0001802530-21-000002.txt : 20210511 0001802530-21-000002.hdr.sgml : 20210511 20210511165229 ACCESSION NUMBER: 0001802530-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Soltis Investment Advisors LLC CENTRAL INDEX KEY: 0001802530 IRS NUMBER: 273188744 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19899 FILM NUMBER: 21912120 BUSINESS ADDRESS: STREET 1: 20 NORTH MAIN STREET, SUITE 400 CITY: ST. GEORGE STATE: UT ZIP: 84770 BUSINESS PHONE: 435 674-1600 MAIL ADDRESS: STREET 1: 20 NORTH MAIN STREET, SUITE 400 CITY: ST. GEORGE STATE: UT ZIP: 84770 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802530 XXXXXXXX 03-31-2021 03-31-2021 Soltis Investment Advisors LLC
20 NORTH MAIN STREET, SUITE 400 ST. GEORGE UT 84770
13F HOLDINGS REPORT 028-19899 N
Alan Gilmore Attorney 6097300100 Alan Gilmore Pennington NJ 05-11-2021 0 219 548362 false
INFORMATION TABLE 2 1qtr.xml ISHARES TR CORE S&P MCP ETF 464287507 52608 202123 SH SOLE 202123 0 0 ISHARES TR S&P MC 400VL ETF 464287705 4673 45841 SH SOLE 45841 0 0 ISHARES TR S&P MC 400GR ETF 464287606 1725 22006 SH SOLE 22006 0 0 ISHARES TR CORE S&P SCP ETF 464287804 9058 83462 SH SOLE 83462 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1365 13551 SH SOLE 13551 0 0 ISHARES TR S&P SML 600 GWT 464287887 1516 11825 SH SOLE 11825 0 0 ISHARES TR S&P 500 VAL ETF 464287408 3375 23893 SH SOLE 23893 0 0 ISHARES TR CORE S&P500 ETF 464287200 20827 52353 SH SOLE 52353 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3315 50920 SH SOLE 50920 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 574 2360 SH SOLE 2360 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5105 12881 SH SOLE 12881 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 594 1250 SH SOLE 1250 0 0 AMAZON COM INC COM 023135106 6125 1980 SH SOLE 1980 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 205 3244 SH SOLE 3244 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2149 8410 SH SOLE 8410 0 0 EMERSON ELEC CO COM 291011104 1395 15460 SH SOLE 15460 0 0 BOEING CO COM 097023105 3817 14986 SH SOLE 14986 0 0 REALTY INCOME CORP COM 756109104 261 4109 SH SOLE 4109 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1318 4129 SH SOLE 4129 0 0 AMGEN INC COM 031162100 931 3740 SH SOLE 3740 0 0 ABBOTT LABS COM 002824100 1332 11113 SH SOLE 11113 0 0 ALTRIA GROUP INC COM 02209S103 1637 32006 SH SOLE 32006 0 0 GENUINE PARTS CO COM 372460105 1356 11735 SH SOLE 11735 0 0 INTEL CORP COM 458140100 1927 30106 SH SOLE 30106 0 0 ORACLE CORP COM 68389X105 669 9529 SH SOLE 9529 0 0 QUALCOMM INC COM 747525103 741 5592 SH SOLE 5592 0 0 DISNEY WALT CO COM 254687106 1321 7161 SH SOLE 7161 0 0 HONEYWELL INTL INC COM 438516106 823 3793 SH SOLE 3793 0 0 JOHNSON & JOHNSON COM 478160104 2530 15393 SH SOLE 15393 0 0 MEDTRONIC PLC SHS G5960L103 622 5266 SH SOLE 5266 0 0 PFIZER INC COM 717081103 2089 57651 SH SOLE 57651 0 0 ISHARES TR MSCI EAFE ETF 464287465 304 4011 SH SOLE 4011 0 0 CHEVRON CORP NEW COM 166764100 718 6852 SH SOLE 6852 0 0 MICROSOFT CORP COM 594918104 8264 35049 SH SOLE 35049 0 0 ISHARES INC MSCI PAC JP ETF 464286665 307 6109 SH SOLE 6109 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1559 9170 SH SOLE 9170 0 0 AT&T INC COM 00206R102 3351 110707 SH SOLE 110707 0 0 NCR CORP NEW COM 62886E108 243 6408 SH SOLE 6408 0 0 CISCO SYS INC COM 17275R102 1317 25460 SH SOLE 25460 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1637 12286 SH SOLE 12286 0 0 COCA COLA CO COM 191216100 2250 42689 SH SOLE 42689 0 0 LOCKHEED MARTIN CORP COM 539830109 1034 2799 SH SOLE 2799 0 0 PEPSICO INC COM 713448108 419 2965 SH SOLE 2965 0 0 STRYKER CORPORATION COM 863667101 388 1592 SH SOLE 1592 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 556 9557 SH SOLE 9557 0 0 ISHARES TR RUS MD CP GR ETF 464287481 659 6453 SH SOLE 6453 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 231 1741 SH SOLE 1741 0 0 BK OF AMERICA CORP COM 060505104 421 10887 SH SOLE 10887 0 0 