
49976
SH
SOLE
0
0
0
49976
ISHARES TR
CORE S&P MCP ETF
464287507
316
1373
SH
SOLE
0
0
0
1373
ASGN INC
COM
00191U102
2289
27405
SH
SOLE
0
0
0
27405
ISHARES TR
RUSSELL 2000 ETF
464287655
222
1131
SH
SOLE
0
0
0
1131
ADOBE SYSTEMS INCORPORATED
COM
00724F101
3850
7698
SH
SOLE
0
0
0
7698
SPDR GOLD TR
GOLD SHS
78463V107
386
2165
SH
SOLE
0
0
0
2165
BLACKSTONE MTG TR INC
NOTE 4.375% 5/0
09257WAB6
11
11000
PRN
SOLE
0
0
0
11000
ANTHEM INC
COM
036752103
1377
4289
SH
SOLE
0
0
0
4289
MCDONALDS CORP
COM
580135101
776
3618
SH
SOLE
0
0
0
3618
AUTOZONE INC
COM
053332102
1300
1097
SH
SOLE
0
0
0
1097
MSCI INC
COM
55354G100
1546
3462
SH
SOLE
0
0
0
3462
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
1365
27515
SH
SOLE
0
0
0
27515
ALPHABET INC
CAP STK CL A
02079K305
4347
2480
SH
SOLE
0
0
0
2480
AMERICAN ELEC PWR CO INC
UNIT 08/01/2021
025537127
365
7295
SH
SOLE
0
0
0
7295
APPLIED MATLS INC
COM
038222105
4906
56847
SH
SOLE
0
0
0
56847
ISHARES TR
BROAD USD HIGH
46435U853
5654
137032
SH
SOLE
0
0
0
137032
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
32
28000
PRN
SOLE
0
0
0
28000
ISHARES TR
ISHS 1-5YR INVS
464288646
729
13219
SH
SOLE
0
0
0
13219
NEWMONT CORP
COM
651639106
2729
45565
SH
SOLE
0
0
0
45565
VERTEX PHARMACEUTICALS INC
COM
92532F100
1291
5463
SH
SOLE
0
0
0
5463
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
368
5973
SH
SOLE
0
0
0
5973
CHIPOTLE MEXICAN GRILL INC
COM
169656105
922
665
SH
SOLE
0
0
0
665
EMERSON ELEC CO
COM
291011104
2179
27113
SH
SOLE
0
0
0
27113
ASTRAZENECA PLC
SPONSORED ADR
046353108
888
17762
SH
SOLE
0
0
0
17762
GODADDY INC
CL A
380237107
2553
30783
SH
SOLE
0
0
0
30783
ALBERTSONS COS INC
COMMON STOCK
013091103
4546
258574
SH
SOLE
0
0
0
258574
FORD MTR CO DEL
COM
345370860
130
14823
SH
SOLE
0
0
0
14823
ISHARES TR
CORE S&P500 ETF
464287200
727
1937
SH
SOLE
0
0
0
1937
UNITED PARCEL SERVICE INC
CL B
911312106
339
2015
SH
SOLE
0
0
0
2015
LUMEN TECHNOLOGIES INC
COM
156700106
942
96615
SH
SOLE
0
0
0
96615
BLACKROCK INC
COM
09247X101
1701
2358
SH
SOLE
0
0
0
2358
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
226
4099
SH
SOLE
0
0
0
4099
ALLISON TRANSMISSION HLDGS I
COM
01973R101
1506
34915
SH
SOLE
0
0
0
34915
LAM RESEARCH CORP
COM
512807108
4142
8770
SH
SOLE
0
0
0
8770
ISHARES TR
CORE HIGH DV ETF
46429B663
989
11284
SH
SOLE
0
0
0
11284
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
106
11400
SH
SOLE
0
0
0
11400
KINDER MORGAN INC DEL
COM
49456B101
139
10137
SH
SOLE
0
0
0
10137
THERMO FISHER SCIENTIFIC INC
COM
883556102
2369
5086
SH
SOLE
0
0
0
5086
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
34024
339830
SH
SOLE
0
0
0
339830
MACQUARIE INFRASTRUCTURE COR
NOTE 2.000%10/0
55608BAB1
14
14000
PRN
SOLE
0
0
0
14000
PAYPAL HLDGS INC
COM
70450Y103
2218
9470
SH
SOLE
0
0
0
9470
AXALTA COATING SYS LTD
COM
G0750C108
1004
35151
SH
SOLE
0
0
0
35151
LULULEMON ATHLETICA INC
COM
550021109
401
1153
SH
SOLE
0
0
0
1153
ARISTA NETWORKS INC
COM
040413106
872
3002
SH
SOLE
0
0
0
3002
JOHNSON & JOHNSON
COM
478160104
4094
26014
SH
SOLE
0
0
0
26014
CIENA CORP
COM NEW
171779309
2409
45580
SH
SOLE
0
0
0
45580
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
44
38000
PRN
SOLE
0
0
0
38000
AKAMAI TECHNOLOGIES INC
COM
00971T101
903
8604
SH
SOLE
0
0
0
8604
SCIENCE APPLICATIONS INTL CO
COM
808625107
2193
23176
SH
SOLE
0
0
0
23176