0001013594-24-000932.txt : 20241113 0001013594-24-000932.hdr.sgml : 20241113 20241112184438 ACCESSION NUMBER: 0001013594-24-000932 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241113 DATE AS OF CHANGE: 20241112 EFFECTIVENESS DATE: 20241113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCF Advisers, LLC CENTRAL INDEX KEY: 0001802493 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19889 FILM NUMBER: 241450517 BUSINESS ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.622.5850 MAIL ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001802493 XXXXXXXX 09-30-2024 09-30-2024 false DCF Advisers, LLC

73 ARCH STREET GREENWICH CT 06830

13F HOLDINGS REPORT 028-19889 N David Sven Floren 203-622-5850 /s/ David Sven Floren New York NY 11-12-2024 0 97 250177314 INFORMATION TABLE 2 informationtable.xml ABBVIE INC COM 00287Y109 6121880 31000 SH SOLE 31000 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 2379650 261500 SH SOLE 261500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 6235040 38000 SH SOLE 38000 0 0 EA SERIES TRUST ALPHA ARCH 1-3 02072L565 1075684 9875 SH SOLE 9875 0 0 ALPHABET INC CAP STK CL C 02079K107 11644784 69650 SH SOLE 69650 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4589690 43250 SH SOLE 43250 0 0 ALTIMMUNE INC COM NEW 02155H200 232510 37868 SH SOLE 37868 0 0 ALTIMMUNE INC COM NEW 02155H200 349980 57000 SH Call SOLE 57000 0 0 AMAZON COM INC COM 023135106 6428385 34500 SH SOLE 34500 0 0 AMAZON COM INC COM 023135106 558990 3000 SH Call SOLE 3000 0 0 AMGEN INC COM 031162100 3544310 11000 SH SOLE 11000 0 0 APPLE INC COM 037833100 1864000 8000 SH SOLE 8000 0 0 APPLE INC COM 037833100 1165000 5000 SH Put SOLE 5000 0 0 ARGENX SE SPONSORED ADR 04016X101 10841600 20000 SH SOLE 20000 0 0 ARQ INC COM 00770C101 428510 73000 SH SOLE 73000 0 0 AT&T INC COM 00206R102 224400 10200 SH SOLE 10200 0 0 BARNES & NOBLE ED INC COM NEW 06777U200 782470 84500 SH SOLE 84500 0 0 BARRICK GOLD CORP COM 067901108 1392300 70000 SH SOLE 70000 0 0 BAIDU INC - ADR COMM 056752108 3737795 35500 SH SOLE 35500 0 0 BAIDU INC - ADR COMM 056752108 421160 4000 SH Call SOLE 4000 0 0 BAIDU INC - ADR COMM 056752108 526450 5000 SH Put SOLE 5000 0 0 BK OF AMERICA CORP COM 060505104 4741760 119500 SH SOLE 119500 0 0 BIOHAVEN LTD COM G1110E107 1549070 31000 SH SOLE 31000 0 0 BOEING CO COM 097023105 630966 4150 SH SOLE 4150 0 0 BROADCOM INC COM 11135F101 862500 5000 SH SOLE 5000 0 0 BURFORD CAP LTD ORD SHS G17977110 689520 52000 SH SOLE 52000 0 0 CISCO SYS INC COM 17275R102 1596600 30000 SH SOLE 30000 0 0 CITIGROUP INC COM NEW 172967424 2347500 37500 SH SOLE 37500 0 0 CITIGROUP INC COM NEW 172967424 156500 2500 SH Call SOLE 2500 0 0 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 274750 350000 PRN SOLE 350000 0 0 DEERE & CO COM 244199105 1877985 4500 SH SOLE 4500 0 0 EQUILLIUM INC COM 29446K106 27424 32962 SH SOLE 32962 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 2134485 2250000 PRN SOLE 2250000 0 0 META PLATFORMS INC CL A 30303M102 1144880 2000 SH SOLE 2000 0 0 LILLY ELI & CO COM 532457108 6201580 7000 SH SOLE 7000 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 4963463 309250 SH SOLE 309250 0 0 EVOTEC AG SPONSORED ADS 30050E105 792251 217055 SH SOLE 217055 0 0 FLUTTER ENTMT PLC SHS G3643J108 593200 2500 SH SOLE 2500 0 0 FORD MTR CO DEL COM 345370860 1056000 100000 SH SOLE 100000 0 0 GENERAL MTRS CO COM 37045V100 1345200 30000 SH SOLE 30000 0 0 INCYTE CORP COM 45337C102 3189325 48250 SH SOLE 48250 0 0 INTEL CORP COM 458140100 1055700 45000 SH SOLE 45000 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 7354097 100507 SH SOLE 100507 0 0 IONIS PHARMACEUTICALS INC COM 462222100 1582370 39500 SH SOLE 39500 0 0 IONIS PHARMACEUTICALS