STARBUCKS CORP COM 855244109 703 6437 SH SOLE 6437 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 202 1073 SH SOLE 1073 0 0 EXXON MOBIL CORP COM 30231G102 1115 19978 SH SOLE 19978 0 0 WALMART INC COM 931142103 216 1592 SH SOLE 1592 0 0 APPLIED MATLS INC COM 038222105 606 4536 SH SOLE 4536 0 0 CAPITAL ONE FINL CORP COM 14040H105 623 4897 SH SOLE 4897 0 0 COSTCO WHSL CORP NEW COM 22160K105 730 2071 SH SOLE 2071 0 0 CVS HEALTH CORP COM 126650100 1796 23878 SH SOLE 23878 0 0 DOMINION ENERGY INC COM 25746U109 1373 18080 SH SOLE 18080 0 0 MERCK & CO. INC COM 58933Y105 276 3581 SH SOLE 3581 0 0 PROCTER AND GAMBLE CO COM 742718109 1493 11028 SH SOLE 11028 0 0 GENERAL ELECTRIC CO COM 369604103 736 56076 SH SOLE 56076 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 910 2783 SH SOLE 2783 0 0 HOME DEPOT INC COM 437076102 350 1146 SH SOLE 1146 0 0 MCDONALDS CORP COM 580135101 555 2476 SH SOLE 2476 0 0 NIKE INC CL B 654106103 332 2495 SH SOLE 2495 0 0 JPMORGAN CHASE & CO COM 46625H100 2503 16444 SH SOLE 16444 0 0 WELLS FARGO CO NEW COM 949746101 700 17909 SH SOLE 17909 0 0 ISHARES TR 20 YR TR BD ETF 464287432 534 3939 SH SOLE 3939 0 0 FORD MTR CO DEL COM 345370860 405 33056 SH SOLE 33056 0 0 UNITEDHEALTH GROUP INC COM 91324P102 450 1209 SH SOLE 1209 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 538 6963 SH SOLE 6963 0 0 MARRIOTT INTL INC NEW CL A 571903202 617 4164 SH SOLE 4164 0 0 3M CO COM 88579Y101 803 4169 SH SOLE 4169 0 0 COMCAST CORP NEW CL A 20030N101 202 3741 SH SOLE 3741 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1730 8369 SH SOLE 8369 0 0 NORFOLK SOUTHN CORP COM 655844108 540 2011 SH SOLE 2011 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1478 15315 SH SOLE 15315 0 0 CONSTELLATION BRANDS INC CL A 21036P108 214 937 SH SOLE 937 0 0 CONOCOPHILLIPS COM 20825C104 215 4060 SH SOLE 4060 0 0 CSX CORP COM 126408103 297 3079 SH SOLE 3079 0 0 APPLE INC COM 037833100 8752 71653 SH SOLE 71653 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2572 107622 SH SOLE 107622 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 303 8006 SH SOLE 8006 0 0 ZIONS BANCORPORATION N A COM 989701107 258 4703 SH SOLE 4703 0 0 HALLIBURTON CO COM 406216101 484 22555 SH SOLE 22555 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 563 6581 SH SOLE 6581 0 0 GENERAL MLS INC COM 370334104 1453 23695 SH SOLE 23695 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2023 17784 SH SOLE 17784 0 0 KELLOGG CO COM 487836108 1228 19398 SH SOLE 19398 0 0 GENERAL DYNAMICS CORP COM 369550108 1887 10391 SH SOLE 10391 0 0 SOUTHERN CO COM 842587107 1541 24785 SH SOLE 24785 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5090 97793 SH SOLE 97793 0 0 PAYCHEX INC COM 704326107 917 9353 SH SOLE 9353 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 160 18648 SH SOLE 18648 0 0 NETFLIX INC COM 64110L106 883 1693 SH SOLE 1693 0 0 ISHARES TR CORE US AGGBD ET 464287226 5369 47167 SH SOLE 47167 0 0 ISHARES TR SELECT DIVID ETF 464287168 360 3155 SH SOLE 3155 0 0 ISHARES TR TIPS BD ETF 464287176 25938 206680 SH SOLE 206680 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 488 18390 SH SOLE 18390 0 0 VENTAS INC COM 92276F100 1799 33728 SH SOLE 33728 0 0 NVIDIA CORPORATION COM 67066G104 1187 2223 SH SOLE 2223 0 0 FREEPORT-MCMORAN INC CL B 35671D857 223 6782 SH SOLE 6782 0 0 PRICE T ROWE GROUP INC COM 74144T108 1758 10245 SH SOLE 10245 0 0 ALPHABET INC CAP STK CL A 02079K305 1634 792 SH SOLE 792 0 0 SPDR GOLD TR GOLD SHS 78463V107 696 4349 SH SOLE 4349 0 0 RIO TINTO PLC SPONSORED ADR 767204100 615 7926 SH SOLE 7926 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 284 2157 SH SOLE 2157 0 0 REGENERON PHARMACEUTICALS COM 75886F107 263 555 SH SOLE 555 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1224 5530 SH SOLE 5530 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 219 4149 SH SOLE 4149 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1207 13137 SH SOLE 13137 0 0 BLACKROCK INC COM 09247X101 868 1151 SH SOLE 1151 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 613 2864 SH SOLE 2864 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 536 13180 SH SOLE 13180 0 0 SKYWEST INC COM 830879102 2142 39324 SH SOLE 39324 0 0 UNITED AIRLS HLDGS INC COM 910047109 535 9305 SH SOLE 9305 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2077 4552 SH SOLE 4552 0 0 SALESFORCE COM INC COM 79466L302 208 983 SH SOLE 983 0 0 ENBRIDGE INC COM 29250N105 1968 54073 SH SOLE 54073 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 285 256 SH SOLE 256 0 0 COMPASS MINERALS INTL INC COM 20451N101 1168 18616 SH SOLE 18616 0 0 ROYCE MICRO-CAP TR INC COM 780915104 140 12419 SH SOLE 12419 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 215 601 SH SOLE 601 0 0 ISHARES SILVER TR ISHARES 46428Q109 529 23321 SH SOLE 23321 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 815 25068 SH SOLE 25068 0 0 MASTERCARD INCORPORATED CL A 57636Q104 248 698 SH SOLE 698 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 311 3036 SH SOLE 3036 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1553 24409 SH SOLE 24409 0 0 FRANKLIN COVEY CO COM 353469109 482 17033 SH SOLE 17033 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 1398 34585 SH SOLE 34585 0 0 ISHARES TR CORE S&P TTL STK 464287150 3706 40458 SH SOLE 40458 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 224 3698 SH SOLE 3698 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1072 13045 SH SOLE 13045 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2690 55707 SH SOLE 55707 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 4027 47528 SH SOLE 47528 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 503 5126 SH SOLE 5126 0 0 ISHARES TR MBS ETF 464288588 5176 47741 SH SOLE 47741 0 0 ISHARES TR PFD AND INCM SEC 464288687 369 9614 SH SOLE 9614 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1164 23710 SH SOLE 23710 0 0 MERIT MED SYS INC COM 589889104 329 5501 SH SOLE 5501 0 0 ISHARES TR JPMORGAN USD EMG 464288281 1125 10331 SH SOLE 10331 0 0 MEDALLION FINL CORP COM 583928106 566 80287 SH SOLE 80287 0 0 SECURITY NATL FINL CORP CL A NEW 814785309 24234 2591892 SH SOLE 2591892 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 7469 69271 SH SOLE 69271 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 39459 387196 SH SOLE 387196 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 6669 177278 SH SOLE 177278 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6662 80746 SH SOLE 80746 0 0 TESLA INC COM 88160R101 1238 1853 SH SOLE 1853 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 656 11215 SH SOLE 11215 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1983 32419 SH SOLE 32419 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2251 6179 SH SOLE 6179 0 0 R1 RCM INC COM 749397105 490 19871 SH SOLE 19871 0 0 SHOPIFY INC CL A 82509L107 500 452 SH SOLE 452 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 10123 95754 SH SOLE 95754 0 0 CORESITE RLTY CORP COM 21870Q105 1052 8774 SH SOLE 8774 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 407 4291 SH SOLE 4291 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6030 82688 SH SOLE 82688 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 676 9771 SH SOLE 9771 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 3938 53946 SH SOLE 53946 0 0 ISHARES INC MSCI EMERG MRKT 464286533 2078 32905 SH SOLE 32905 0 0 ISHARES TR US TREAS BD ETF 46429B267 352 13433 SH SOLE 13433 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 734 23956 SH SOLE 23956 0 0 FACEBOOK INC CL A 30303M102 1566 5317 SH SOLE 5317 0 0 FS KKR CAP CORP II COM 35952V303 308 15762 SH SOLE 15762 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1375 21367 SH SOLE 21367 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 4623 65786 SH SOLE 65786 0 0 ISHARES TR CORE MSCI EAFE 46432F842 3765 52254 SH SOLE 