INC COM 462222100 160240 4000 SH Call SOLE 4000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 573250 12500 SH SOLE 12500 0 0 ISHARES GOLD TR ISHARES NEW 464285204 4970000 100000 SH SOLE 100000 0 0 ISHARES RUSSELL 2000 ETF 464287655 2374568 10750 SH SOLE 10750 0 0 ISHARES SILVER TR ISHARES 46428Q109 4247295 149500 SH SOLE 149500 0 0 KIRKLANDS INC COM 497498105 55659 25415 SH SOLE 25415 0 0 LAM RESEARCH CORP COM 512807108 408040 500 SH SOLE 500 0 0 LENSAR INC COM 52634L108 1101948 240600 SH SOLE 240600 0 0 LIFECORE BIOMEDICAL INC COM 514766104 1422197 288478 SH SOLE 288478 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 97547 107751 SH SOLE 107751 0 0 MARVELL TECHNOLOGY INC COM 573874104 901500 12500 SH SOLE 12500 0 0 METHANEX CORP COM 59151K108 310050 7500 SH SOLE 7500 0 0 MICRON TECHNOLOGY INC COM 595112103 18304815 176500 SH SOLE 176500 0 0 MICRON TECHNOLOGY INC COM 595112103 1192665 11500 SH Put SOLE 11500 0 0 MICRON TECHNOLOGY INC COM 595112103 259275 2500 SH Call SOLE 2500 0 0 NEWAMSTERDAM PHARMA COMPANY ORDINARY SHARES N62509109 564400 34000 SH SOLE 34000 0 0 NEXTNAV INC COMMON STOCK 65345N106 127330 17000 SH SOLE 17000 0 0 NOKIA CORP SPONSORED ADR 654902204 218500 50000 SH SOLE 50000 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 2237192 386389 SH SOLE 386389 0 0 ORACLE CORP COM 68389X105 5964000 35000 SH SOLE 35000 0 0 ORACLE CORP COM 68389X105 1022400 6000 SH Put SOLE 6000 0 0 QUALCOM INC COM 747525103 1190350 7000 SH SOLE 7000 0 0 OVID THERAPEUTICS INC COM 690469101 17405 14750 SH SOLE 14750 0 0 O-I GLASS INC COM 67098H104 974160 74250 SH SOLE 74250 0 0 PALO ALTO NETWORKS INC COM 697435105 341800 1000 SH SOLE 1000 0 0 PAYPAL HOLDINGS INC COM 70450Y103 780300 10000 SH SOLE 10000 0 0 PFIZER INC COM 717081103 994089 34350 SH SOLE 34350 0 0 PROTHENA CORP PLC SHS G72800108 1798475 107500 SH SOLE 107500 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 28290 1000 SH Call SOLE 1000 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 424350 15000 SH SOLE 15000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 8147110 7750 SH SOLE 7750 0 0 REVANCE THERAPEUTICS INC COM 761330109 100774 19417 SH SOLE 19417 0 0 SANOFI SPONSORED ADR 80105N105 633930 11000 SH SOLE 11000 0 0 SPDR GOLD TR GOLD SHS 78463V107 4375080 18000 SH SOLE 18000 0 0 SPDR GOLD TR GOLD SHS 78463V107 1579890 6500 SH Put SOLE 6500 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 1166397 3165 SH SOLE 3165 0 0 SPROTT FDS TR URANIUM MINERS E 85208P303 1858140 40500 SH SOLE 40500 0 0 SRH TOTAL RETURN FUND INC COM 101507101 932200 59000 SH SOLE 59000 0 0 TELADOC HEALTH INC COM 87918A105 481950 52500 SH SOLE 52500 0 0 TEVA PHARMACEUTICAL-SP ADR ADRS 881624209 2036260 113000 SH SOLE 113000 0 0 TEVA PHARMACEUTICAL-SP ADR ADRS 881624209 603670 33500 SH Call SOLE 33500 0 0 TURNING PT BRANDS INC COM 90041L105 3098170 71800 SH SOLE 71800 0 0 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 2986500 75000 SH SOLE 75000 0 0 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 597300 15000 SH Put SOLE 15000 0 0 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 99550 2500 SH Call SOLE 2500 0 0 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 927390 19000 SH SOLE 19000 0 0 VIRIDIAN THERAPEUTICS INC COM 92790C104 329875 14500 SH SOLE 14500 0 0 WOLFSPEED INC COM 977852102 199820 20600 SH SOLE 20600 0 0 XENCOR INC COM 98401F105 4212623 209479 SH SOLE 209479 0 0 ZAI LAB LTD ADRS 98887Q104 1019915 42250 SH SOLE 42250 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 47279232 89600 SH Put SOLE 89600 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 2517286 23319 SH SOLE 23319 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1220450 17500 SH SOLE 17500 0 0