52254 0 0 ABBVIE INC COM 00287Y109 1773 16383 SH SOLE 16383 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2418 120014 SH SOLE 120014 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 1159 22214 SH SOLE 22214 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 424 19609 SH SOLE 19609 0 0 GLOBAL NET LEASE INC COM NEW 379378201 284 15716 SH SOLE 15716 0 0 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 1906 32329 SH SOLE 32329 0 0 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 383 7762 SH SOLE 7762 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 792 7485 SH SOLE 7485 0 0 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 602 7880 SH SOLE 7880 0 0 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 2068 39702 SH SOLE 39702 0 0 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 1065 24062 SH SOLE 24062 0 0 ALPHABET INC CAP STK CL C 02079K107 1032 499 SH SOLE 499 0 0 ISHARES TR CORE MSCI EURO 46434V738 553 10239 SH SOLE 10239 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 239 1054 SH SOLE 1054 0 0 FIDELITY COVINGTON TRUST TOTAL BD ETF 316188309 5660 107997 SH SOLE 107997 0 0 FIDELITY COVINGTON TRUST LTD TRM BD ETF 316188200 1421 27190 SH SOLE 27190 0 0 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 1908 69414 SH SOLE 69414 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 698 20081 SH SOLE 20081 0 0 PAYPAL HLDGS INC COM 70450Y103 819 3374 SH SOLE 3374 0 0 ALTABANCORP COM 021347109 8030 191005 SH SOLE 191005 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 805 14725 SH SOLE 14725 0 0 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 533 14997 SH SOLE 14997 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 8 10000 PRN SOLE 10000 0 0 CAMBRIA ETF TR TAIL RISK 132061862 1815 96775 SH SOLE 96775 0 0 SHIP FIN INTL LTD NOTE 4.875% 5/0 824689AG8 10 10000 PRN SOLE 10000 0 0 LOVESAC COMPANY COM 54738L109 5668 100145 SH SOLE 100145 0 0 FIRST TR EXCHANGE-TRADED FD LUNT US FACTOR 33733E872 48057 1460258 SH SOLE 1460258 0 0 ALPS ETF TR CLEAN ENERGY 00162Q460 619 7927 SH SOLE 7927 0 0 INNOVATOR ETFS TR S&P 500 POWER 45782C508 4423 140206 SH SOLE 140206 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C409 657 19257 SH SOLE 19257 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C300 3249 107027 SH SOLE 107027 0 0 INNOVATOR ETFS TR S&P 500 PWR BU 45782C748 4772 155608 SH SOLE 155608 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C730 3776 133089 SH SOLE 133089 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 10 10000 PRN SOLE 10000 0 0 INNOVATOR ETFS TR MSCI EAFE PWR 45782C722 369 15179 SH SOLE 15179 0 0 INNOVATOR ETFS TR MSCI EMGR MKT 45782C714 283 10640 SH SOLE 10640 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 21 300 SH Call SOLE 300 0 0 CLOUDFLARE INC CL A COM 18915M107 2136 30404 SH SOLE 30404 0 0 INNOVATOR ETFS TR S&P 500 BUFFER E 45782C557 208 6542 SH SOLE 6542 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 54 600 SH Call SOLE 600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 100 SH Call SOLE 100 0 0 INNOVATOR ETFS TR S&P 500 POWER 45782C417 1044 37930 SH SOLE 37930 0 0 INNOVATOR ETFS TR S&P 500 ULTRA 45782C425 920 34231 SH SOLE 34231 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C433 463 15946 SH SOLE 15946 0 0 INNOVATOR ETFS TR S&P 500 PWR BUFR 45782C383 340 11516 SH SOLE 11516 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 263 6219 SH SOLE 6219 0 0 OTIS WORLDWIDE CORP COM 68902V107 209 3057 SH SOLE 3057 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 99 900 SH Call SOLE 900 0 0 INNOVATOR ETFS TR S&P 500 PWR BUF 45782C318 309 10729 SH SOLE 10729 0 0 PACER FDS TR LUNT LRG CP ALTR 69374H717 14032 360480 SH SOLE 360480 0 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 18 20000 PRN SOLE 20000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 200 SH Put SOLE 200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6 500 SH Put SOLE 500 0 0